Purchases and Sales Made in Q3 2020 in Sierra Metals, Inc. Ordinary S (SMTSF)
This table provides information about the institutional ownership of Sierra Metals, Inc. Ordinary S (SMTSF) during Q3 2020. The information is specifically focused on institutions that hold shares of SIERRA METALS, INC. ORDINARY S.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
ETF Managers Group, LLC
Summit, NJ |
BUY
|
- |
197K+ 29.06% |
N/A
|
876K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
33.8KNew |
N/A
|
33.8K
$0
|
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
2.79KNew |
N/A
|
2.79K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
600New |
N/A
|
600
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
N/A
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
0Closed |
N/A
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-1.92K- 50.62% |
N/A
|
1.87K
$0
|
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-2.79KClosed |
N/A
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Ingalls & Snyder LLC
New York, NY |
SELL
|
- |
-15K- 8.57% |
N/A
|
160K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-28.8K- 47.29% |
N/A
|
32.1K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-55.1K- 5.8% |
N/A
|
895K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-63.6K- 65.57% |
N/A
|
33.4K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-65KClosed |
N/A
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-897K- 35.08% |
N/A
|
1.66M
$0
|