Latest Institutional Transactions on Stem, Inc. (STEM)
This table provides information on the latest institutional transactions involving Stem, Inc. (STEM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History | 
|---|---|---|---|---|---|---|---|
| 
               
                  Nov 14, 2024
                  Q3 2024
                 
               |   
            
              
   
      High Tower Advisors, LLC
       
           
            Chicago, IL  | 
            
               BUY                   
             | 
            CALL | 
              2K+ 100.0% | 
            
                                   
                  $620 - $3.04K
                 
             |    
            
                                 
                4K
                $76K
                
             |               
            |
| 
               
                  Nov 14, 2024
                  Q3 2024
                 
               |   
            
              
   
      Neuberger Berman Group LLC
       
           
            New York, NY  | 
            
               BUY                   
             | 
            - | 
              2.07K+ 7.53% | 
            
                                   
                  $640 - $3.14K
                 
             |    
            
                                 
                29.5K
                $560K
                
             |               
            |
| 
               
                  Nov 14, 2024
                  Q3 2024
                 
               |   
            
              
   
      Nuveen Asset Management, LLC
       
           
            Chicago, IL  | 
            
               SELL                   
             | 
            - | 
              -441K- 92.99% | 
            
                                   
                  $137K - $670K
                 
             |    
            
                                 
                33.2K
                $631K
                
             |               
            |
| 
               
                  Nov 14, 2024
                  Q3 2024
                 
               |   
            
              
   
      Ubs Asset Management Americas Inc
       
           
            Chicago, IL  | 
            
               BUY                   
             | 
            - | 
              1.05M+ 77.14% | 
            
                                   
                  $325K - $1.59M
                 
             |    
            
                                 
                2.41M
                $45.7M
                
             |               
            |
| 
               
                  Nov 14, 2024
                  Q3 2024
                 
               |   
            
              
   
      Ameriprise Financial Inc
       
           
            Minneapolis, MN  | 
            
               BUY                   
             | 
            - | 
              11.9KNew | 
            
                                   
                  $3.68K - $18K
                 
             |    
            
                                 
                11.9K
                $225K
                
             |               
            |
| 
               
                  Nov 14, 2024
                  Q3 2024
                 
               |   
            
              
   
      Optiver Holding B.V.
       
           
            Amsterdam, P7  | 
            
               BUY                   
             | 
            - | 
              1.75KNew | 
            
                                   
                  $541 - $2.65K
                 
             |    
            
                                 
                1.75K
                $33.2K
                
             |               
            |
| 
               
                  Nov 14, 2024
                  Q3 2024
                 
               |   
            
              
   
      Brevan Howard Capital Management LP
       
           
            St. Helier, Y9  | 
            
               SELL                   
             | 
            - | 
              -32.7K- 69.66% | 
            
                                   
                  $10.1K - $49.7K
                 
             |    
            
                                 
                14.3K
                $271K
                
             |               
            |
| 
               
                  Nov 13, 2024
                  Q3 2024
                 
               |   
            
              
   
      Gts Securities LLC
       
           
            New York, NY  | 
            
               SELL                   
             | 
            PUT | 
              -2.8K- 12.79% | 
            
                                   
                  $868 - $4.26K
                 
             |    
            
                                 
                19.1K
                $363K
                
             |               
            |
| 
               
                  Nov 13, 2024
                  Q3 2024
                 
               |   
            
              
   
      Drw Securities, LLC
       
           
            Chicago, IL  | 
            
               BUY                   
             | 
            - | 
              25.7KNew | 
            
                                   
                  $7.97K - $39.1K
                 
             |    
            
                                 
                25.7K
                $488K
                
             |               
            |
| 
               
                  Nov 13, 2024
                  Q3 2024
                 
               |   
            
              
   
      Scotia Capital Inc.
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              10.1KNew | 
            
                                   
                  $3.13K - $15.3K
                 
             |    
            
                                 
                10.1K
                $192K
                
             |               
            |
| 
               
                  Nov 13, 2024
                  Q3 2024
                 
               |   
            
              
   
      Ckw Financial Group
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -4.52K- 53.84% | 
            
