Purchases and Sales Made in Q1 2023 in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX)
This table provides information about the institutional ownership of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) during Q1 2023. The information is specifically focused on institutions that hold shares of Nuveen S&P 500 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
232KNew |
$3.43M - $3.79M
|
232K
$3.99M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
70.2K+ 13.31% |
$1.04M - $1.15M
|
598K
$10.3M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
51.8KNew |
$767K - $848K
|
51.8K
$892K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
36.5KNew |
$540K - $597K
|
36.5K
$628K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
6.69KNew |
$99.1K - $109K
|
6.69K
$115K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
5.77K+ 14.56% |
$85.4K - $94.3K
|
45.4K
$781K
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
2.91K+ 12.55% |
$43.1K - $47.6K
|
26.1K
$449K
|
|
|
May 10, 2023
Q1 2023
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
2.68K+ 2.79% |
$39.7K - $43.8K
|
98.8K
$1.7M
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2KNew |
$29.6K - $32.7K
|
2K
$34.4K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.48K+ 1.17% |
$21.9K - $24.2K
|
128K
$2.2M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.34K+ 4.28% |
$19.8K - $21.9K
|
32.5K
$560K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.25K+ 1.63% |
$18.5K - $20.5K
|
77.9K
$1.34M
|
|
|
Apr 27, 2023
Q1 2023
|
Davenport & CO LLC
|
BUY
|
- |
845+ 1.4% |
$12.5K - $13.8K
|
61.3K
$1.05M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
568+ 3.3% |
$8.41K - $9.29K
|
17.8K
$306K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
305+ 1.18% |
$4.52K - $4.99K
|
26.1K
$449K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
276+ 0.44% |
$4.09K - $4.52K
|
63.7K
$1.1M
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1+ 0.03% |
$14.8 - $16.4
|
3.25K
$55.9K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-59- 0.04% |
$874 - $965
|
160K
$2.75M
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-300- 8.43% |
$4.44K - $4.91K
|
3.26K
$56.1K
|
|
|
May 01, 2023
Q1 2023
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-300- 1.62% |
$4.44K - $4.91K
|
18.2K
$314K
|
|
|
Apr 14, 2023
Q1 2023
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-317- 0.66% |
$4.69K - $5.19K
|
48K
$827K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-317- 0.86% |
$4.69K - $5.19K
|
36.7K
$632K
|
|
|
May 15, 2023
Q1 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-363- 2.29% |
$5.38K - $5.94K
|
15.5K
$267K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.42K- 9.79% |
$21.1K - $23.3K
|
13.1K
$226K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-1.45K- 5.55% |
$21.5K - $23.8K
|
24.7K
$425K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.35K- 1.28% |
$34.8K - $38.4K
|
181K
$3.11M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.03K- 5.24% |
$44.9K - $49.6K
|
54.9K
$944K
|
|
|
May 04, 2023
Q1 2023
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-4.29K- 1.43% |
$63.5K - $70.1K
|
295K
$5.07M
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-7.79K- 24.67% |
$115K - $127K
|
23.8K
$409K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-12.7K- 65.31% |
$189K - $208K
|
6.76K
$116K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-20.8K- 7.19% |
$308K - $340K
|
268K
$4.62M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-32.8K- 10.24% |
$485K - $536K
|
287K
$4.94M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-44.4K- 18.86% |
$657K - $726K
|
191K
$3.28M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-121K- 26.1% |
$1.79M - $1.98M
|
342K
$5.89M
|