Purchases and Sales Made in Q3 2021 in Spdr S&P 500 ETF Trust (SPY)
This table provides information about the institutional ownership of Spdr S&P 500 ETF Trust (SPY) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR S&P 500 ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2021
Q3 2021
|
Advanced Asset Management Advisors Inc
Dublin, OH |
SELL
|
- |
-565- 12.74% |
$240K - $256K
|
3.87K
$2.3M
|
|
|
Oct 15, 2021
Q3 2021
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-569- 3.47% |
$242K - $258K
|
15.8K
$9.41M
|
|
|
Nov 12, 2021
Q3 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-570- 19.07% |
$242K - $258K
|
2.42K
$1.44M
|
|
|
Nov 12, 2021
Q3 2021
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-570- 1.9% |
$242K - $258K
|
29.4K
$17.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Renaissance Group LLC
Covington, KY |
SELL
|
- |
-570Closed |
$242K - $258K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-583- 6.95% |
$248K - $264K
|
7.8K
$4.64M
|
|
|
Nov 12, 2021
Q3 2021
|
3 D/L Capital Management, LLC
|
SELL
|
- |
-584Closed |
$248K - $265K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-600- 8.5% |
$255K - $272K
|
6.46K
$3.84M
|
|
|
Nov 15, 2021
Q3 2021
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-604- 1.32% |
$257K - $274K
|
45.1K
$26.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-604- 2.73% |
$257K - $274K
|
21.5K
$12.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Hamilton Capital, LLC
Columbus, OH |
SELL
|
- |
-610- 10.91% |
$259K - $276K
|
4.98K
$2.96M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-618- 3.83% |
$263K - $280K
|
15.5K
$9.24M
|
|
|
Nov 02, 2021
Q3 2021
|
Northstar Group, Inc.
|
SELL
|
- |
-623- 15.75% |
$265K - $282K
|
3.33K
$1.98M
|
|
|
Nov 01, 2021
Q3 2021
|
Hallmark Capital Management Inc
|
SELL
|
- |
-624- 2.03% |
$265K - $283K
|
30.1K
$17.9M
|
|
|
Oct 27, 2021
Q3 2021
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-631- 5.12% |
$268K - $286K
|
11.7K
$6.95M
|
|
|
Oct 27, 2021
Q3 2021
|
Tl Private Wealth
|
SELL
|
- |
-632- 4.26% |
$269K - $286K
|
14.2K
$8.45M
|
|
|
Nov 01, 2021
Q3 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-638- 1.51% |
$271K - $289K
|
41.5K
$24.7M
|
|
|
Oct 08, 2021
Q3 2021
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-639- 29.22% |
$272K - $290K
|
1.55K
$921K
|
|
|
Oct 20, 2021
Q3 2021
|
Toth Financial Advisory Corp
|
SELL
|
- |
-649- 12.28% |
$276K - $294K
|
4.63K
$2.76M
|
|
|
Nov 10, 2021
Q3 2021
|
Hemenway Trust CO LLC
|
SELL
|
- |
-650- 36.52% |
$276K - $295K
|
1.13K
$672K
|
|
|
Nov 12, 2021
Q3 2021
|
Oxford Financial Group LTD
Indianapolis, IN |
SELL
|
- |
-652- 1.71% |
$277K - $295K
|
37.5K
$22.3M
|
|
|
Nov 09, 2021
Q3 2021
|
Providence Capital Advisors, LLC
Charlotte, NC |
SELL
|
- |
-653- 33.01% |
$278K - $296K
|
1.33K
$788K
|
|
|
Oct 14, 2021
Q3 2021
|
Newfound Research LLC
|
SELL
|
- |
-661- 2.43% |
$281K - $300K
|
26.5K
$15.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Tolleson Wealth Management, Inc.
