Purchases and Sales Made in Q3 2023 in Global X Superincome Preferred (SPFF)
This table provides information about the institutional ownership of Global X Superincome Preferred (SPFF) during Q3 2023. The information is specifically focused on institutions that hold shares of GLOBAL X SUPERINCOME PREFERRED.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
143KNew |
$1.24M - $1.3M
|
143K
$1.38M
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
103K+ 880.84% |
$891K - $936K
|
114K
$1.11M
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
48.4K+ 317.43% |
$419K - $441K
|
63.6K
$615K
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
28.5K+ 7.72% |
$247K - $260K
|
398K
$3.85M
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
24.2K+ 8.79% |
$210K - $220K
|
299K
$2.89M
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20.1K+ 2.67% |
$174K - $183K
|
772K
$7.47M
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
11.3KNew |
$98K - $103K
|
11.3K
$109K
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
11.2KNew |
$97.2K - $102K
|
11.2K
$108K
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
9.86K+ 10.46% |
$85.5K - $89.8K
|
104K
$1.01M
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
8.48K+ 20.51% |
$73.5K - $77.3K
|
49.8K
$482K
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
7.44K+ 19.23% |
$64.5K - $67.7K
|
46.1K
$446K
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
7K+ 43.94% |
$60.7K - $63.8K
|
22.9K
$222K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4K+ 20.56% |
$34.7K - $36.4K
|
23.4K
$227K
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.87K+ 0.31% |
$24.9K - $26.1K
|
938K
$9.07M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.71K+ 2.46% |
$14.8K - $15.6K
|
71.1K
$688K
|
|
Nov 15, 2023
Q3 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
728New |
$6.31K - $6.63K
|
728
$7.04K
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
623+ 0.29% |
$5.4K - $5.68K
|
216K
$2.09M
|
|
Dec 01, 2023
Q3 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
500New |
$4.34K - $4.56K
|
500
$4.84K
|
|
Nov 13, 2023
Q3 2023
|
Provence Wealth Management Group
|
BUY
|
- |
341New |
$2.96K - $3.11K
|
341
$3.3K
|
|
Nov 01, 2023
Q3 2023
|
Ellis Investment Partners, LLC
|
BUY
|
- |
179+ 0.61% |
$1.55K - $1.63K
|
29.7K
$287K
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
64+ 0.19% |
$555 - $583
|
32.9K
$318K
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-90- 0.2% |
$780 - $820
|
44.5K
$430K
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
SELL
|
- |
-167- 8.34% |
$1.45K - $1.52K
|
1.84K
$17.7K
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-529- 2.66% |
$4.59K - $4.82K
|
19.3K
$187K
|
|
Oct 17, 2023
Q3 2023
|
1900 Wealth Management LLC
|
SELL
|
- |
-823- 2.38% |
$7.14K - $7.5K
|
33.8K
$326K
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.14K- 2.0% |
$9.84K - $10.3K
|
55.6K
$538K
|
|
Oct 31, 2023
Q3 2023
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-1.31K- 6.46% |
$11.4K - $12K
|
19K
$184K
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.72K- 4.63% |
$14.9K - $15.7K
|
35.5K
$343K
|
|
Oct 23, 2023
Q3 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-2K- 12.56% |
$17.3K - $18.2K
|
13.9K
$135K
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-5.76K- 9.32% |
$49.9K - $52.5K
|
56.1K
$542K
|
|
Oct 05, 2023
Q3 2023
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-12.5K- 54.43% |
$108K - $114K
|
10.5K
$101K
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-13.1K- 53.07% |
$113K - $119K
|
11.6K
$112K
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-32.7K- 12.39% |
$283K - $298K
|
231K
$2.23M
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-98.2K- 34.86% |
$851K - $894K
|
183K
$1.77M
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-195K- 78.06% |
$1.69M - $1.78M
|
54.8K
$530K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-304K- 99.33% |
$2.64M - $2.77M
|
2.04K
$19.7K
|