Latest Institutional Transactions on Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information on the latest institutional transactions involving Spdr Portfolio S&P 600 Small C (SPSM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2020
Q1 2020
|
Affinity Wealth Management LLC
Wilmington, DE |
SELL
|
- |
-19.4KClosed |
$368K - $648K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-9.3KClosed |
$176K - $310K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-3.95KClosed |
$75K - $132K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-672Closed |
$12.7K - $22.4K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Wt Wealth Management
|
SELL
|
- |
-9.6KClosed |
$182K - $320K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-280Closed |
$5.31K - $9.34K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Bell Rock Capital LLC
|
SELL
|
- |
-9.4KClosed |
$178K - $314K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Valtinson Bruner Financial Planning LLC
|
SELL
|
- |
-79.5KClosed |
$1.51M - $2.65M
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-1.67KClosed |
$31.6K - $55.7K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
SELL
|
- |
-14.3KClosed |
$270K - $476K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-5.18KClosed |
$98.2K - $173K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-55Closed |
$1.04K - $1.84K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-13.6KClosed |
$259K - $455K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Crumly & Associates Inc.
|
SELL
|
- |
-8.24KClosed |
$156K - $275K
|
0
$0
|
|
|
Apr 10, 2020
Q1 2020
|
Lantz Financial LLC
|
SELL
|
- |
-34.9KClosed |
$661K - $1.16M
|
0
$0
|
|
|
Apr 08, 2020
Q1 2020
|
Paragon Advisors, LLC
|
SELL
|
- |
-28.4KClosed |
$539K - $949K
|
0
$0
|
|
|
Apr 08, 2020
Q1 2020
|
First Premier Bank
|
SELL
|
- |
-183Closed |
$3.47K - $6.11K
|
0
$0
|
|
|
Apr 06, 2020
Q1 2020
|
Rda Financial Network
|
SELL
|
- |
-12.7KClosed |
$240K - $423K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
Lake Point Wealth Management
|
SELL
|
- |
-1K- 96.54% |
$29.1K - $32.9K
|
36
$1.66K
|
|
|
Feb 10, 2020
Q4 2019
|
Barclays PLC
London, X0 |
SELL
|
- |
-4Closed |
$116 - $131
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Bernardo Wealth Planning LLC
|
SELL
|
- |
-10.8KClosed |
$314K - $355K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Lvz, Inc.
|
BUY
|
- |
72+ 0.13% |
$2.09K - $2.36K
|
53.6K
$2.48M
|
|
|
Feb 04, 2020
Q4 2019
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-15.8KClosed |
$459K - $519K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Concorde Asset Management, LLC
|
SELL
|
- |
-8.67KClosed |
$251K - $284K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Apr 01, 2020
Q3 2019
|
Archer Investment Corp
|
SELL
|
- |
-88Closed |
$2.63K - $2.74K
|
0
$0
|
|
|
Nov 15, 2019
Q3 2019
|
Wealthsource Partners, LLC
|
SELL
|
- |
-14.6KClosed |
$437K - $456K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 07, 2019
Q2 2019
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-418Closed |
N/A
|
0
$0
|
|
|
Jul 25, 2019
Q2 2019
|
D. Scott Neal, Inc.
|
SELL
|
- |
-7.51KClosed |
N/A
|
0
$0
|
|
|
Jul 24, 2019
Q2 2019
|
Financial Consulate, Inc
|
SELL
|
- |
-19.8KClosed |
N/A
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-475Closed |
N/A
|
0
$0
|
|
|
Jul 09, 2019
Q2 2019
|
Contravisory Investment Management, Inc.
|
SELL
|
- |
-79Closed |
N/A
|
0
$0
|
|
|
Jul 09, 2019
Q2 2019
|
Stone House Investment Management, LLC
|
SELL
|
- |
-8.11KClosed |
N/A
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 16, 2019
Q1 2019
|
Wealthpoint, LLC
|
SELL
|
- |
-1KClosed |
N/A
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Copperwynd Financial, LLC
|
SELL
|
- |
-164KClosed |
N/A
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-701Closed |
N/A
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Smart Money Group LLC
|
SELL
|
- |
-8.63KClosed |
N/A
|
0
$0
|
|
|
Apr 15, 2019
Q1 2019
|
Affiance Financial, LLC
|
SELL
|
- |
-44.4KClosed |
N/A
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Churchill Management Corp
|
SELL
|
- |
-53.3KClosed |
N/A
|
0
$0
|
|
| Q4 2018 | |||||||
|
Mar 11, 2024
Q4 2018
|
Hobart Private Capital, LLC
Charlotte, NC |
SELL
|
- |
-11.5KClosed |
N/A
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-36.3KClosed |
N/A
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-641Closed |
N/A
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-1.54KClosed |
N/A
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Wedbush Securities Inc
|
SELL
|
- |
-8.23KClosed |
N/A
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-30Closed |
N/A
|
0
$0
|
|
|
Jan 29, 2019
Q4 2018
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-80.7KClosed |
N/A
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Brand Asset Management Group, Inc.
|
SELL
|
- |
-4.43KClosed |
N/A
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Jackson Wealth Management, LLC
|
SELL
|
- |
-77.6KClosed |
N/A
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-38Closed |
N/A
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 07, 2018
Q3 2018
|
Jrm Investment Counsel, LLC
|
SELL
|
- |
-14.4KClosed |
N/A
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-322Closed |
N/A
|
0
$0
|
|