Purchases and Sales Made in Q4 2022 in Sorrento Therapeutics, Inc. (SRNE)
This table provides information about the institutional ownership of Sorrento Therapeutics, Inc. (SRNE) during Q4 2022. The information is specifically focused on institutions that hold shares of Sorrento Therapeutics, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 30, 2023
Q4 2022
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
1.06KNew |
$787 - $1.95K
|
1.06K
$351
|
|
Jan 12, 2023
Q4 2022
|
Crescent Grove Advisors, LLC
|
BUY
|
- |
1K+ 4.76% |
$740 - $1.83K
|
22K
$7.26K
|
|
Feb 09, 2023
Q4 2022
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
1K+ 3.78% |
$740 - $1.83K
|
27.5K
$9.07K
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
890New |
$659 - $1.63K
|
890
$294
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
750New |
$555 - $1.37K
|
750
$248
|
|
Jan 27, 2023
Q4 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
569New |
$421 - $1.04K
|
569
$188
|
|
Sep 01, 2023
Q4 2022
|
Jag Capital Management, LLC
|
BUY
|
- |
426New |
$315 - $780
|
426
$141
|
|
Feb 10, 2023
Q4 2022
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
410+ 1.25% |
$303 - $750
|
33.2K
$11K
|
|
Feb 13, 2023
Q4 2022
|
Steward Financial Group LLC
|
BUY
|
- |
350New |
$259 - $641
|
350
$116
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
325New |
$241 - $595
|
325
$107
|
|
Jan 08, 2025
Q4 2022
|
Arcadia Investment Advisors LLC
Eagle, ID |
BUY
|
- |
150New |
$111 - $275
|
150
$49.5
|
|
Feb 06, 2023
Q4 2022
|
New Square Capital LLC
|
BUY
|
- |
100New |
$74 - $183
|
100
$33
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
100New |
$74 - $183
|
100
$33
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
100New |
$74 - $183
|
100
$33
|
|
Feb 09, 2023
Q4 2022
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
100New |
$74 - $183
|
100
$33
|
|
Jan 17, 2023
Q4 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
98+ 0.83% |
$72.5 - $179
|
12K
$3.94K
|
|
Feb 13, 2023
Q4 2022
|
Covestor LTD
Boston, MA |
BUY
|
- |
34+ 79.07% |
$25.2 - $62.2
|
77
$25.4
|
|
Jul 19, 2024
Q4 2022
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
30New |
$22.2 - $54.9
|
30
$9.9
|
|
Feb 13, 2023
Q4 2022
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
4+ 80.0% |
$2.96 - $7.32
|
9
$2.97
|
|
Feb 14, 2023
Q4 2022
|
Janus Henderson Group PLC
London, X0 |
BUY
|
- |
3+ 0.01% |
$2.22 - $5.49
|
54.8K
$18.1K
|
|
Feb 15, 2023
Q4 2022
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
1New |
$0.74 - $1.83
|
1
$0.33
|
|
Feb 15, 2023
Q4 2022
|
Front Row Advisors LLC
Tiburon, CA |
BUY
|
- |
1New |
$0.74 - $1.83
|
1
$0.33
|
|
Feb 13, 2023
Q4 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
BUY
|
- |
1+ 100.0% |
$0.74 - $1.83
|
2
$0.66
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jan 31, 2023
Q4 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-39- 0.19% |
$28.9 - $71.4
|
20K
$6.6K
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-40- 0.22% |
$29.6 - $73.2
|
18.3K
$6.03K
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-50- 59.52% |
$37 - $91.5
|
34
$11.2
|
|
Feb 01, 2023
Q4 2022
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-63- 0.13% |
$46.6 - $115
|
48.9K
$16.1K
|
|
Feb 24, 2023
Q4 2022
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-100- 25.0% |
$74 - $183
|
300
$99
|
|
Jan 30, 2023
Q4 2022
|
New York State Common Retirement Fund
|
SELL
|
- |
-150- 0.06% |
$111 - $275
|
266K
$87.7K
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-250- 50.0% |
$185 - $458
|
250
$82.5
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-500- 3.65% |
$370 - $915
|
13.2K
$4.36K
|
|
Jan 26, 2023
Q4 2022
|
Granite Bay Wealth Management, LLC
|
SELL
|
- |
-700- 3.53% |
$518 - $1.28K
|
19.1K
$6.31K
|
|
Feb 06, 2023
Q4 2022
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-865- 21.63% |
$640 - $1.58K
|
3.14K
$1.03K
|
|
Jan 23, 2023
Q4 2022
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-998- 2.14% |
$739 - $1.83K
|
45.6K
$15.1K
|
|
Aug 14, 2024
Q4 2022
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-1K- 22.42% |
$740 - $1.83K
|
3.46K
$1.14K
|
|
Feb 09, 2023
Q4 2022
|
Everhart Financial Group, Inc.
|
SELL
|
- |
-1K- 8.53% |
$740 - $1.83K
|
10.7K
$3.54K
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.32K- 2.51% |
$978 - $2.42K
|
51.4K
$16.9K
|
|
Feb 01, 2023
Q4 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-1.57K- 4.51% |
$1.16K - $2.87K
|
33.2K
$11K
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
SELL
|
- |
-1.88K- 78.78% |
$1.39K - $3.43K
|
505
$167
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.98K- 96.12% |
$1.47K - $3.62K
|
80
$26.4
|
|
Feb 09, 2023
Q4 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2K- 33.33% |
$1.48K - $3.66K
|
4K
$1.32K
|
|
Feb 07, 2023
Q4 2022
|
Cutler Group LP
|
SELL
|
- |
-2.1K- 65.63% |
$1.55K - $3.84K
|
1.1K
$363
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.85K- 3.99% |
$2.85K - $7.05K
|
92.7K
$30.6K
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.24K- 4.59% |
$3.88K - $9.59K
|
109K
$35.9K
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-7.12K- 28.61% |
$5.27K - $13K
|
17.8K
$5.86K
|
|
Jan 13, 2023
Q4 2022
|
Focused Wealth Management, Inc
|
SELL
|
- |
-8K- 57.14% |
$5.92K - $14.6K
|
6K
$1.98K
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.5K- 6.58% |
$7.03K - $17.4K
|
135K
$44.5K
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
SELL
|
- |
-9.88K- 23.59% |
$7.31K - $18.1K
|
32K
$10.6K
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-10.5K- 22.82% |
$7.77K - $19.2K
|
35.5K
$11.7K
|