Purchases and Sales Made in Q4 2023 in Pimco ETF Tr Sht Term Mun Bd A (SMMU)
This table provides information about the institutional ownership of Pimco ETF Tr Sht Term Mun Bd A (SMMU) during Q4 2023. The information is specifically focused on institutions that hold shares of PIMCO ETF TR SHT TERM MUN BD A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
275K+ 103.5% |
$13.4M - $13.8M
|
542K
$27.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
223KNew |
$10.9M - $11.2M
|
223K
$11.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
166K+ 35.54% |
$8.07M - $8.3M
|
632K
$31.7M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
128K+ 92.19% |
$6.26M - $6.44M
|
268K
$13.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
114K+ 129.37% |
$5.57M - $5.73M
|
202K
$10.2M
|
|
|
Feb 09, 2024
Q4 2023
|
Pictet North America Advisors Sa
|
BUY
|
- |
107KNew |
$5.23M - $5.38M
|
107K
$5.38M
|
|
|
Feb 14, 2024
Q4 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
91.9KNew |
$4.48M - $4.61M
|
91.9K
$4.61M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
84.6K+ 1273.76% |
$4.12M - $4.24M
|
91.2K
$4.57M
|
|
|
Jan 31, 2024
Q4 2023
|
Cedar Point Capital Partners, LLC
Cedar Rapids, IA |
BUY
|
- |
58.3KNew |
$2.84M - $2.92M
|
58.3K
$2.92M
|
|
|
Feb 12, 2024
Q4 2023
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
56.7KNew |
$2.76M - $2.84M
|
56.7K
$2.84M
|
|
|
Feb 12, 2024
Q4 2023
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
52.8K+ 42.82% |
$2.57M - $2.64M
|
176K
$8.82M
|
|
|
Jan 29, 2024
Q4 2023
|
Crumly & Associates Inc.
|
BUY
|
- |
41.6K+ 159.4% |
$2.03M - $2.09M
|
67.8K
$3.4M
|
|
|
Jan 10, 2024
Q4 2023
|
Long View Wealth Management
Atlanta, GA |
BUY
|
- |
37.9KNew |
$1.85M - $1.9M
|
37.9K
$1.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
35KNew |
$1.7M - $1.75M
|
35K
$1.75M
|
|
|
Mar 15, 2024
Q4 2023
|
Skyline Advisors, Inc.
Bellingham, WA |
BUY
|
- |
34.5KNew |
$1.68M - $1.73M
|
34.5K
$1.73M
|
|
|
Jan 12, 2024
Q4 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
33.4KNew |
$1.63M - $1.68M
|
33.4K
$1.68M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
29.8K+ 11.41% |
$1.45M - $1.49M
|
291K
$14.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
28.1K+ 10.87% |
$1.37M - $1.41M
|
287K
$14.4M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
26.2K+ 4.34% |
$1.28M - $1.32M
|
632K
$31.7M
|
|
|
Feb 01, 2024
Q4 2023
|
Kelman Lazarov, Inc.
Memphis, TN |
BUY
|
- |
18.2K+ 36.06% |
$889K - $915K
|
68.8K
$3.45M
|
|
|
Jan 23, 2024
Q4 2023
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
11.6K+ 164.25% |
$567K - $583K
|
18.7K
$938K
|
|
|
Jan 26, 2024
Q4 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
11.2K+ 4.29% |
$545K - $561K
|
272K
$13.6M
|
|
|
Jan 24, 2024
Q4 2023
|
Biltmore Wealth Management, LLC
|
BUY
|
- |
9.67K+ 2.69% |
$472K - $485K
|
369K
$18.5M
|
|
|
Jan 23, 2024
Q4 2023
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
9.31K+ 31.83% |
$454K - $467K
|
38.6K
$1.93M
|
|
|
Jan 25, 2024
Q4 2023
|
Williams & Novak, LLC
Westlake Village, CA |
BUY
|
- |
7.75KNew |
$378K - $389K
|
7.75K
$389K
|
|
|
Feb 14, 2024
Q4 2023
|
Kuhn & CO Investment Counsel
Chicago, IL |
BUY
|
- |
7.47KNew |
$364K - $375K
|
7.47K
$375K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
7.3K+ 95.01% |
$356K - $366K
|
15K
$751K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
6.86K+ 842.09% |
$335K - $344K
|
7.68K
$385K
|
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
6.56K+ 179.16% |
$320K - $329K
|
10.2K
$513K
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
6.26K+ 91.2% |
$305K - $314K
|
13.1K
$659K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.82K+ 6.55% |
$284K - $292K
|
94.7K
$4.75M
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
5.77KNew |
$281K - $289K
|
5.77K
$289K
|
|
|
Feb 12, 2024
Q4 2023
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
5.69K+ 2.54% |
$278K - $285K
|
230K
$11.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Ehrlich Financial Group
Laguna Niguel, CA |
BUY
|
- |
5.66KNew |
$276K - $284K
|
5.66K
$284K
|
|
|
May 15, 2024
Q4 2023
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
5.17KNew |
$252K - $259K
|
5.17K
$259K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.06K+ 16.58% |
$246K - $253K
|
35.6K
$1.78M
|
|
|
Jan 10, 2024
Q4 2023
|
Inspirion Wealth Advisors, LLC
|
BUY
|
- |
5K+ 12.27% |
$244K - $251K
|
45.8K
$2.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
4.7K+ 35.64% |
$229K - $236K
|
17.9K
$897K
|
|
|
Jan 10, 2024
Q4 2023
|
Tru Wealth Advisors, LLC
|
BUY
|
- |
4.61KNew |
$225K - $231K
|
4.61K
$231K
|
|
|
Feb 08, 2024
Q4 2023
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
4.02KNew |
$196K - $202K
|
4.02K
$202K
|
|
|
Feb 13, 2024
Q4 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.81KNew |
$137K - $141K
|
2.81K
$141K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
2.8K+ 5.21% |
$136K - $140K
|
56.4K
$2.83M
|
|
|
Feb 12, 2024
Q4 2023
|
Avestar Capital, LLC
|
BUY
|
- |
2.48K+ 15.99% |
$121K - $124K
|
18K
$903K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
2.21K+ 21.33% |
$108K - $111K
|
12.6K
$631K
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
BUY
|
- |
1.96K+ 38.4% |
$95.7K - $98.5K
|
7.08K
$355K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
1.2K+ 204.44% |
$58.3K - $60K
|
1.78K
$89.3K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.12K+ 2.8% |
$54.6K - $56.2K
|
41.1K
$2.06M
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
1.08KNew |
$52.8K - $54.3K
|
1.08K
$54.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.03K+ 11.22% |
$50.1K - $51.5K
|
10.2K
$510K
|
|
|
Feb 12, 2024
Q4 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
1.03K+ 2.96% |
$50K - $51.4K
|
35.6K
$1.79M
|