                                   
                  $1.4K - $6.87K
                 
             |    
            
                                 
                3.87K
                $73.5K
                
             |               
            |
| 
               
                  Nov 12, 2024
                  Q3 2024
                 
               |   
            
              
   
      Naples Money Management LLC
       
           
            Naples, FL  | 
            
               SELL                   
             | 
            - | 
              -200- 46.19% | 
            
                                   
                  $62 - $304
                 
             |    
            
                                 
                233
                $4.42K
                
             |               
            |
| 
               
                  Nov 12, 2024
                  Q3 2024
                 
               |   
            
              
   
      Exodus Point Capital Management, LP
       
           
            New York, NY  | 
            
               BUY                   
             | 
            - | 
              2.61MNew | 
            
                                   
                  $810K - $3.97M
                 
             |    
            
                                 
                2.61M
                $49.6M
                
             |               
            |
| 
               
                  Nov 12, 2024
                  Q3 2024
                 
               |   
            
              
   
      Northwestern Mutual Wealth Management CO
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -203- 28.88% | 
            
                                   
                  $62.9 - $309
                 
             |    
            
                                 
                500
                $9.5K
                
             |               
            |
| 
               
                  Nov 12, 2024
                  Q3 2024
                 
               |   
            
              
   
      Ci Private Wealth, LLC
       
           
            Miami, FL  | 
            
               BUY                   
             | 
            PUT | 
              600New | 
            
                                   
                  $186 - $912
                 
             |    
            
                                 
                600
                $11.4K
                
             |               
            |
| 
               
                  Nov 12, 2024
                  Q3 2024
                 
               |   
            
              
   
      Hrt Financial LP
       
           
            New York, NY  | 
            
               BUY                   
             | 
            - | 
              149KNew | 
            
                                   
                  $46.2K - $227K
                 
             |    
            
                                 
                149K
                $2.83M
                
             |               
            |
| 
               
                  Nov 07, 2024
                  Q3 2024
                 
               |   
            
              
   
      Prospera Financial Services Inc
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -2.29K- 15.13% | 
            
                                   
                  $711 - $3.48K
                 
             |    
            
                                 
                12.9K
                $244K
                
             |               
            |
| 
               
                  Nov 06, 2024
                  Q3 2024
                 
               |   
            
              
   
      Kbc Group Nv
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -3K- 0.44% | 
            
                                   
                  $929 - $4.56K
                 
             |    
            
                                 
                675K
                $12.8M
                
             |               
            |
| 
               
                  Nov 05, 2024
                  Q3 2024
                 
               |   
            
              
   
      Victory Capital Management Inc
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -244- 1.25% | 
            
                                   
                  $75.6 - $371
                 
             |    
            
                                 
                19.2K
                $365K
                
             |               
            |
| 
               
                  Nov 05, 2024
                  Q3 2024
                 
               |   
            
              
   
      Oppenheimer & CO Inc
       
           
            New York, NY  | 
            
               SELL                   
             | 
            - | 
              -30.3K- 22.23% | 
            
                                   
                  $9.41K - $46.1K
                 
             |    
            
                                 
                106K
                $2.02M
                
             |               
            |
| 
               
                  Nov 05, 2024
                  Q3 2024
                 
               |   
            
              
   
      Gsa Capital Partners LLP
       
           
            London, X0  | 
            
               SELL                   
             | 
            - | 
              -792K- 74.55% | 
            
                                   
                  $245K - $1.2M
                 
             |    
            
                                 
                270K
                $5.13M
                
             |               
            |
| 
               
                  Nov 04, 2024
                  Q3 2024
                 
               |   
            
              
   
      Abound Wealth Management
       
           
            Franklin, TN  | 
            
               BUY                   
             | 
            - | 
              523New | 
            
                                   
                  $162 - $795
                 
             |    
            
                                 
                523
                $9.93K
                
             |               
            |
| 
               
                  Nov 01, 2024
                  Q3 2024
                 
               |   
            
              
   
      Covestor LTD
       
           
            Boston, MA  | 
            
               SELL                   
             | 
            - | 
              -3- 6.12% | 
            
                                   
                  $0.93 - $4.56
                 
             |    
            
                                 
                46
                $874
                
             |               
            |
| 
               
                  Oct 31, 2024
                  Q3 2024
                 
               |   
            
              
   
      Money Concepts Capital Corp
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              70KNew | 
            
                                   
                  $21.7K - $106K
                 
             |    
            
                                 
                70K
                $1.33M
                
             |               
            |
| 
               
                  Oct 30, 2024
                  Q3 2024
                 
               |   
            
              
   
      Quintet Private Bank (Europe) S.A.
       
