Purchases and Sales Made in Q3 2022 in Sorrento Therapeutics, Inc. (SRNE)
This table provides information about the institutional ownership of Sorrento Therapeutics, Inc. (SRNE) during Q3 2022. The information is specifically focused on institutions that hold shares of Sorrento Therapeutics, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2022
Q3 2022
|
Amalgamated Bank
New York, NY |
BUY
|
- |
145+ 0.29% |
$219 - $418
|
50.1K
$16.5K
|
|
|
Nov 03, 2022
Q3 2022
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
100+ 33.33% |
$151 - $288
|
400
$132
|
|
|
Nov 14, 2022
Q3 2022
|
Covestor LTD
Boston, MA |
BUY
|
- |
43New |
$64.9 - $124
|
43
$14.2
|
|
|
Oct 28, 2022
Q3 2022
|
Ifg Advisory, LLC
|
BUY
|
- |
39+ 0.19% |
$58.9 - $112
|
20K
$6.61K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
34+ 68.0% |
$51.3 - $97.9
|
84
$27.7
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
32+ 0.23% |
$48.3 - $92.2
|
13.7K
$4.52K
|
|
|
Nov 14, 2022
Q3 2022
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
3+ 150.0% |
$4.53 - $8.64
|
5
$1.65
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-91- 0.88% |
$137 - $262
|
10.2K
$3.37K
|
|
|
Nov 10, 2022
Q3 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-115- 10.89% |
$174 - $331
|
941
$311
|
|
|
Nov 09, 2022
Q3 2022
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-154- 0.31% |
$233 - $444
|
48.9K
$16.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-200- 9.09% |
$302 - $576
|
2K
$660
|
|
|
Nov 13, 2023
Q3 2022
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-400- 15.38% |
$604 - $1.15K
|
2.2K
$726
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-481- 0.5% |
$726 - $1.39K
|
96.5K
$31.8K
|
|
|
Oct 24, 2022
Q3 2022
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-570- 4.92% |
$861 - $1.64K
|
11K
$3.64K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-585- 3.1% |
$883 - $1.68K
|
18.3K
$6.04K
|
|
|
Nov 14, 2022
Q3 2022
|
Ci Investments Inc.
Toronto, A6 |
SELL
|
- |
-590- 6.93% |
$891 - $1.7K
|
7.92K
$2.61K
|
|
|
Oct 27, 2022
Q3 2022
|
Baillie Gifford & CO
|
SELL
|
- |
-603- 13.98% |
$911 - $1.74K
|
3.71K
$1.22K
|
|
|
Oct 11, 2022
Q3 2022
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-800- 22.86% |
$1.21K - $2.3K
|
2.7K
$891
|
|
|
Nov 04, 2022
Q3 2022
|
Pro Share Advisors LLC
|
SELL
|
- |
-801- 1.88% |
$1.21K - $2.31K
|
41.9K
$13.8K
|
|
|
Oct 07, 2022
Q3 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-811- 3.12% |
$1.22K - $2.34K
|
25.2K
$8.32K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2K- 4.16% |
$3.01K - $5.75K
|
46K
$15.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.45K- 2.1% |
$3.69K - $7.05K
|
114K
$37.7K
|
|
|
Nov 14, 2022
Q3 2022
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-2.73K- 68.76% |
$4.12K - $7.87K
|
1.24K
$410
|
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-3K- 4.88% |
$4.53K - $8.64K
|
58.5K
$19.3K
|
|
|
Aug 11, 2023
Q3 2022
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.13K- 2.16% |
$4.72K - $9K
|
141K
$46.7K
|
|
|
Nov 03, 2022
Q3 2022
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.13K- 2.16% |
$4.72K - $9K
|
141K
$46.7K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.2K- 2.59% |
$4.82K - $9.2K
|
120K
$39.6K
|
|
|
Oct 31, 2022
Q3 2022
|
United Capital Management Of Ks, Inc.
|
SELL
|
- |
-4.49K- 19.51% |
$6.78K - $12.9K
|
18.5K
$6.11K
|
|
|
Mar 30, 2023
Q3 2022
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-5.5K- 23.83% |
$8.31K - $15.8K
|
17.6K
$5.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-5.5K- 23.83% |
$8.31K - $15.8K
|
17.6K
$5.8K
|
|
|
Oct 31, 2022
Q3 2022
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-5.7K- 32.47% |
$8.61K - $16.4K
|
11.9K
$3.91K
|
|
|
Oct 17, 2022
Q3 2022
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-10K- 66.67% |
$15.1K - $28.8K
|
5K
$1.65K
|
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-12.5K- 0.36% |
$18.9K - $36.1K
|
3.44M
$1.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-14.8K- 21.67% |
$22.4K - $42.7K
|
53.6K
$17.7K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-16K- 88.59% |
$24.2K - $46.1K
|
2.06K
$680
|
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-16K- 4.63% |
$24.2K - $46.2K
|
330K
$109K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-20.5K- 12.36% |
$30.9K - $59K
|
145K
$47.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-25.4K- 41.26% |
$38.3K - $73K
|
36.1K
$11.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-29.3K- 15.1% |
$44.3K - $84.4K
|
165K
$54.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-33.4K- 20.77% |
$50.4K - $96.2K
|
127K
$42K
|
|
|
Mar 03, 2023
Q3 2022
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-35K- 18.89% |
$52.9K - $101K
|
150K
$49.6K
|
|
|
Nov 15, 2022
Q3 2022
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-40.7K- 12.71% |
$61.5K - $117K
|
279K
$92.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-70.1K- 47.47% |
$106K - $202K
|
77.6K
$25.6K
|
|
|
Nov 04, 2022
Q3 2022
|
Simplex Trading, LLC
|
SELL
|
- |
-100K- 40.5% |
$151K - $289K
|
147K
$48.6K
|
|
|
Nov 10, 2022
Q3 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-201K- 85.22% |
$303K - $578K
|
34.8K
$11.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-241K- 7.38% |
$364K - $695K
|
3.03M
$999K
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-358K- 44.03% |
$540K - $1.03M
|
455K
$150K
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-358K- 44.03% |
$540K - $1.03M
|
455K
$150K
|
|
|
Oct 31, 2022
Q3 2022
|
Sg Americas Securities, LLC
|
SELL
|
- |
-363K- 87.11% |
$548K - $1.05M
|
53.7K
$17.7K
|