Purchases and Sales Made in Q1 2023 in Sorrento Therapeutics, Inc. (SRNE)
This table provides information about the institutional ownership of Sorrento Therapeutics, Inc. (SRNE) during Q1 2023. The information is specifically focused on institutions that hold shares of Sorrento Therapeutics, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
3.78MNew |
$642K - $4.49M
|
3.78M
$1.25M
|
|
|
Aug 25, 2023
Q1 2023
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
134KNew |
$22.8K - $159K
|
134K
$44.2K
|
|
|
May 03, 2023
Q1 2023
|
Crescent Grove Advisors, LLC
|
BUY
|
- |
38K+ 172.73% |
$6.46K - $45.2K
|
60K
$19.8K
|
|
|
May 11, 2023
Q1 2023
|
Klcm Advisors, Inc.
|
BUY
|
- |
20KNew |
$3.4K - $23.8K
|
20K
$6.6K
|
|
|
Apr 26, 2023
Q1 2023
|
Werba Rubin Papier Wealth Management
San Jose, CA |
BUY
|
- |
10KNew |
$1.7K - $11.9K
|
10K
$3.3K
|
|
|
May 10, 2023
Q1 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
10K+ 249.94% |
$1.7K - $11.9K
|
14K
$4.62K
|
|
|
Apr 20, 2023
Q1 2023
|
Granite Bay Wealth Management, LLC
|
BUY
|
- |
3.4K+ 17.78% |
$578 - $4.05K
|
22.5K
$7.43K
|
|
|
Apr 18, 2023
Q1 2023
|
Hanson & Doremus Investment Management
|
BUY
|
- |
3KNew |
$510 - $3.57K
|
3K
$990
|
|
|
May 09, 2023
Q1 2023
|
Russell Investments Group, Ltd.
|
BUY
|
- |
266New |
$45.2 - $317
|
266
$87.8
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
25New |
$4.25 - $29.8
|
25
$8.25
|
|
|
Jul 19, 2024
Q1 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-30Closed |
$5.1 - $35.7
|
0
$0
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-100Closed |
$17 - $119
|
0
$0
|
|
|
Dec 19, 2024
Q1 2023
|
Arcadia Investment Advisors LLC
Eagle, ID |
SELL
|
- |
-150Closed |
$25.5 - $179
|
0
$0
|
|
|
May 02, 2023
Q1 2023
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-200- 6.48% |
$34 - $238
|
2.89K
$952
|
|
|
Nov 30, 2023
Q1 2023
|
Pfs Partners, LLC
Mine Hill, NJ |
SELL
|
- |
-1.06KClosed |
$181 - $1.26K
|
0
$0
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.97K- 10.77% |
$335 - $2.34K
|
16.3K
$5.39K
|
|
|
Nov 13, 2023
Q1 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-2.2KClosed |
$374 - $2.62K
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-2.5K- 55.56% |
$425 - $2.98K
|
2K
$660
|
|
|
Aug 14, 2024
Q1 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-3.46KClosed |
$588 - $4.12K
|
0
$0
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.18K- 38.36% |
$880 - $6.16K
|
8.32K
$2.74K
|
|
|
Aug 08, 2023
Q1 2023
|
Slate Stone Wealth, LLC
|
SELL
|
- |
-9.43K- 30.56% |
$1.6K - $11.2K
|
21.4K
$7.07K
|
|
|
May 04, 2023
Q1 2023
|
Lattice Capital Management, LLC
|
SELL
|
- |
-11.4K- 18.04% |
$1.94K - $13.6K
|
51.8K
$17.1K
|
|
|
Jul 17, 2024
Q1 2023
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-14.5KClosed |
$2.47K - $17.3K
|
0
$0
|
|
|
Apr 03, 2023
Q1 2023
|
Goal Vest Advisory LLC
|
SELL
|
- |
-18.7K- 36.26% |
$3.18K - $22.3K
|
32.9K
$10.9K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.09M- 100.0% |
$525K - $3.68M
|
1
$0.33
|
|
|
May 15, 2023
Q1 2023
|
State Street Corp
Boston, MA |
SELL
|
- |
-50.6MClosed |
$8.61M - $60.3M
|
0
$0
|