Purchases and Sales Made in Q3 2021 in Global X Superincome Preferred (SPFF)
This table provides information about the institutional ownership of Global X Superincome Preferred (SPFF) during Q3 2021. The information is specifically focused on institutions that hold shares of GLOBAL X SUPERINCOME PREFERRED.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
267K+ 34.75% |
$3.18M - $3.23M
|
1.03M
$10M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
95.1K+ 24.97% |
$1.13M - $1.15M
|
476K
$4.6M
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
67.4KNew |
$803K - $816K
|
67.4K
$652K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
62.7KNew |
$747K - $759K
|
62.7K
$606K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
44K+ 11.7% |
$524K - $533K
|
420K
$4.06M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
20.7K+ 46.31% |
$246K - $250K
|
65.4K
$632K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
16K+ 13.0% |
$191K - $194K
|
139K
$1.34M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.5KNew |
$149K - $151K
|
12.5K
$121K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
6.6KNew |
$78.6K - $79.9K
|
6.6K
$63.8K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.26K+ 21.41% |
$74.5K - $75.8K
|
35.5K
$343K
|
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
5.78K+ 40.65% |
$68.8K - $70K
|
20K
$193K
|
|
|
Nov 12, 2021
Q3 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
4.4K+ 42.65% |
$52.4K - $53.2K
|
14.7K
$142K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.3K+ 20.51% |
$51.2K - $52K
|
25.2K
$244K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.2K+ 11.6% |
$14.3K - $14.5K
|
11.5K
$112K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
1K+ 17.44% |
$11.9K - $12.1K
|
6.74K
$65.1K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
1KNew |
$11.9K - $12.1K
|
1K
$9.67K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
750New |
$8.93K - $9.08K
|
750
$7.25K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
450+ 5.03% |
$5.36K - $5.45K
|
9.4K
$90.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
432+ 0.24% |
$5.15K - $5.23K
|
183K
$1.77M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
53+ 0.15% |
$631 - $642
|
34.4K
$333K
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
8+ 1.13% |
$95.3 - $96.9
|
716
$6.92K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-161- 6.0% |
$1.92K - $1.95K
|
2.52K
$24.4K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-179- 0.99% |
$2.13K - $2.17K
|
17.8K
$172K
|
|
|
Oct 08, 2021
Q3 2021
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-383- 0.75% |
$4.56K - $4.64K
|
50.7K
$490K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.54K- 4.98% |
$18.3K - $18.6K
|
29.3K
$283K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-3.58K- 37.83% |
$42.6K - $43.4K
|
5.89K
$56.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.93K- 2.77% |
$58.8K - $59.8K
|
173K
$1.67M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5.71K- 11.37% |
$68.1K - $69.2K
|
44.6K
$431K
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-8.7KClosed |
$104K - $105K
|
0
$0
|