Purchases and Sales Made in Q1 2022 in Sorrento Therapeutics, Inc. (SRNE)
This table provides information about the institutional ownership of Sorrento Therapeutics, Inc. (SRNE) during Q1 2022. The information is specifically focused on institutions that hold shares of Sorrento Therapeutics, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
2.02K+ 13.4% |
$4.05K - $9.92K
|
17.1K
$5.65K
|
|
|
May 13, 2022
Q1 2022
|
Keystone Financial Group
|
BUY
|
- |
2K+ 11.02% |
$4K - $9.8K
|
20.2K
$6.65K
|
|
|
May 16, 2022
Q1 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
1.8KNew |
$3.6K - $8.82K
|
1.8K
$594
|
|
|
May 02, 2022
Q1 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1.72KNew |
$3.45K - $8.45K
|
1.72K
$569
|
|
|
Apr 29, 2022
Q1 2022
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
1.72KNew |
$3.44K - $8.43K
|
1.72K
$568
|
|
|
Nov 13, 2023
Q1 2022
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
1.7K+ 188.89% |
$3.4K - $8.33K
|
2.6K
$858
|
|
|
May 09, 2022
Q1 2022
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
1.61K+ 1.92% |
$3.23K - $7.91K
|
85.7K
$28.3K
|
|
|
May 12, 2022
Q1 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
1.28K+ 7.62% |
$2.56K - $6.27K
|
18.1K
$5.97K
|
|
|
Apr 18, 2022
Q1 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
1.22K+ 9.71% |
$2.44K - $5.97K
|
13.8K
$4.55K
|
|
|
May 13, 2022
Q1 2022
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
1.14K+ 6.26% |
$2.27K - $5.56K
|
19.3K
$6.35K
|
|
|
Apr 29, 2022
Q1 2022
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
1.04K+ 89.8% |
$2.08K - $5.09K
|
2.2K
$725
|
|
|
Apr 25, 2022
Q1 2022
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1KNew |
$2K - $4.9K
|
1K
$330
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1K+ 5.66% |
$2K - $4.9K
|
18.7K
$6.16K
|
|
|
May 10, 2022
Q1 2022
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
1K+ 100.0% |
$2K - $4.9K
|
2K
$660
|
|
|
May 06, 2022
Q1 2022
|
Fairfield, Bush & Co.
Darien, CT |
BUY
|
- |
1KNew |
$2K - $4.9K
|
1K
$330
|
|
|
May 13, 2022
Q1 2022
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
900+ 0.28% |
$1.8K - $4.41K
|
320K
$106K
|
|
|
May 16, 2022
Q1 2022
|
Hsbc Holdings PLC
London, X0 |
BUY
|
- |
860+ 2.81% |
$1.72K - $4.21K
|
31.5K
$10.4K
|
|
|
May 16, 2022
Q1 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
736+ 33.56% |
$1.47K - $3.61K
|
2.93K
$967
|
|
|
May 12, 2022
Q1 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
696+ 4.19% |
$1.39K - $3.41K
|
17.3K
$5.71K
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
500New |
$1K - $2.45K
|
500
$165
|
|
|
Apr 26, 2022
Q1 2022
|
United Capital Management Of Ks, Inc.
|
BUY
|
- |
400+ 1.38% |
$800 - $1.96K
|
29.4K
$9.7K
|
|
|
Apr 28, 2022
Q1 2022
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
358New |
$716 - $1.75K
|
358
$118
|
|
|
May 02, 2022
Q1 2022
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
336+ 2.1% |
$672 - $1.65K
|
16.3K
$5.39K
|
|
|
Apr 28, 2022
Q1 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
300+ 389.61% |
$600 - $1.47K
|
377
$124
|
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
BUY
|
- |
300+ 1.67% |
$600 - $1.47K
|
18.3K
$6.04K
|
|
|
May 06, 2022
Q1 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
202+ 8.93% |
$404 - $990
|
2.46K
$813
|
|
|
Apr 20, 2022
Q1 2022
|
Xponance, Inc.
|
BUY
|
- |
117+ 0.83% |
$234 - $573
|
14.2K
$4.69K
|
|
|
May 16, 2022
Q1 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
91+ 0.89% |
$182 - $446
|
10.3K
$3.4K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
50New |
$100 - $245
|
50
$16.5
|
|
|
May 13, 2022
Q1 2022
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
2New |
$4 - $9.8
|
2
$0.66
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1New |
$2 - $4.9
|
1
$0.33
|
|
|
May 09, 2022
Q1 2022
|
Albion Financial Group
|
SELL
|
- |
-1Closed |
$2 - $4.9
|
0
$0
|
|
|
May 20, 2022
Q1 2022
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-10Closed |
$20 - $49
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
J.Safra Asset Management Corp
|
SELL
|
- |
-14- 51.85% |
$28 - $68.6
|
13
$4.29
|
|
|
Apr 26, 2022
Q1 2022
|
Shore Point Advisors, LLC
|
SELL
|
- |
-60Closed |
$120 - $294
|
0
$0
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-60- 0.4% |
$120 - $294
|
15K
$4.95K
|
|
|
May 02, 2022
Q1 2022
|
Jones Financial Companies Lllp
|
SELL
|
- |
-99Closed |
$198 - $485
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-125- 0.71% |
$250 - $613
|
17.4K
$5.73K
|
|
|
Apr 21, 2022
Q1 2022
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-150- 0.3% |
$300 - $735
|
50.6K
$16.7K
|
|
|
Apr 05, 2022
Q1 2022
|
Trust CO Of Vermont
|
SELL
|
- |
-204Closed |
$408 - $1K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-550Closed |
$1.1K - $2.7K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Westwood Wealth Management
|
SELL
|
- |
-675Closed |
$1.35K - $3.31K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-750- 10.14% |
$1.5K - $3.68K
|
6.65K
$2.19K
|
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1KClosed |
$2K - $4.9K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Masso Torrence Wealth Management Inc.
|
SELL
|
- |
-1KClosed |
$2K - $4.9K
|
0
$0
|
|
|
Jan 19, 2023
Q1 2022
|
Stephens Consulting, LLC
Flint, MI |
SELL
|
- |
-1K- 36.5% |
$2K - $4.9K
|
1.74K
$574
|
|
|
Apr 22, 2022
Q1 2022
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-1.5K- 11.04% |
$3K - $7.35K
|
12.1K
$3.99K
|
|
|
May 16, 2022
Q1 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-1.5K- 5.57% |
$3K - $7.35K
|
25.4K
$8.39K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-2.05KClosed |
$4.1K - $10K
|
0
$0
|
|
|
Apr 14, 2022
Q1 2022
|
Cutler Group LP
|
SELL
|
- |
-2.2K- 70.97% |
$4.4K - $10.8K
|
900
$297
|