Dallas, TX |
SELL
|
- |
-664- 1.68% |
$282K - $301K
|
39K
$23.2M
|
|
|
Oct 05, 2021
Q3 2021
|
Chesley Taft & Associates LLC
|
SELL
|
- |
-675- 1.09% |
$287K - $306K
|
61.1K
$36.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Strategic Financial Services, Inc,
Utica, NY |
SELL
|
- |
-675- 32.42% |
$287K - $306K
|
1.41K
$837K
|
|
|
Nov 04, 2021
Q3 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-677- 1.74% |
$288K - $307K
|
38.3K
$22.8M
|
|
|
Oct 26, 2021
Q3 2021
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-678- 3.01% |
$288K - $307K
|
21.8K
$13M
|
|
|
Oct 13, 2021
Q3 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-682- 5.06% |
$290K - $309K
|
12.8K
$7.61M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investment Management LLC
Edmonds, WA |
SELL
|
- |
-682Closed |
$290K - $309K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Adirondack Trust CO
|
SELL
|
- |
-691- 1.45% |
$294K - $313K
|
46.9K
$27.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-693- 9.26% |
$295K - $314K
|
6.79K
$4.04M
|
|
|
Oct 21, 2021
Q3 2021
|
Goodman Financial Corp
Houston, TX |
SELL
|
- |
-700- 4.75% |
$297K - $317K
|
14K
$8.35M
|
|
|
Nov 12, 2021
Q3 2021
|
Tcg Advisory Services, LLC
Austin, TX |
SELL
|
- |
-706- 9.91% |
$300K - $320K
|
6.42K
$3.82M
|
|
|
Oct 20, 2021
Q3 2021
|
Hoese & CO LLP
|
SELL
|
- |
-710- 2.99% |
$302K - $322K
|
23K
$13.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Journey Advisory Group, LLC
|
SELL
|
- |
-710- 3.63% |
$302K - $322K
|
18.8K
$11.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-722- 2.17% |
$307K - $327K
|
32.6K
$19.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Holderness Investments CO
Greensboro, NC |
SELL
|
- |
-723- 38.15% |
$307K - $328K
|
1.17K
$697K
|
|
|
Oct 25, 2021
Q3 2021
|
Old National Bancorp
|
SELL
|
- |
-728- 0.97% |
$309K - $330K
|
74.6K
$44.4M
|
|
|
Nov 18, 2021
Q3 2021
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-734- 4.14% |
$312K - $333K
|
17K
$10.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Lgl Partners, LLC
West Conshohocken, PA |
SELL
|
- |
-734- 0.79% |
$312K - $333K
|
92.5K
$55.1M
|
|
|
Oct 15, 2021
Q3 2021
|
Lcm Capital Management Inc
|
SELL
|
- |
-738- 1.67% |
$314K - $334K
|
43.4K
$25.9M
|
|
|
Oct 22, 2021
Q3 2021
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-749- 7.52% |
$318K - $339K
|
9.22K
$5.48M
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-757- 1.08% |
$322K - $343K
|
69.5K
$41.4M
|
|
|
Oct 27, 2021
Q3 2021
|
Hills Bank & Trust CO
|
SELL
|
- |
-760- 0.32% |
$323K - $344K
|
239K
$142M
|
|
|
Nov 09, 2021
Q3 2021
|
Concord Wealth Partners
|
SELL
|
- |
-766- 58.43% |
$326K - $347K
|
545
$324K
|
|
|
Nov 12, 2021
Q3 2021
|
Windsor Capital Management, LLC
|
SELL
|
- |
-768- 5.36% |
$326K - $348K
|
13.6K
$8.07M
|
|
|
Nov 01, 2021
Q3 2021
|
Gyl Financial Synergies, LLC
|
SELL
|
- |
-772- 2.59% |
$328K - $350K
|
29K
$17.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Main Street Research LLC
Sausalito, CA |
SELL
|
- |
-775Closed |
$329K - $351K
|
0
$0
|
|
|
Jan 28, 2022
Q3 2021
|
Newport Capital Group, LLC
|
SELL
|
- |
-783Closed |
$333K - $355K
|
0
$0
|