Purchases and Sales Made in Q4 2021 in Pimco ETF Tr Sht Term Mun Bd A (SMMU)
This table provides information about the institutional ownership of Pimco ETF Tr Sht Term Mun Bd A (SMMU) during Q4 2021. The information is specifically focused on institutions that hold shares of PIMCO ETF TR SHT TERM MUN BD A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
625K+ 35.54% |
$32M - $32.1M
|
2.38M
$119M
|
|
|
Jan 21, 2022
Q4 2021
|
Signify Wealth
|
BUY
|
- |
248K+ 119.45% |
$12.7M - $12.7M
|
456K
$22.8M
|
|
|
Feb 10, 2022
Q4 2021
|
Carson Allaria Wealth Management, Ltd.
|
BUY
|
- |
133KNew |
$6.81M - $6.82M
|
133K
$6.65M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
111K+ 22.35% |
$5.69M - $5.71M
|
609K
$30.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
42.4K+ 92.23% |
$2.17M - $2.17M
|
88.3K
$4.42M
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
24.7K+ 4.02% |
$1.26M - $1.27M
|
638K
$31.9M
|
|
|
Jan 07, 2022
Q4 2021
|
Hollencrest Capital Management
|
BUY
|
- |
19.7KNew |
$1.01M - $1.01M
|
19.7K
$984K
|
|
|
Jan 31, 2022
Q4 2021
|
Klingenstein Fields & CO LP
|
BUY
|
- |
15.6K+ 66.95% |
$799K - $801K
|
38.9K
$1.95M
|
|
|
Jan 28, 2022
Q4 2021
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
12.8KNew |
$658K - $659K
|
12.8K
$642K
|
|
|
Jan 27, 2022
Q4 2021
|
Landmark Wealth Management, LLC
|
BUY
|
- |
12.3KNew |
$630K - $631K
|
12.3K
$615K
|
|
|
Feb 07, 2022
Q4 2021
|
Capital Market Strategies LLC
|
BUY
|
- |
12KNew |
$616K - $617K
|
12K
$601K
|
|
|
Feb 09, 2022
Q4 2021
|
Swmg, LLC
Fort Worth, TX |
BUY
|
- |
10.9K+ 23.53% |
$559K - $561K
|
57.4K
$2.87M
|
|
|
Jan 24, 2022
Q4 2021
|
Websterrogers Financial Advisors, LLC
|
BUY
|
- |
10.7K+ 10.35% |
$547K - $548K
|
114K
$5.7M
|
|
|
Jan 28, 2022
Q4 2021
|
Weatherly Asset Management L. P.
|
BUY
|
- |
8.43KNew |
$431K - $432K
|
8.43K
$421K
|
|
|
Feb 08, 2022
Q4 2021
|
Davis R M Inc
Portland, ME |
BUY
|
- |
7.98K+ 4.35% |
$408K - $409K
|
192K
$9.58M
|
|
|
Feb 10, 2022
Q4 2021
|
Levy Wealth Management Group, LLC
|
BUY
|
- |
6.85K+ 20.82% |
$350K - $351K
|
39.7K
$1.99M
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
6.57K+ 25.8% |
$336K - $337K
|
32K
$1.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
6.45K+ 14.33% |
$330K - $331K
|
51.4K
$2.57M
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
5.92KNew |
$303K - $304K
|
5.92K
$296K
|
|
|
Feb 09, 2022
Q4 2021
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
5.51KNew |
$282K - $283K
|
5.51K
$275K
|
|
|
Feb 14, 2022
Q4 2021
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
5.43KNew |
$278K - $279K
|
5.43K
$272K
|
|
|
Mar 11, 2022
Q4 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
5KNew |
$256K - $257K
|
5K
$250K
|
|
|
Feb 09, 2022
Q4 2021
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
4.93KNew |
$252K - $253K
|
4.93K
$246K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4.91KNew |
$251K - $252K
|
4.91K
$245K
|
|
|
Jan 03, 2023
Q4 2021
|
Gray Wealth Management Inc.
