Latest Institutional Transactions on Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information on the latest institutional transactions involving Spdr Portfolio S&P 600 Small C (SPSM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2025
Q3 2025
|
Caliber Wealth Management, LLC / Ks
Overland Park, KS |
SELL
|
- |
-10.2K- 21.98% |
$433K - $483K
|
36.4K
$1.66M
|
|
|
Nov 05, 2025
Q3 2025
|
Key F Inancial Inc
|
BUY
|
- |
417+ 1.7% |
$17.6K - $19.7K
|
25K
$1.14M
|
|
|
Nov 05, 2025
Q3 2025
|
Collier Financial
Denver, CO |
BUY
|
- |
911+ 0.58% |
$38.5K - $43K
|
157K
$7.17M
|
|
|
Nov 05, 2025
Q3 2025
|
Western Wealth Management, LLC
|
BUY
|
- |
450+ 0.19% |
$19K - $21.2K
|
231K
$10.5M
|
|
|
Nov 05, 2025
Q3 2025
|
Roman Butler Fullerton & CO
|
BUY
|
- |
12+ 0.23% |
$507 - $566
|
5.32K
$242K
|
|
|
Nov 05, 2025
Q3 2025
|
Ifg Advisors, LLC
|
SELL
|
- |
-616- 1.32% |
$26K - $29.1K
|
46.1K
$2.1M
|
|
|
Nov 05, 2025
Q3 2025
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-960- 6.3% |
$40.6K - $45.3K
|
14.3K
$651K
|
|
|
Nov 05, 2025
Q3 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
20.7K+ 17.99% |
$873K - $974K
|
135K
$6.17M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.25K+ 11.53% |
$53K - $59.1K
|
12.1K
$553K
|
|
|
Nov 05, 2025
Q3 2025
|
Blume Capital Management, Inc.
Berkeley, CA |
BUY
|
- |
14New |
$592 - $660
|
14
$638
|
|
|
Nov 05, 2025
Q3 2025
|
Continental Investors Services, Inc.
Longview, WA |
SELL
|
- |
-1.87K- 12.77% |
$79K - $88.1K
|
12.8K
$582K
|
|
|
Nov 05, 2025
Q3 2025
|
Breakwater Capital Group
Paramus, NJ |
SELL
|
- |
-8.83K- 11.85% |
$373K - $416K
|
65.7K
$2.99M
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
16.1K+ 171.11% |
$678K - $757K
|
25.4K
$1.16M
|
|
|
Nov 05, 2025
Q3 2025
|
Beckerman Institutional, LLC
Ocean Grove, NJ |
BUY
|
- |
8.3K+ 102.29% |
$351K - $391K
|
16.4K
$748K
|
|
|
Nov 05, 2025
Q3 2025
|
Hopwood Financial Services, Inc.
Reston, VA |
BUY
|
- |
170+ 2.42% |
$7.18K - $8.02K
|
7.21K
$328K
|
|
|
Nov 05, 2025
Q3 2025
|
Reap Financial Group, LLC
Austin, TX |
BUY
|
- |
173+ 107.45% |
$7.31K - $8.16K
|
334
$15.2K
|
|
|
Nov 04, 2025
Q3 2025
|
Keybank National Association
|
SELL
|
- |
-865- 7.93% |
$36.6K - $40.8K
|
10K
$458K
|
|
|
Nov 04, 2025
Q3 2025
|
Tyche Wealth Partners LLC
Plano, TX |
SELL
|
- |
-229- 2.38% |
$9.68K - $10.8K
|
9.38K
$427K
|
|
|
Nov 04, 2025
Q3 2025
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
72+ 0.86% |
$3.04K - $3.4K
|
8.42K
$384K
|
|
|
Nov 04, 2025
Q3 2025
|
Hazlett, Burt & Watson, Inc.
