Purchases and Sales Made in Q4 2019 in Sierra Metals, Inc. Ordinary S (SMTSF)
This table provides information about the institutional ownership of Sierra Metals, Inc. Ordinary S (SMTSF) during Q4 2019. The information is specifically focused on institutions that hold shares of SIERRA METALS, INC. ORDINARY S.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2020
Q4 2019
|
West Family Investments, Inc.
Carlsbad, CA |
BUY
|
- |
609K+ 31.25% |
N/A
|
2.56M
$0
|
|
|
Feb 14, 2020
Q4 2019
|
ETF Managers Group, LLC
Summit, NJ |
BUY
|
- |
144K+ 15.71% |
N/A
|
1.06M
$0
|
|
|
Sep 14, 2021
Q4 2019
|
Cwm, LLC
|
BUY
|
- |
2.79KNew |
N/A
|
2.79K
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Group Ag
|
BUY
|
- |
509+ 1038.78% |
N/A
|
558
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
N/A
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Cwm, LLC
|
SELL
|
- |
-2.79KClosed |
N/A
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-3.36K- 22.98% |
N/A
|
11.3K
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Optimum Investment Advisors
|
SELL
|
- |
-24.5K- 87.5% |
N/A
|
3.5K
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Ingalls & Snyder LLC
New York, NY |
SELL
|
- |
-330K- 56.9% |
N/A
|
250K
$0
|