Purchases and Sales Made in Q3 2021 in Smith Micro Software, Inc. (SMSI)
This table provides information about the institutional ownership of Smith Micro Software, Inc. (SMSI) during Q3 2021. The information is specifically focused on institutions that hold shares of SMITH MICRO SOFTWARE, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
240KNew |
$1.09M - $1.39M
|
240K
$329K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
172K+ 31.49% |
$782K - $996K
|
718K
$984K
|
|
|
Nov 12, 2021
Q3 2021
|
Pacific Ridge Capital Partners, LLC
Lake Oswego, OR |
BUY
|
- |
171K+ 9.7% |
$778K - $990K
|
1.93M
$2.65M
|
|
|
Nov 15, 2021
Q3 2021
|
Shay Capital LLC
New York, NY |
BUY
|
- |
155K+ 81.32% |
$706K - $899K
|
346K
$474K
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
128K+ 42.69% |
$584K - $743K
|
429K
$588K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
114KNew |
$518K - $659K
|
114K
$156K
|
|
|
Nov 02, 2021
Q3 2021
|
Skylands Capital, LLC
|
BUY
|
- |
91.1K+ 101.88% |
$414K - $527K
|
181K
$247K
|
|
|
Nov 05, 2021
Q3 2021
|
Ars Investment Partners, LLC
|
BUY
|
- |
89.5KNew |
$407K - $518K
|
89.5K
$123K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
84.8K+ 78.31% |
$386K - $491K
|
193K
$264K
|
|
|
Nov 15, 2021
Q3 2021
|
State Street Corp
Boston, MA |
BUY
|
- |
84.2K+ 14.41% |
$383K - $487K
|
668K
$916K
|
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
75.4K+ 78.48% |
$343K - $437K
|
172K
$235K
|
|
|
Nov 12, 2021
Q3 2021
|
Dimensional Fund Advisors LP
Austin, TX |
BUY
|
- |
65.3K+ 23.71% |
$297K - $378K
|
341K
$467K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
BUY
|
- |
49.2KNew |
$224K - $285K
|
49.2K
$67.4K
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
45.6K+ 1.7% |
$207K - $264K
|
2.73M
$3.74M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
40.6KNew |
$185K - $235K
|
40.6K
$55.7K
|
|
|
Nov 12, 2021
Q3 2021
|
North Rock Partners, LLC
|
BUY
|
- |
30K+ 27.63% |
$137K - $174K
|
139K
$190K
|
|
|
Nov 01, 2021
Q3 2021
|
Sg Americas Securities, LLC
|
BUY
|
- |
27.6KNew |
$125K - $160K
|
27.6K
$37.8K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
24.4K+ 10.48% |
$111K - $141K
|
257K
$352K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
21.7K+ 52.73% |
$98.7K - $126K
|
62.8K
$86.1K
|
|
|
Nov 16, 2021
Q3 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
18.1K+ 16.67% |
$82.2K - $105K
|
126K
$173K
|
|
|
Nov 12, 2021
Q3 2021
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
18K+ 69.83% |
$81.9K - $104K
|
43.8K
$60K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
17.7KNew |
$80.7K - $103K
|
17.7K
$24.3K
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
17.4KNew |
$79.2K - $101K
|
17.4K
$23.8K
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
BUY
|
- |
16.7K+ 112.91% |
$75.9K - $96.6K
|
31.5K
$43.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
15.6K+ 1.9% |
$71K - $90.4K
|
836K
$1.15M
|
|
|
Nov 15, 2021
Q3 2021
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
12.5KNew |
$56.7K - $72.1K
|
12.5K
$17.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
11.4KNew |
$51.9K - $66K
|
11.4K
$15.6K
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
11.1K+ 144.27% |
$50.6K - $64.4K
|
18.8K
$25.8K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
11.1KNew |
$50.5K - $64.3K
|
11.1K
$15.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
10.7K+ 150.01% |
$48.8K - $62.1K
|
17.9K
$24.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
10.4KNew |
$47.1K - $59.9K
|
10.4K
$14.2K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
5.49KNew |
$25K - $31.8K
|
5.49K
$7.53K
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
5.44K+ 1.3% |
$24.7K - $31.5K
|
423K
$579K
|
|
|
Nov 10, 2021
Q3 2021
|
Cito Capital Group, LLC
Miami, FL |
BUY
|
- |
3K+ 5.45% |
$13.7K - $17.4K
|
58K
$79.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.67K+ 76.53% |
$12.2K - $15.5K
|
6.16K
$8.44K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
2.5K+ 21.53% |
$11.4K - $14.5K
|
14.1K
$19.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
2.3K+ 4.75% |
$10.4K - $13.3K
|
50.6K
$69.3K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
800+ 1.56% |
$3.64K - $4.63K
|
52.2K
$71.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
655New |
$2.98K - $3.79K
|
655
$897
|
|
|
Nov 12, 2021
Q3 2021
|
American International Group, Inc.
New York, NY |
BUY
|
- |
291+ 1.17% |
$1.32K - $1.68K
|
25.2K
$34.5K
|
|
|
Dec 19, 2023
Q3 2021
|
West Paces Advisors Inc.
Atlanta, GA |
BUY
|
- |
250+ 6.05% |
$1.14K - $1.45K
|
4.39K
$6.01K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
129New |
$587 - $747
|
129
$177
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
33New |
$150 - $191
|
33
$45.2
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
20New |
$91 - $116
|
20
$27.4
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-45- 40.54% |
$205 - $261
|
66
$90.4
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-66- 0.83% |
$300 - $382
|
7.89K
$10.8K
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-921Closed |
$4.19K - $5.33K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-2.74K- 21.44% |
$12.5K - $15.9K
|
10K
$13.8K
|