Purchases and Sales Made in Q4 2021 in Sprott Physical Platinum & Palladium Trust (SPPP)
This table provides information about the institutional ownership of Sprott Physical Platinum & Palladium Trust (SPPP) during Q4 2021. The information is specifically focused on institutions that hold shares of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2022
Q4 2021
|
Live Oak Private Wealth LLC
|
BUY
|
- |
35KNew |
$441K - $566K
|
35K
$328K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
31.8K+ 354.89% |
$400K - $513K
|
40.7K
$382K
|
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
28.8KNew |
$363K - $465K
|
28.8K
$270K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
15.9KNew |
$201K - $257K
|
15.9K
$149K
|
|
|
Feb 01, 2022
Q4 2021
|
Merriman Wealth Management, LLC
|
BUY
|
- |
14.7KNew |
$186K - $238K
|
14.7K
$138K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
11K+ 11.1% |
$139K - $178K
|
110K
$1.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.8KNew |
$136K - $174K
|
10.8K
$101K
|
|
|
Feb 04, 2022
Q4 2021
|
Seaview Investment Managers LLC
|
BUY
|
- |
10K+ 45.45% |
$126K - $162K
|
32K
$300K
|
|
|
Aug 30, 2024
Q4 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
8.71K+ 621.79% |
$110K - $141K
|
10.1K
$94.8K
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
6.36K+ 566.99% |
$80.1K - $103K
|
7.48K
$70.1K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3KNew |
$37.8K - $48.5K
|
3K
$28.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.62K+ 7.8% |
$33K - $42.4K
|
36.2K
$340K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.03K+ 8.98% |
$13K - $16.7K
|
12.5K
$118K
|
|
|
Feb 14, 2022
Q4 2021
|
Assetmark, Inc
|
BUY
|
- |
1KNew |
$12.6K - $16.2K
|
1K
$9.38K
|
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
1KNew |
$12.6K - $16.2K
|
1K
$9.38K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
625+ 2.61% |
$7.88K - $10.1K
|
24.6K
$230K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
605+ 1.57% |
$7.62K - $9.78K
|
39.1K
$366K
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
100New |
$1.26K - $1.62K
|
100
$938
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Nova Scotia Trust CO
|
BUY
|
- |
14+ 0.07% |
$176 - $226
|
20K
$188K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-34- 1.67% |
$428 - $549
|
2K
$18.8K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-94Closed |
$1.18K - $1.52K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-247Closed |
$3.11K - $3.99K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-285Closed |
$3.59K - $4.61K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-448- 89.6% |
$5.64K - $7.24K
|
52
$488
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.43KClosed |
$18K - $23K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.75K- 6.57% |
$85K - $109K
|
96K
$900K
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-7.32K- 8.83% |
$92.2K - $118K
|
75.5K
$709K
|
|
|
Feb 14, 2022
Q4 2021
|
Sprott Inc.
Toronto, A6 |
SELL
|
- |
-7.61K- 10.63% |
$95.8K - $123K
|
64K
$600K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.86K- 7.68% |
$99K - $127K
|
94.5K
$886K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-10.7KClosed |
$135K - $174K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-11.9K- 97.54% |
$150K - $192K
|
300
$2.81K
|
|
|
Feb 15, 2022
Q4 2021
|
Greylin Investment Mangement Inc
|
SELL
|
- |
-25KClosed |
$315K - $404K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-25.5K- 56.11% |
$321K - $411K
|
19.9K
$187K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-40.5K- 41.97% |
$510K - $654K
|
56K
$525K
|