Purchases and Sales Made in Q3 2021 in Source Capital Inc (SOR)
This table provides information about the institutional ownership of Source Capital Inc (SOR) during Q3 2021. The information is specifically focused on institutions that hold shares of SOURCE CAPITAL INC .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2021
Q3 2021
|
Litman Gregory Wealth Management LLC
|
BUY
|
- |
87.3K+ 2144.09% |
$3.85M - $4.07M
|
91.4K
$3.97M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
60KNew |
$2.65M - $2.79M
|
60K
$2.61M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
42.1KNew |
$1.86M - $1.96M
|
42.1K
$1.83M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
12.8KNew |
$567K - $598K
|
12.8K
$559K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
6.8K+ 949.72% |
$300K - $317K
|
7.52K
$327K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
6.66K+ 16.54% |
$294K - $310K
|
46.9K
$2.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.64K+ 15.75% |
$293K - $309K
|
48.8K
$2.12M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
2.71K+ 3.14% |
$119K - $126K
|
88.9K
$3.87M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.24K+ 5.8% |
$54.9K - $57.9K
|
22.7K
$987K
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
1.21K+ 5.73% |
$53.5K - $56.5K
|
22.4K
$973K
|
|
|
Nov 04, 2021
Q3 2021
|
Tortoise Investment Management, LLC
|
BUY
|
- |
531New |
$23.4K - $24.7K
|
531
$23.1K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
505+ 8.2% |
$22.3K - $23.5K
|
6.67K
$290K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
58+ 0.85% |
$2.56K - $2.7K
|
6.85K
$298K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-8- 0.08% |
$353 - $373
|
10.4K
$453K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-100Closed |
$4.42K - $4.66K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-161- 0.21% |
$7.11K - $7.5K
|
77.1K
$3.35M
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
SELL
|
- |
-190Closed |
$8.39K - $8.85K
|
0
$0
|
|
|
Mar 23, 2023
Q3 2021
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-222- 1.95% |
$9.8K - $10.3K
|
11.2K
$485K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-351- 6.21% |
$15.5K - $16.3K
|
5.3K
$231K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-468- 10.92% |
$20.7K - $21.8K
|
3.82K
$166K
|
|
|
Nov 08, 2021
Q3 2021
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-1.14K- 3.45% |
$50.3K - $53.1K
|
31.9K
$1.39M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.41K- 38.36% |
$62K - $65.4K
|
2.26K
$98.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1.8KClosed |
$79.4K - $83.8K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.87K- 22.52% |
$82.4K - $86.9K
|
6.42K
$279K
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-1.9K- 11.24% |
$84.1K - $88.7K
|
15K
$654K
|
|
|
Oct 21, 2021
Q3 2021
|
Boenning & Scattergood, Inc.
|
SELL
|
- |
-4.54KClosed |
$201K - $212K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-5KClosed |
$221K - $233K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-5.4KClosed |
$238K - $251K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pecaut & Co.
|
SELL
|
- |
-5.5K- 8.1% |
$243K - $256K
|
62.4K
$2.71M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-7.03K- 4.83% |
$310K - $327K
|
139K
$6.03M
|
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-8.13K- 29.58% |
$359K - $379K
|
19.4K
$842K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-17.4K- 11.45% |
$767K - $810K
|
134K
$5.85M
|
|
|
Nov 12, 2021
Q3 2021
|
Ami Investment Management Inc
Kendallville, IN |
SELL
|
- |
-56.9KClosed |
$2.51M - $2.65M
|
0
$0
|