Purchases and Sales Made in Q3 2021 in Suro Capital Corp. (SSSS)
This table provides information about the institutional ownership of Suro Capital Corp. (SSSS) during Q3 2021. The information is specifically focused on institutions that hold shares of SURO CAPITAL CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
158KNew |
$1.92M - $2.56M
|
158K
$937K
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
124K+ 20.58% |
$1.51M - $2.01M
|
726K
$4.31M
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
106K+ 24.04% |
$1.29M - $1.72M
|
548K
$3.25M
|
|
|
Oct 19, 2021
Q3 2021
|
Belvedere Trading LLC
|
BUY
|
- |
71.2K+ 1162.9% |
$868K - $1.16M
|
77.3K
$459K
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
70.9K+ 12.79% |
$865K - $1.15M
|
626K
$3.72M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
52.8K+ 234.87% |
$644K - $858K
|
75.3K
$447K
|
|
|
Nov 12, 2021
Q3 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
37.6K+ 5.16% |
$459K - $612K
|
767K
$4.56M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
31.4K+ 30.95% |
$383K - $511K
|
133K
$790K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
29.5K+ 46.9% |
$359K - $479K
|
92.3K
$548K
|
|
|
Oct 28, 2021
Q3 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
28.7K+ 142.47% |
$350K - $466K
|
48.8K
$290K
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
26.4K+ 34.9% |
$322K - $429K
|
102K
$606K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
25.8K+ 37.89% |
$314K - $419K
|
93.8K
$557K
|
|
|
Nov 15, 2021
Q3 2021
|
Needham Investment Management LLC
New York, NY |
BUY
|
- |
22K+ 4.93% |
$269K - $358K
|
469K
$2.79M
|
|
|
May 19, 2023
Q3 2021
|
Vanderbilt University
Nashville, TN |
BUY
|
- |
20.6K+ 4.93% |
$251K - $334K
|
438K
$2.6M
|
|
|
Nov 05, 2021
Q3 2021
|
Wittenberg Investment Management, Inc.
Carlisle, MA |
BUY
|
- |
20.2K+ 40.68% |
$247K - $329K
|
70K
$416K
|
|
|
Nov 15, 2021
Q3 2021
|
Axa S.A.
Paris, I0 |
BUY
|
- |
17.9KNew |
$218K - $291K
|
17.9K
$106K
|
|
|
Nov 15, 2021
Q3 2021
|
Caxton Associates LP
New York, NY |
BUY
|
- |
16.8K+ 35.32% |
$205K - $273K
|
64.3K
$382K
|
|
|
Nov 03, 2021
Q3 2021
|
Camden Capital, LLC
|
BUY
|
- |
15.4K+ 106.14% |
$188K - $250K
|
29.9K
$178K
|
|
|
Nov 15, 2021
Q3 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
15KNew |
$183K - $244K
|
15K
$89.1K
|
|
|
Nov 10, 2021
Q3 2021
|
Nine Point Two Capital LLC
Los Angeles, CA |
BUY
|
- |
13.6KNew |
$166K - $221K
|
13.6K
$80.8K
|
|
|
Nov 10, 2021
Q3 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
11.5KNew |
$141K - $187K
|
11.5K
$68.5K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
11.5K+ 16.6% |
$141K - $187K
|
81K
$481K
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
10.9KNew |
$132K - $176K
|
10.9K
$64.5K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
8.95K+ 44.11% |
$109K - $145K
|
29.2K
$174K
|
|
|
Nov 12, 2021
Q3 2021
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
8.61K+ 7.5% |
$105K - $140K
|
123K
$733K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
8.02KNew |
$97.8K - $130K
|
8.02K
$47.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
7.98K+ 18.2% |
$97.3K - $130K
|
51.8K
$308K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6.03K+ 48.26% |
$73.5K - $97.9K
|
18.5K
$110K
|
|
|
Nov 15, 2021
Q3 2021
|
Bridgeway Capital Management, LLC
Houston, TX |
BUY
|
- |
6.01K+ 4.92% |
$73.3K - $97.7K
|
128K
$761K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
5.9KNew |
$71.9K - $95.9K
|
5.9K
$35K
|
|
|
Nov 09, 2021
Q3 2021
|
Catalyst Capital Advisors LLC
Huntington, NY |
BUY
|
- |
5.09K+ 19.12% |
$62K - $82.7K
|
31.7K
$188K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
4.77K+ 16.6% |
$58.2K - $77.5K
|
33.5K
$199K
|
|
|
Oct 26, 2021
Q3 2021
|
Supplemental Annuity Collective Trust Of Nj
|
BUY
|
- |
2.11K+ 2.11% |
$25.8K - $34.3K
|
102K
$607K
|
|
|
Oct 26, 2021
Q3 2021
|
Nj State Employees Deferred Compensation Plan
|
BUY
|
- |
1.79K+ 2.11% |
$21.8K - $29.1K
|
86.6K
$514K
|
|
|
Nov 05, 2021
Q3 2021
|
Lokken Investment Group LLC
|
BUY
|
- |
1.4K+ 4.92% |
$17.1K - $22.8K
|
29.9K
$177K
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.31K+ 25.68% |
$16K - $21.4K
|
6.43K
$38.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
1.1K+ 3.65% |
$13.4K - $17.9K
|
31.3K
$186K
|
|
|
Nov 08, 2021
Q3 2021
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
602+ 130.59% |
$7.34K - $9.78K
|
1.06K
$6.31K
|
|
|
Nov 17, 2021
Q3 2021
|
Garde Capital, Inc.
Seattle, WA |
BUY
|
- |
578+ 4.92% |
$7.05K - $9.39K
|
12.3K
$73.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
451New |
$5.5K - $7.33K
|
451
$2.68K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
409New |
$4.99K - $6.65K
|
409
$2.43K
|
|
|
Nov 09, 2021
Q3 2021
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
381New |
$4.64K - $6.19K
|
381
$2.26K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
375New |
$4.57K - $6.09K
|
375
$2.23K
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
BUY
|
- |
297+ 1414.29% |
$3.62K - $4.83K
|
318
$1.89K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
263+ 1.12% |
$3.21K - $4.27K
|
23.8K
$141K
|
|
|
Nov 10, 2021
Q3 2021
|
Oakworth Capital, Inc.
|
BUY
|
- |
223New |
$2.72K - $3.62K
|
223
$1.32K
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
200New |
$2.44K - $3.25K
|
200
$1.19K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
163+ 16.0% |
$1.99K - $2.65K
|
1.18K
$7.02K
|
|
|
Nov 15, 2021
Q3 2021
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
160+ 1.51% |
$1.95K - $2.6K
|
10.7K
$63.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
151+ 15.73% |
$1.84K - $2.45K
|
1.11K
$6.6K
|