Purchases and Sales Made in Q1 2023 in Sprott Physical Platinum & Palladium Trust (SPPP)
This table provides information about the institutional ownership of Sprott Physical Platinum & Palladium Trust (SPPP) during Q1 2023. The information is specifically focused on institutions that hold shares of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
59.9K+ 347.1% |
$681K - $838K
|
77.1K
$714K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
19.9K+ 33.12% |
$227K - $279K
|
80.1K
$741K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
17.3KNew |
$196K - $242K
|
17.3K
$160K
|
|
|
Apr 20, 2023
Q1 2023
|
Lincoln Capital Corp
|
BUY
|
- |
15K+ 41.44% |
$171K - $210K
|
51.2K
$474K
|
|
|
May 15, 2023
Q1 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
8.5KNew |
$96.7K - $119K
|
8.5K
$78.7K
|
|
|
May 10, 2023
Q1 2023
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
8K+ 53.33% |
$91K - $112K
|
23K
$213K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
BUY
|
- |
2.18K+ 16.01% |
$24.8K - $30.5K
|
15.8K
$146K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.17KNew |
$24.7K - $30.4K
|
2.17K
$20.1K
|
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
2.16K+ 2.23% |
$24.6K - $30.2K
|
98.8K
$915K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
1.9KNew |
$21.6K - $26.6K
|
1.9K
$17.6K
|
|
|
May 12, 2023
Q1 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
1.82KNew |
$20.7K - $25.4K
|
1.82K
$16.8K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.6K+ 4.29% |
$18.2K - $22.4K
|
38.9K
$360K
|
|
|
Apr 06, 2023
Q1 2023
|
Veracity Capital LLC
|
BUY
|
- |
1.49K+ 9.44% |
$16.9K - $20.8K
|
17.2K
$160K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
500New |
$5.69K - $7K
|
500
$4.63K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
500+ 6.03% |
$5.69K - $7K
|
8.79K
$81.4K
|
|
|
Apr 20, 2023
Q1 2023
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
400+ 2.86% |
$4.55K - $5.6K
|
14.4K
$133K
|
|
|
Apr 18, 2023
Q1 2023
|
Brookstone Capital Management
|
BUY
|
- |
260+ 1.89% |
$2.96K - $3.64K
|
14.1K
$130K
|
|
|
May 11, 2023
Q1 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
249+ 12.45% |
$2.83K - $3.49K
|
2.25K
$20.8K
|
|
|
Aug 14, 2024
Q1 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
177+ 0.08% |
$2.01K - $2.48K
|
230K
$2.13M
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
177New |
$2.01K - $2.48K
|
177
$1.64K
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
125New |
$1.42K - $1.75K
|
125
$1.16K
|
|
|
May 04, 2023
Q1 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
100+ 0.44% |
$1.14K - $1.4K
|
23K
$213K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Sprott Inc.
Toronto, A6 |
SELL
|
- |
-200- 0.31% |
$2.28K - $2.8K
|
64.9K
$601K
|
|
|
May 08, 2023
Q1 2023
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-575- 3.06% |
$6.54K - $8.05K
|
18.2K
$169K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-637- 2.45% |
$7.25K - $8.92K
|
25.3K
$235K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-753- 0.82% |
$8.57K - $10.5K
|
90.9K
$842K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.33K- 10.07% |
$15.1K - $18.6K
|
11.9K
$110K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.93K- 15.36% |
$21.9K - $27K
|
10.6K
$98.3K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.32K- 9.21% |
$37.7K - $46.4K
|
32.7K
$303K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-4K- 57.14% |
$45.5K - $56K
|
3K
$27.8K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.94K- 16.1% |
$56.2K - $69.1K
|
25.7K
$238K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-20.8K- 20.64% |
$236K - $291K
|
79.9K
$740K
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-60.7K- 37.22% |
$691K - $850K
|
102K
$949K
|