           
            Luxembourg, N4  | 
            
               BUY                   
             | 
            - | 
              9+ 7.76% | 
            
                                   
                  $2.79 - $13.7
                 
             |    
            
                                 
                125
                $2.37K
                
             |               
            |
| 
               
                  Oct 25, 2024
                  Q3 2024
                 
               |   
            
              
   
      Aspire Private Capital, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              10New | 
            
                                   
                  $3.1 - $15.2
                 
             |    
            
                                 
                10
                $190
                
             |               
            |
| 
               
                  Oct 24, 2024
                  Q3 2024
                 
               |   
            
              
   
      Capital Advisors, Ltd. LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              241New | 
            
                                   
                  $74.7 - $366
                 
             |    
            
                                 
                241
                $4.58K
                
             |               
            |
| 
               
                  Oct 22, 2024
                  Q3 2024
                 
               |   
            
              
   
      Lazari Capital Management, Inc.
       
           
            Woodland Hills, CA  | 
            
               SELL                   
             | 
            - | 
              -500- 3.82% | 
            
                                   
                  $155 - $760
                 
             |    
            
                                 
                12.6K
                $239K
                
             |               
            |
| 
               
                  Oct 18, 2024
                  Q3 2024
                 
               |   
            
              
   
      Raymond James & Associates
       
           
            St Petersburg, FL  | 
            
               BUY                   
             | 
            - | 
              5.54K+ 3.5% | 
            
                                   
                  $1.72K - $8.41K
                 
             |    
            
                                 
                164K
                $3.11M
                
             |               
            |
| 
               
                  Oct 18, 2024
                  Q3 2024
                 
               |   
            
              
   
      Householder Group Estate & Retirement Specialist, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              300New | 
            
                                   
                  $93 - $456
                 
             |    
            
                                 
                300
                $5.7K
                
             |               
            |
| 
               
                  Oct 18, 2024
                  Q3 2024
                 
               |   
            
              
   
      Allspring Global Investments Holdings, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              919New | 
            
                                   
                  $285 - $1.4K
                 
             |    
            
                                 
                919
                $17.5K
                
             |               
            |
| 
               
                  Oct 11, 2024
                  Q3 2024
                 
               |   
            
              
   
      Org Partners LLC
       
           
            Roanoke, IN  | 
            
               SELL                   
             | 
            - | 
              -175- 53.85% | 
            
                                   
                  $54.3 - $266
                 
             |    
            
                                 
                150
                $2.85K
                
             |               
            |
| 
               
                  Oct 11, 2024
                  Q3 2024
                 
               |   
            
              
   
      Creative Planning
       
           
            Overland Park, KS  | 
            
               BUY                   
             | 
            - | 
              78.9K+ 177.07% | 
            
                                   
                  $24.5K - $120K
                 
             |    
            
                                 
                124K
                $2.35M
                
             |               
            |
| Q2 2024 | |||||||
| 
               
                  Aug 29, 2024
                  Q2 2024
                 
               |   
            
              
   
      Strategic Investment Solutions, Inc. /Il
       
           
            Orland Park, IL  | 
            
               BUY                   
             | 
            - | 
              184+ 32.51% | 
            
                                   
                  $202 - $388
                 
             |    
            
                                 
                750
                $14.2K
                
             |               
            |
| 
               
                  Aug 22, 2024
                  Q2 2024
                 
               |   
            
              
   
      Cypress Capital, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              700New | 
            
                                   
                  $770 - $1.48K
                 
             |    
            
                                 
                700
                $13.3K
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      California State Teachers Retirement System
       