|
SELL
|
- |
-2- 0.08% |
$84.5 - $94.3
|
2.39K
$109K
|
|
|
Nov 04, 2025
Q3 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
44.4K+ 263.81% |
$1.88M - $2.09M
|
61.2K
$2.79M
|
|
|
Nov 04, 2025
Q3 2025
|
Fourth Dimension Wealth, LLC
Middleburg Heights, OH |
SELL
|
- |
-77- 0.54% |
$3.25K - $3.63K
|
14.2K
$646K
|
|
|
Nov 04, 2025
Q3 2025
|
Independent Advisor Alliance
|
BUY
|
- |
2.62K+ 10.41% |
$111K - $124K
|
27.8K
$1.27M
|
|
|
Nov 04, 2025
Q3 2025
|
Topsail Wealth Management, LLC
Charlotte, NC |
BUY
|
- |
370+ 46.25% |
$15.6K - $17.4K
|
1.17K
$53.3K
|
|
|
Nov 04, 2025
Q3 2025
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
728+ 9.05% |
$30.8K - $34.3K
|
8.77K
$400K
|
|
|
Nov 04, 2025
Q3 2025
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.35K+ 14.48% |
$56.8K - $63.4K
|
10.6K
$484K
|
|
|
Nov 04, 2025
Q3 2025
|
Meridian Wealth Management, LLC
|
BUY
|
- |
5.59K+ 32.62% |
$236K - $263K
|
22.7K
$1.03M
|
|
|
Nov 04, 2025
Q3 2025
|
Lebenthal Global Advisors, LLC
|
BUY
|
- |
651+ 1.77% |
$27.5K - $30.7K
|
37.4K
$1.7M
|
|
|
Nov 04, 2025
Q3 2025
|
Essex Savings Bank
|
BUY
|
- |
1.32K+ 15.07% |
$55.8K - $62.3K
|
10.1K
$460K
|
|
|
Nov 04, 2025
Q3 2025
|
Tsfg, LLC
|
SELL
|
- |
-315- 5.22% |
$13.3K - $14.9K
|
5.72K
$261K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
17+ 0.05% |
$718 - $802
|
31.2K
$1.42M
|
|
|
Nov 04, 2025
Q3 2025
|
Money Concepts Capital Corp
|
BUY
|
- |
2.16K+ 9.01% |
$91.5K - $102K
|
26.2K
$1.19M
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-152- 12.74% |
$6.42K - $7.17K
|
1.04K
$47.4K
|
|
|
Nov 04, 2025
Q3 2025
|
Guerra Advisors Inc
Miami, FL |
BUY
|
- |
68New |
$2.87K - $3.21K
|
68
$3.1K
|
|
|
Nov 04, 2025
Q3 2025
|
Legend Financial Advisors, Inc.
Pittsburgh, PA |
BUY
|
- |
926+ 2.08% |
$39.1K - $43.7K
|
45.4K
$2.07M
|
|
|
Nov 04, 2025
Q3 2025
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
42.8K+ 109.9% |
$1.81M - $2.02M
|
81.8K
$3.73M
|
|
|
Nov 04, 2025
Q3 2025
|
Abound Financial, LLC
Granite Bay, CA |
BUY
|
- |
2.6K+ 0.42% |
$110K - $122K
|
620K
$28.2M
|
|
|
Nov 04, 2025
Q3 2025
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
11+ 22.45% |
$465 - $519
|
60
$2.73K
|
|
|
Nov 04, 2025
Q3 2025
|
Compass Financial Services Inc
West Des Moines, IA |
SELL
|
- |
-165- 21.83% |
$6.97K - $7.78K
|
591
$26.9K
|
|
|
Nov 04, 2025
Q3 2025
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
BUY
|
- |
20.5K+ 6.59% |
$865K - $966K
|
331K
$15.1M
|
|
|
Nov 04, 2025
Q3 2025
|
Leicht Financial Planning & Wealth Management, Inc.
|
SELL
|
- |
-2.59K- 0.66% |
$109K - $122K
|
388K
$17.7M
|
|
|
Nov 04, 2025
Q3 2025
|
Savant Capital, LLC
|
SELL
|
- |
-45K- 13.82% |
$1.9M - $2.12M
|
280K
$12.8M
|
|
|
Nov 04, 2025
Q3 2025
|
Hantz Financial Services, Inc.
|
BUY
|
- |
22+ 66.67% |
$930 - $1.04K
|
55
$2.51K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
634+ 0.47% |
$26.8K - $29.9K
|
135K
$6.14M
|
|
|
Nov 04, 2025
Q3 2025
|
Flynn Zito Capital Management, LLC
|
SELL
|
- |
-22.9K- 40.61% |
$967K - $1.08M
|
33.5K
$1.52M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
621K+ 19.04% |
$26.2M - $29.3M
|
3.88M
$177M
|
|
|
Nov 04, 2025
Q3 2025
|
Evermay Wealth Management LLC
Arlington, VA |
BUY
|
- |
14.9K+ 5.33% |
$631K - $704K
|
295K
$13.4M
|
|
|
Nov 04, 2025
Q3 2025
|
Bank Of Marin
Novato, CA |
SELL
|
- |
-99- 0.87% |
$4.18K - $4.67K
|
11.2K
$512K
|
|
|
Nov 04, 2025
Q3 2025
|
Sbi Securities Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-31- 9.39% |
$1.31K - $1.46K
|
299
$13.6K
|
|
|
Nov 03, 2025
Q3 2025
|
Cfm Wealth Partners LLC
|
SELL
|
- |
-2.87K- 4.55% |
$121K - $135K
|
60.2K
$2.74M
|