Purchases and Sales Made in Q3 2021 in Sorrento Therapeutics, Inc. (SRNE)
This table provides information about the institutional ownership of Sorrento Therapeutics, Inc. (SRNE) during Q3 2021. The information is specifically focused on institutions that hold shares of Sorrento Therapeutics, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
1New |
$7.41 - $11
|
1
$0.33
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
SELL
|
- |
-25Closed |
$185 - $275
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-40- 0.04% |
$296 - $440
|
109K
$36K
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-115- 99.14% |
$852 - $1.26K
|
1
$0.33
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-151- 0.08% |
$1.12K - $1.66K
|
185K
$61K
|
|
|
Oct 22, 2021
Q3 2021
|
Trust CO Of Vermont
|
SELL
|
- |
-204Closed |
$1.51K - $2.24K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-240- 0.93% |
$1.78K - $2.64K
|
25.6K
$8.45K
|
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-297- 37.26% |
$2.2K - $3.26K
|
500
$165
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-400- 2.45% |
$2.96K - $4.4K
|
15.9K
$5.25K
|
|
|
Nov 15, 2021
Q3 2021
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-447- 3.93% |
$3.31K - $4.91K
|
10.9K
$3.6K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-500Closed |
$3.71K - $5.5K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
High Point Advisor Group LLC
Downers Grove, IL |
SELL
|
- |
-500- 2.39% |
$3.71K - $5.5K
|
20.4K
$6.74K
|
|
|
Nov 15, 2021
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-519- 0.71% |
$3.85K - $5.7K
|
72.9K
$24.1K
|
|
|
Mar 30, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-519- 0.71% |
$3.85K - $5.7K
|
72.9K
$24.1K
|
|
|
Nov 12, 2021
Q3 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-705- 0.46% |
$5.22K - $7.75K
|
152K
$50.2K
|
|
|
Oct 19, 2021
Q3 2021
|
Baillie Gifford & CO
|
SELL
|
- |
-838- 16.27% |
$6.21K - $9.21K
|
4.31K
$1.42K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-932- 1.09% |
$6.91K - $10.2K
|
84.3K
$27.8K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.03K- 2.71% |
$7.6K - $11.3K
|
36.8K
$12.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-1.18K- 4.99% |
$8.75K - $13K
|
22.5K
$7.41K
|
|
|
Nov 12, 2021
Q3 2021
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-1.21K- 7.8% |
$8.95K - $13.3K
|
14.3K
$4.71K
|
|
|
Oct 20, 2021
Q3 2021
|
Toth Financial Advisory Corp
|
SELL
|
- |
-1.35K- 69.23% |
$10K - $14.8K
|
600
$198
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.5K- 34.48% |
$11.1K - $16.5K
|
2.85K
$941
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.55K- 8.14% |
$11.5K - $17K
|
17.5K
$5.77K
|
|
|
Oct 15, 2021
Q3 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-1.59KClosed |
$11.8K - $17.5K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-1.7K- 32.69% |
$12.6K - $18.7K
|
3.5K
$1.16K
|
|
|
Nov 05, 2021
Q3 2021
|
Xponance, Inc.
|
SELL
|
- |
-1.86K- 12.44% |
$13.8K - $20.4K
|
13.1K
$4.31K
|
|
|
Nov 10, 2021
Q3 2021
|
Valley National Advisers Inc
|
SELL
|
- |
-2.06K- 40.7% |
$15.3K - $22.6K
|
3K
$990
|
|
|
Oct 29, 2021
Q3 2021
|
Amalgamated Bank
New York, NY |
SELL
|
- |
-2.07K- 4.12% |
$15.3K - $22.7K
|
48.2K
$15.9K
|
|
|
Nov 08, 2021
Q3 2021
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-2.37K- 3.32% |
$17.5K - $26K
|
68.9K
$22.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.58K- 2.26% |
$19.1K - $28.3K
|
112K
$36.9K
|
|
|
Nov 15, 2021
Q3 2021
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-3.02K- 0.8% |
$22.4K - $33.2K
|
373K
$123K
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-3.4K- 17.18% |
$25.2K - $37.4K
|
16.4K
$5.41K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.92K- 18.38% |
$29K - $43.1K
|
17.4K
$5.74K
|
|
|
Nov 10, 2021
Q3 2021
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-3.96K- 1.42% |
$29.3K - $43.5K
|
275K
$90.7K
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-4.43KClosed |
$32.8K - $48.6K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-4.46K- 7.73% |
$33.1K - $49K
|
53.3K
$17.6K
|
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-4.79K- 43.9% |
$35.5K - $52.6K
|
6.12K
$2.02K
|
|
|
Nov 16, 2021
Q3 2021
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-6.67KClosed |
$49.4K - $73.3K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-7.26K- 31.98% |
$53.8K - $79.8K
|
15.4K
$5.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-8.4K- 2.71% |
$62.3K - $92.3K
|
302K
$99.6K
|
|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-9.86K- 6.67% |
$73K - $108K
|
138K
$45.5K
|
|
|
May 17, 2024
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-10.2K- 10.33% |
$75.3K - $112K
|
88.2K
$29.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-10.2K- 10.33% |
$75.3K - $112K
|
88.2K
$29.1K
|
|
|
Mar 22, 2023
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-10.2K- 10.33% |
$75.3K - $112K
|
88.2K
$29.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
- |
-11.5KClosed |
$85.1K - $126K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-13.7K- 46.07% |
$102K - $151K
|
16.1K
$5.3K
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-16.2K- 32.17% |
$120K - $178K
|
34.2K
$11.3K
|
|
|
Nov 15, 2021
Q3 2021
|
High Vista Strategies LLC
Boston, MA |
SELL
|
- |
-18KClosed |
$133K - $198K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-21KClosed |
$156K - $231K
|
0
$0
|