           
            West Sacramento, CA  | 
            
               SELL                   
             | 
            - | 
              -136K- 92.54% | 
            
                                   
                  $150K - $288K
                 
             |    
            
                                 
                11K
                $209K
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Ray Dalio                        
      Bridgewater Associates, LP | Westport, Ct
   
           
             | 
            
               SELL                   
             | 
            - | 
              -873K- 64.73% | 
            
                                   
                  $960K - $1.84M
                 
             |    
            
                                 
                475K
                $9.03M
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Ken Fisher                        
      Fisher Asset Management, LLC | Camas, Wa
   
           
             | 
            
               BUY                   
             | 
            - | 
              17.2KNew | 
            
                                   
                  $19K - $36.4K
                 
             |    
            
                                 
                17.2K
                $328K
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Healthcare Of Ontario Pension Plan Trust Fund
       
           
            Toronto, A6  | 
            
               BUY                   
             | 
            - | 
              3.76K+ 2.25% | 
            
                                   
                  $4.13K - $7.93K
                 
             |    
            
                                 
                171K
                $3.25M
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Toroso Investments, LLC
       
           
            Massapequa, NY  | 
            
               BUY                   
             | 
            - | 
              270K+ 221.66% | 
            
                                   
                  $297K - $569K
                 
             |    
            
                                 
                392K
                $7.44M
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Paul Tudor Jones                        
      Tudor Investment Corp Et Al | Stamford, Ct
   
           
             | 
            
               SELL                   
             | 
            - | 
              -172K- 65.22% | 
            
                                   
                  $189K - $362K
                 
             |    
            
                                 
                91.6K
                $1.74M
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Bank Of Montreal 
       
           
            Toronto, A6  | 
            
               BUY                   
             | 
            CALL | 
              75KNew | 
            
                                   
                  $82.5K - $158K
                 
             |    
            
                                 
                75K
                $1.42M
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Pickering Energy Partners LP
       
           
            Houston, TX  | 
            
               BUY                   
             | 
            - | 
              6K+ 102.25% | 
            
                                   
                  $6.6K - $12.7K
                 
             |    
            
                                 
                11.9K
                $225K
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Ardsley Advisory Partners LP
       
           
            Stamford, CT  | 
            
               SELL                   
             | 
            - | 
              -510K- 22.57% | 
            
                                   
                  $561K - $1.08M
                 
             |    
            
                                 
                1.75M
                $33.2M
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Manufacturers Life Insurance Company, The
       
           
            Toronto, A6  | 
            
               SELL                   
             | 
            - | 
              -92- 0.16% | 
            
                                   
                  $101 - $194
                 
             |    
            
                                 
                56.3K
                $1.07M
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      D. E. Shaw & Co., Inc.
       
           
            New York, NY  | 
            
               BUY                   
             | 
            - | 
              295K+ 258.2% | 
            
                                   
                  $325K - $623K
                 
             |    
            
                                 
                410K
                $7.78M
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Financial Network Wealth Advisors LLC
       
           
            Murray, UT  | 
            
               BUY                   
             | 
            - | 
              727New | 
            
                                   
                  $800 - $1.53K
                 
             |    
            
                                 
                727
                $13.8K
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Dynamic Technology Lab Private LTD
       
           
            Singapore, U0  | 
            
               BUY                   
             | 
            - | 
              42.7KNew | 
            
                                   
                  $47K - $90.2K
                 
             |    
            
                                 
                42.7K
                $811K
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Aviso Financial Inc.
       
           
            Toronto, A6  | 
            
               BUY                   
             | 
            - | 
              50New | 
            
                                   
                  $55 - $106
                 
             |    
            
                                 
                50
                $949
                
             |               
            |
| 
               
                  Aug 14, 2024
                  Q2 2024
                 
               |   
            
              
   
      Squarepoint Ops LLC
       
           
            New York, NY  | 
            
               BUY                   
             | 
            - | 
              480K+ 4330.47% | 
            
                                   
                  $528K - $1.01M
                 
             |    
            
                                 
                491K
                $9.33M
                
             |               
            |