Latest Institutional Transactions on Spdr Portfolio S&P 1500 Compos (SPTM)
This table provides information on the latest institutional transactions involving Spdr Portfolio S&P 1500 Compos (SPTM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2020
Q1 2020
|
Redwood Investment Management, LLC
Scottsdale, AZ |
SELL
|
- |
-75.1KClosed |
$2.04M - $3.14M
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-14KClosed |
$378K - $584K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Crewe Advisors LLC
|
SELL
|
- |
-86Closed |
$2.33K - $3.6K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-11.7KClosed |
$316K - $488K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Sky Oak Wealth, LLC
|
SELL
|
- |
-15.6KClosed |
$424K - $653K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-33Closed |
$895 - $1.38K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-5.04KClosed |
$137K - $211K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Stone House Investment Management, LLC
|
SELL
|
- |
-110KClosed |
$2.99M - $4.61M
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Moulton Wealth Management, Inc
|
SELL
|
- |
-10.8KClosed |
$292K - $450K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 31, 2020
Q4 2019
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-165Closed |
$5.88K - $6.6K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-66.9KClosed |
$2.38M - $2.67M
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Foresight Wealth Management, LLC
|
SELL
|
- |
-5.56KClosed |
$198K - $222K
|
0
$0
|
|
|
Jan 14, 2020
Q4 2019
|
Pfg Advisors
|
SELL
|
- |
-9.75KClosed |
$347K - $390K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-612Closed |
$22.4K - $22.8K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
All Terrain Financial Advisors, LLC
Coon Rapids, MN |
SELL
|
- |
-6.22KClosed |
$227K - $232K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Redw Wealth LLC
|
SELL
|
- |
-6.53KClosed |
$239K - $244K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
BUY
|
- |
79New |
$2.89K - $2.95K
|
79
$5.8K
|
|
|
Oct 17, 2019
Q3 2019
|
Valtinson Bruner Financial Planning LLC
|
SELL
|
- |
-53.6KClosed |
$1.96M - $2M
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-6.03KClosed |
N/A
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Cfo4 Life Group, LLC
|
SELL
|
- |
-24.7KClosed |
N/A
|
0
$0
|
|
|
Jul 24, 2019
Q2 2019
|
Financial Consulate, Inc
|
SELL
|
- |
-27.3KClosed |
N/A
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
65New |
N/A
|
65
$4.77K
|
|
|
Jul 10, 2019
Q2 2019
|
Cordasco Financial Network
|
SELL
|
- |
-845Closed |
N/A
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-1- 14.29% |
N/A
|
6
$440
|
|
|
May 06, 2019
Q1 2019
|
Tlw Wealth Management, LLC
|
SELL
|
- |
-385KClosed |
N/A
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Vicus Capital
State College, PA |
SELL
|
- |
-20.6KClosed |
N/A
|
0
$0
|
|
|
Apr 25, 2019
Q1 2019
|
Brand Asset Management Group, Inc.
|
SELL
|
- |
-10Closed |
N/A
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Alta Capital Management LLC
|
SELL
|
- |
-9KClosed |
N/A
|
0
$0
|
|
|
Apr 19, 2019
Q1 2019
|
Regions Financial Corp
|
SELL
|
- |
-10.5KClosed |
N/A
|
0
$0
|
|
|
Apr 10, 2019
Q1 2019
|
Riverview Trust CO
|
SELL
|
- |
-2.01KClosed |
N/A
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Juncture Wealth Strategies, LLC
|
SELL
|
- |
-6.5KClosed |
N/A
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-6.35KClosed |
N/A
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-120Closed |
N/A
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-1.23KClosed |
N/A
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-2.45KClosed |
N/A
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Portfolio Solutions, LLC
Troy, MI |
BUY
|
- |
380New |
N/A
|
380
$27.9K
|
|
|
Feb 01, 2019
Q4 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-23.6KClosed |
N/A
|
0
$0
|
|
|
Jan 16, 2019
Q4 2018
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-8.25KClosed |
N/A
|
0
$0
|
|
| Q3 2018 | |||||||
|
Dec 06, 2018
Q3 2018
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-97Closed |
N/A
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-16.7KClosed |
N/A
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-24.1KClosed |
N/A
|
0
$0
|
|
|
Oct 09, 2018
Q3 2018
|
Ironwood Wealth Management, Llc.
|
SELL
|
- |
-34Closed |
N/A
|
0
$0
|
|
| Q4 2017 | |||||||
|
Nov 09, 2023
Q4 2017
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
750+ 500.0% |
N/A
|
900
$66.1K
|
|
| Q3 2017 | |||||||
|
Nov 08, 2017
Q3 2017
|
D.A. Davidson & Co.
|
SELL
|
- |
-125Closed |
N/A
|
0
$0
|
|