Purchases and Sales Made in Q3 2023 in Ishares Semiconductor ETF (SOXX)
This table provides information about the institutional ownership of Ishares Semiconductor ETF (SOXX) during Q3 2023. The information is specifically focused on institutions that hold shares of ISHARES SEMICONDUCTOR ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2023
Q3 2023
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-457- 3.15% |
$210K - $245K
|
14K
$3.06M
|
|
|
Nov 13, 2023
Q3 2023
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-457- 3.36% |
$210K - $245K
|
13.2K
$2.87M
|
|
|
Nov 15, 2023
Q3 2023
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-492- 97.04% |
$226K - $264K
|
15
$3.27K
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-516- 55.36% |
$237K - $276K
|
416
$90.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-518- 14.54% |
$238K - $277K
|
3.04K
$664K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-541- 1.34% |
$248K - $290K
|
39.8K
$8.69M
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-552- 24.58% |
$254K - $296K
|
1.69K
$370K
|
|
|
Nov 08, 2023
Q3 2023
|
Keybank National Association
|
SELL
|
- |
-567- 28.88% |
$260K - $304K
|
1.4K
$305K
|
|
|
Nov 14, 2023
Q3 2023
|
Ascent Group, LLC
|
SELL
|
- |
-572- 24.64% |
$263K - $306K
|
1.75K
$382K
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-598- 50.08% |
$275K - $320K
|
596
$130K
|
|
|
Oct 31, 2023
Q3 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-668- 21.03% |
$307K - $358K
|
2.51K
$547K
|
|
|
Nov 15, 2023
Q3 2023
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-672- 38.98% |
$309K - $360K
|
1.05K
$230K
|
|
|
Oct 25, 2023
Q3 2023
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-701- 14.98% |
$322K - $375K
|
3.98K
$868K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-727- 9.73% |
$334K - $389K
|
6.74K
$1.47M
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-734- 20.85% |
$337K - $393K
|
2.79K
$608K
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-771- 17.48% |
$354K - $413K
|
3.64K
$794K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-777- 3.79% |
$357K - $416K
|
19.7K
$4.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-795- 62.16% |
$365K - $426K
|
484
$106K
|
|
|
Nov 14, 2023
Q3 2023
|
360 Financial, Inc.
|
SELL
|
- |
-1.02K- 5.46% |
$469K - $547K
|
17.7K
$3.86M
|
|
|
Nov 06, 2023
Q3 2023
|
Savant Capital, LLC
|
SELL
|
- |
-1.06K- 55.28% |
$486K - $567K
|
856
$187K
|
|
|
Nov 14, 2023
Q3 2023
|
Theory Financial LLC
Fort Collins, CO |
SELL
|
- |
-1.09K- 12.79% |
$500K - $583K
|
7.42K
$1.62M
|
|
|
Aug 14, 2024
Q3 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-1.25K- 17.14% |
$576K - $672K
|
6.06K
$1.32M
|
|
|
Oct 11, 2023
Q3 2023
|
Donaldson Capital Management, LLC
Evansville, IN |
SELL
|
- |
-1.37K- 10.97% |
$628K - $732K
|
11.1K
$2.42M
|
|
|
Nov 08, 2023
Q3 2023
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-1.42K- 23.18% |
$651K - $760K
|
4.7K
$1.03M
|
|
|
Nov 14, 2023
Q3 2023
|
Bollard Group LLC
Boston, MA |
SELL
|
- |
-1.89K- 99.95% |
$869K - $1.01M
|
1
$218
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.97K- 23.16% |
$907K - $1.06M
|
6.55K
$1.43M
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-2K- 3.57% |
$919K - $1.07M
|
54K
$11.8M
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.12K- 53.22% |
$972K - $1.13M
|
1.86K
$406K
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-2.13K- 17.91% |
$977K - $1.14M
|
9.75K
$2.13M
|
|
|
Oct 30, 2023
Q3 2023
|
Meitav Dash Investments LTD
|
SELL
|
- |
-2.14K- 33.54% |
$983K - $1.15M
|
4.24K
$925K
|
|
|
Oct 24, 2023
Q3 2023
|
Bank Hapoalim Bm
|
SELL
|
- |
-2.2K- 10.6% |
$1.01M - $1.18M
|
18.6K
$4.06M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.25K- 3.92% |
$1.04M - $1.21M
|
55.2K
$12.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-2.98K- 84.63% |
$1.37M - $1.6M
|
541
$118K
|
|
|
Apr 24, 2024
Q3 2023
|
Bulltick Wealth Management, LLC
Miami, FL |
SELL
|
- |
-3.05K- 7.95% |
$1.4M - $1.63M
|
35.3K
$7.7M
|
|
|
Oct 16, 2023
Q3 2023
|
Madrona Financial Services, LLC
|
SELL
|
- |
-3.55K- 68.05% |
$1.63M - $1.9M
|
1.67K
$364K
|
|
|
Nov 09, 2023
Q3 2023
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-3.58K- 20.32% |
$1.65M - $1.92M
|
14.1K
$3.07M
|
|
|
Nov 02, 2023
Q3 2023
|
Martin & CO Inc
Knoxville, TN |
SELL
|
- |
-3.72K- 30.11% |
$1.71M - $1.99M
|
8.64K
$1.89M
|
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-3.73K- 52.14% |
$1.71M - $2M
|
3.43K
$748K
|
|
|
Oct 13, 2023
Q3 2023
|
Sg Americas Securities, LLC
|
SELL
|
- |
-4.03K- 77.62% |
$1.85M - $2.16M
|
1.16K
$254K
|
|
|
Apr 29, 2024
Q3 2023
|
Oversea Chinese Banking Corp LTD
Great Eastern Centre, U0 |
SELL
|
- |
-6.13K- 57.02% |
$2.82M - $3.28M
|
4.62K
$1.01M
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-6.16K- 13.21% |
$2.83M - $3.3M
|
40.5K
$8.83M
|
|
|
Nov 13, 2023
Q3 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-7.19K- 54.24% |
$3.3M - $3.85M
|
6.06K
$1.32M
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
SELL
|
- |
-8.04K- 5.95% |
$3.69M - $4.3M
|
127K
$27.7M
|
|
|
Nov 22, 2023
Q3 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-9.05K- 72.93% |
$4.16M - $4.85M
|
3.36K
$733K
|
|
|
Nov 13, 2023
Q3 2023
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-9.51K- 82.9% |
$4.37M - $5.1M
|
1.96K
$428K
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-10K- 54.84% |
$4.61M - $5.38M
|
8.27K
$1.8M
|
|
|
Oct 12, 2023
Q3 2023
|
Northstar Advisory Group, LLC
|
SELL
|
- |
-10K- 73.72% |
$4.61M - $5.38M
|
3.58K
$781K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.9K- 7.03% |
$5M - $5.83M
|
144K
$31.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-11.4K- 33.18% |
$5.22M - $6.08M
|
22.9K
$4.99M
|
|
|
Oct 24, 2023
Q3 2023
|
First National Corp
|
SELL
|
- |
-11.8K- 45.2% |
$5.42M - $6.32M
|
14.3K
$3.12M
|