Purchases and Sales Made in Q1 2021 in Global X Superincome Preferred (SPFF)
This table provides information about the institutional ownership of Global X Superincome Preferred (SPFF) during Q1 2021. The information is specifically focused on institutions that hold shares of GLOBAL X SUPERINCOME PREFERRED.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 17, 2021
Q1 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
169KNew |
$1.96M - $2.02M
|
169K
$1.65M
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
123K+ 26.13% |
$1.43M - $1.47M
|
596K
$5.81M
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
68.7KNew |
$795K - $818K
|
68.7K
$670K
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
36.9K+ 36.39% |
$428K - $440K
|
138K
$1.35M
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
35.3K+ 10.87% |
$408K - $420K
|
360K
$3.51M
|
|
May 07, 2021
Q1 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
31.9KNew |
$369K - $380K
|
31.9K
$311K
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
20.8K+ 996.5% |
$240K - $247K
|
22.9K
$223K
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
17.8K+ 60.74% |
$206K - $212K
|
47K
$459K
|
|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
15.3K+ 141.78% |
$177K - $182K
|
26K
$254K
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
15.1KNew |
$175K - $180K
|
15.1K
$148K
|
|
May 14, 2021
Q1 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
8.15K+ 8.46% |
$94.4K - $97.1K
|
105K
$1.02M
|
|
May 03, 2021
Q1 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
5K+ 115.31% |
$57.9K - $59.6K
|
9.34K
$91.1K
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.03K+ 13.82% |
$35.1K - $36.1K
|
24.9K
$243K
|
|
Apr 12, 2021
Q1 2021
|
Trilogy Capital Inc.
|
BUY
|
- |
3K+ 27.27% |
$34.7K - $35.7K
|
14K
$137K
|
|
Apr 26, 2021
Q1 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
2.75K+ 310.73% |
$31.8K - $32.8K
|
3.64K
$35.5K
|
|
May 12, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.08KNew |
$24.1K - $24.8K
|
2.08K
$20.3K
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
855+ 2.21% |
$9.9K - $10.2K
|
39.5K
$386K
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
830New |
$9.61K - $9.89K
|
830
$8.1K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
725+ 9.04% |
$8.4K - $8.63K
|
8.74K
$85.3K
|
|
May 17, 2021
Q1 2021
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
10+ 1.45% |
$116 - $119
|
701
$6.84K
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-231- 8.61% |
$2.67K - $2.75K
|
2.45K
$23.9K
|
|
Apr 30, 2021
Q1 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-277- 2.99% |
$3.21K - $3.3K
|
8.98K
$87.6K
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-296- 1.53% |
$3.43K - $3.53K
|
19.1K
$186K
|
|
May 14, 2021
Q1 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-727- 6.76% |
$8.42K - $8.66K
|
10K
$97.8K
|
|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.25K- 2.51% |
$14.4K - $14.8K
|
48.4K
$473K
|
|
May 14, 2021
Q1 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-1.86K- 64.19% |
$21.6K - $22.2K
|
1.04K
$10.2K
|
|
Apr 21, 2021
Q1 2021
|
Gradient Investments LLC
|
SELL
|
- |
-2.19K- 92.48% |
$25.3K - $26.1K
|
178
$1.74K
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.24K- 7.14% |
$25.9K - $26.7K
|
29.1K
$284K
|
|
May 13, 2021
Q1 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-3.13K- 15.75% |
$36.2K - $37.2K
|
16.7K
$163K
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.25K- 17.76% |
$37.6K - $38.7K
|
15K
$147K
|
|
Apr 20, 2021
Q1 2021
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-5.34K- 8.25% |
$61.9K - $63.6K
|
59.5K
$580K
|
|
Apr 20, 2021
Q1 2021
|
Andesa Financial Management Inc.
|
SELL
|
- |
-10KClosed |
$116K - $119K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-11KClosed |
$127K - $131K
|
0
$0
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-12.6K- 85.3% |
$146K - $150K
|
2.17K
$21.2K
|
|
Apr 13, 2021
Q1 2021
|
Golden Green, Inc.
|
SELL
|
- |
-55.8K- 59.46% |
$647K - $665K
|
38.1K
$372K
|