Latest Institutional Transactions on Global X Superincome Preferred (SPFF)
This table provides information on the latest institutional transactions involving Global X Superincome Preferred (SPFF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 14, 2021
Q2 2021
|
Golden Green, Inc.
|
SELL
|
- |
-38.1KClosed |
$447K - $459K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Trilogy Capital Inc.
|
SELL
|
- |
-14KClosed |
$164K - $169K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 07, 2021
Q1 2021
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-11KClosed |
$127K - $131K
|
0
$0
|
|
|
Apr 20, 2021
Q1 2021
|
Andesa Financial Management Inc.
|
SELL
|
- |
-10KClosed |
$116K - $119K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-14.8KClosed |
$163K - $175K
|
0
$0
|
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-15.8KClosed |
$174K - $186K
|
0
$0
|
|
| Q3 2020 | |||||||
|
May 15, 2024
Q3 2020
|
Global Financial Private Client, LLC
Sarasota, FL |
SELL
|
- |
-427Closed |
$4.49K - $4.82K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-221Closed |
$2.32K - $2.5K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-99Closed |
$1.04K - $1.12K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Assetmark, Inc
|
BUY
|
- |
62New |
$652 - $700
|
62
$583
|
|
|
Nov 12, 2020
Q3 2020
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-20KClosed |
$210K - $226K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-124Closed |
$1.3K - $1.4K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-95Closed |
$999 - $1.07K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
38+ 1.65% |
$345 - $416
|
2.34K
$22K
|
|
|
Sep 11, 2020
Q2 2020
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
1.67KNew |
$15.1K - $18.2K
|
1.67K
$15.7K
|
|
|
Aug 13, 2020
Q2 2020
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-23.2KClosed |
$211K - $254K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Advanced Asset Management Advisors Inc
Dublin, OH |
SELL
|
- |
-75KClosed |
$681K - $821K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14.7KClosed |
$112K - $177K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-732- 7.97% |
$5.58K - $8.76K
|
8.45K
$79.4K
|
|
|
May 07, 2020
Q1 2020
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-530Closed |
$4.04K - $6.34K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-10.2KClosed |
$118K - $120K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-10.9KClosed |
$127K - $129K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-22.5KClosed |
$260K - $265K
|
0
$0
|
|
|
Jan 31, 2020
Q4 2019
|
Weaver Consulting Group
|
SELL
|
- |
-1KClosed |
$11.6K - $11.8K
|
0
$0
|
|
|
Jan 14, 2020
Q4 2019
|
Gen Wealth Group, Inc.
|
BUY
|
- |
10.6KNew |
$123K - $125K
|
10.6K
$99.9K
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-21.6KClosed |
$251K - $254K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-1.04KClosed |
$12K - $12.2K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Lincoln National Corp
|
SELL
|
- |
-18.6KClosed |
$216K - $220K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-570Closed |
$6.62K - $6.73K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
BUY
|
- |
7+ 1.59% |
$81.3 - $82.6
|
447
$4.2K
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Aspire Private Capital, LLC
|
SELL
|
- |
-3.5KClosed |
$40.3K - $41K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
18.6KNew |
$214K - $218K
|
18.6K
$175K
|
|
|
Aug 08, 2019
Q2 2019
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-13.5KClosed |
$155K - $158K
|
0
$0
|
|
|
Jul 18, 2019
Q2 2019
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-826Closed |
$9.52K - $9.69K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Mar 11, 2024
Q4 2018
|
Hobart Private Capital, LLC
Charlotte, NC |
SELL
|
- |
-10.7KClosed |
$117K - $127K
|
0
$0
|
|
|
Sep 07, 2021
Q4 2018
|
Geneos Wealth Management Inc.
|
BUY
|
- |
170+ 26.15% |
$1.86K - $2.02K
|
820
$7.71K
|
|
|
Feb 21, 2019
Q4 2018
|
Lake Point Wealth Management
|
BUY
|
- |
467New |
$5.1K - $5.54K
|
467
$4.39K
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-9.5KClosed |
$104K - $113K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-400Closed |
$4.37K - $4.74K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
49.5KNew |
$586K - $597K
|
49.5K
$465K
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-183Closed |
$2.14K - $2.18K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-16.4KClosed |
$192K - $196K
|
0
$0
|
|
|
Aug 06, 2018
Q2 2018
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-13.6KClosed |
$160K - $163K
|
0
$0
|
|
|
Jul 31, 2018
Q2 2018
|
Destination Wealth Management
|
SELL
|
- |
-67Closed |
$783 - $799
|
0
$0
|
|
|
Jul 30, 2018
Q2 2018
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-14.6KClosed |
$171K - $174K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-430Closed |
$5.05K - $5.3K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Aug 30, 2024
Q4 2017
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
230New |
$2.8K - $2.9K
|
230
$2.16K
|
|
|
Feb 08, 2018
Q4 2017
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.5KClosed |
$18.2K - $18.9K
|
0
$0
|
|
|
Jan 24, 2018
Q4 2017
|
Baldwin Brothers LLC
|
SELL
|
- |
-2KClosed |
$24.3K - $25.2K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
$12.7 - $12.7
|
1
$9.4
|
|