Purchases and Sales Made in Q3 2021 in Simplify Exch Trad Fds Us Eq P (SPD)
This table provides information about the institutional ownership of Simplify Exch Trad Fds Us Eq P (SPD) during Q3 2021. The information is specifically focused on institutions that hold shares of SIMPLIFY EXCH TRAD FDS US EQ P.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
217K+ 52.91% |
$6.52M - $6.96M
|
628K
$20.9M
|
|
|
Oct 13, 2021
Q3 2021
|
Ferguson Shapiro LLC
|
BUY
|
- |
151KNew |
$4.52M - $4.82M
|
151K
$5M
|
|
|
Oct 14, 2021
Q3 2021
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
96.8K+ 19.59% |
$2.91M - $3.1M
|
591K
$19.6M
|
|
|
Nov 16, 2021
Q3 2021
|
Stringer Asset Management, LLC
Memphis, TN |
BUY
|
- |
81.7K+ 45.43% |
$2.45M - $2.62M
|
262K
$8.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
75.9KNew |
$2.28M - $2.43M
|
75.9K
$2.52M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
74K+ 10.51% |
$2.22M - $2.37M
|
778K
$25.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
60.9K+ 17.45% |
$1.83M - $1.95M
|
410K
$13.6M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
60.2K+ 9.46% |
$1.81M - $1.93M
|
697K
$23.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
49.6K+ 370.44% |
$1.49M - $1.59M
|
63K
$2.09M
|
|
|
Nov 12, 2021
Q3 2021
|
Trek Financial, LLC
Scottsdale, AZ |
BUY
|
- |
47.9KNew |
$1.44M - $1.53M
|
47.9K
$1.59M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
45.3KNew |
$1.36M - $1.45M
|
45.3K
$1.51M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
45KNew |
$1.35M - $1.44M
|
45K
$1.5M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
43.6KNew |
$1.31M - $1.4M
|
43.6K
$1.45M
|
|
|
Oct 20, 2021
Q3 2021
|
Clarity Financial LLC
|
BUY
|
- |
42.7KNew |
$1.28M - $1.37M
|
42.7K
$1.42M
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
39.7KNew |
$1.19M - $1.27M
|
39.7K
$1.32M
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
34.4KNew |
$1.03M - $1.1M
|
34.4K
$1.14M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
28.8K+ 35.83% |
$865K - $923K
|
109K
$3.63M
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
16.4KNew |
$492K - $525K
|
16.4K
$545K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
15.3K+ 171.79% |
$460K - $490K
|
24.2K
$805K
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
11.9KNew |
$358K - $382K
|
11.9K
$396K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
11.7K+ 5.95% |
$351K - $375K
|
208K
$6.92M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
11K+ 21.34% |
$330K - $352K
|
62.6K
$2.08M
|
|
|
Nov 03, 2021
Q3 2021
|
Bison Wealth, LLC
|
BUY
|
- |
10.5K+ 27.3% |
$315K - $337K
|
49K
$1.63M
|
|
|
Nov 12, 2021
Q3 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
7.06K+ 15.58% |
$212K - $226K
|
52.4K
$1.74M
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
6.66K+ 51.91% |
$200K - $213K
|
19.5K
$647K
|
|
|
Oct 19, 2021
Q3 2021
|
Cambridge Advisors Inc.
|
BUY
|
- |
6.65KNew |
$200K - $213K
|
6.65K
$221K
|
|
|
Nov 09, 2021
Q3 2021
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
3.53K+ 353.2% |
$106K - $113K
|
4.53K
$151K
|
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
3.35K+ 32.08% |
$101K - $107K
|
13.8K
$458K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.24KNew |
$67.2K - $71.7K
|
2.24K
$74.4K
|
|
|
Oct 21, 2021
Q3 2021
|
Boenning & Scattergood, Inc.
|
BUY
|
- |
1.99K+ 6.32% |
$59.6K - $63.6K
|
33.4K
$1.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
1.19K+ 2.31% |
$35.6K - $38K
|
52.4K
$1.74M
|
|
|
Oct 15, 2021
Q3 2021
|
Bartlett & Co. LLC
|
BUY
|
- |
1.15KNew |
$34.4K - $36.7K
|
1.15K
$38K
|
|
|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
1.15KNew |
$34.4K - $36.7K
|
1.15K
$38K
|
|
|
Nov 10, 2021
Q3 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
500New |
$15K - $16K
|
500
$16.6K
|
|
|
Oct 12, 2021
Q3 2021
|
Founders Capital Management
|
BUY
|
- |
400New |
$12K - $12.8K
|
400
$13.3K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
203+ 6.16% |
$6.09K - $6.5K
|
3.5K
$116K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
153New |
$4.59K - $4.9K
|
153
$5.08K
|
|
|
Nov 09, 2021
Q3 2021
|
Hudock, Inc.
|
BUY
|
- |
85New |
$2.55K - $2.72K
|
85
$2.82K
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-34.2KClosed |
$1.03M - $1.1M
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-90.2K- 3.67% |
$2.71M - $2.89M
|
2.37M
$78.8M
|