Bangor, ME |
BUY
|
- |
4.56KNew |
$234K - $234K
|
4.56K
$228K
|
|
|
Jan 31, 2022
Q4 2021
|
Nottingham Advisors, Inc.
Amherst, NY |
BUY
|
- |
4.5K+ 19.01% |
$230K - $231K
|
28.2K
$1.41M
|
|
|
Feb 07, 2022
Q4 2021
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
3.17K+ 19.86% |
$162K - $163K
|
19.1K
$957K
|
|
|
Feb 04, 2022
Q4 2021
|
Crumly & Associates Inc.
|
BUY
|
- |
3.11K+ 10.48% |
$159K - $160K
|
32.8K
$1.64M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.92K+ 7.36% |
$150K - $150K
|
42.6K
$2.13M
|
|
|
Jan 18, 2022
Q4 2021
|
Yhb Investment Advisors, Inc.
|
BUY
|
- |
2.35K+ 7.0% |
$120K - $121K
|
35.9K
$1.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
2.21KNew |
$113K - $113K
|
2.21K
$110K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.19K+ 11.54% |
$112K - $112K
|
21.2K
$1.06M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.07K+ 35.79% |
$106K - $106K
|
7.85K
$393K
|
|
|
Jan 25, 2022
Q4 2021
|
Private Ocean, LLC
|
BUY
|
- |
1.95KNew |
$99.8K - $100K
|
1.95K
$97.5K
|
|
|
Jan 26, 2022
Q4 2021
|
New Square Capital LLC
|
BUY
|
- |
1.54K+ 6.86% |
$78.9K - $79.1K
|
24K
$1.2M
|
|
|
Jan 28, 2022
Q4 2021
|
First National Corp
|
BUY
|
- |
1.53K+ 2.58% |
$78.5K - $78.7K
|
61K
$3.05M
|
|
|
Jan 28, 2022
Q4 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
1.39K+ 18.54% |
$70.9K - $71.1K
|
8.85K
$443K
|
|
|
Feb 10, 2022
Q4 2021
|
American Institute For Advanced Investment Management, LLP
|
BUY
|
- |
1.25K+ 14.65% |
$64K - $64.1K
|
9.79K
$489K
|
|
|
Feb 04, 2022
Q4 2021
|
St. James Investment Advisors, LLC
Port Jefferson, NY |
BUY
|
- |
860New |
$44K - $44.1K
|
860
$43K
|
|
|
Jan 27, 2022
Q4 2021
|
Tap Consulting, LLC
|
BUY
|
- |
662New |
$33.9K - $34K
|
662
$33.1K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
574+ 2.09% |
$29.4K - $29.5K
|
28K
$1.4M
|
|
|
Jan 19, 2022
Q4 2021
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
310+ 8.96% |
$15.9K - $15.9K
|
3.77K
$189K
|
|
|
Feb 08, 2022
Q4 2021
|
Brinker Capital Investments, LLC
|
BUY
|
- |
281+ 0.8% |
$14.4K - $14.4K
|
35.3K
$1.77M
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
252New |
$12.9K - $12.9K
|
252
$12.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
113+ 0.14% |
$5.79K - $5.8K
|
81.6K
$4.08M
|
|
|
Feb 09, 2022
Q4 2021
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
36+ 0.12% |
$1.84K - $1.85K
|
30K
$1.5M
|
|
|
Jan 25, 2022
Q4 2021
|
Kingfisher Capital LLC
|
BUY
|
- |
11+ 0.08% |
$563 - $564
|
13.7K
$686K
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
7+ 0.1% |
$358 - $359
|
7.07K
$353K
|
|
|
Feb 04, 2022
Q4 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
1+ 0.0% |
$51.2 - $51.3
|
36.7K
$1.83M
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|