Purchases and Sales Made in Q3 2023 in Thornburg Income Builder Opportunities Trust (TBLD)
This table provides information about the institutional ownership of Thornburg Income Builder Opportunities Trust (TBLD) during Q3 2023. The information is specifically focused on institutions that hold shares of Thornburg Income Builder Opportunities Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
253KNew |
$3.68M - $3.95M
|
253K
$4.29M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
172K+ 17.17% |
$2.5M - $2.68M
|
1.17M
$19.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
156K+ 42.61% |
$2.26M - $2.43M
|
521K
$8.82M
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
115K+ 20.9% |
$1.67M - $1.8M
|
667K
$11.3M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
74.1K+ 50.53% |
$1.07M - $1.16M
|
221K
$3.73M
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
37.9K+ 28.44% |
$550K - $592K
|
171K
$2.9M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
32.5KNew |
$471K - $507K
|
32.5K
$549K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
26.6K+ 15.49% |
$386K - $415K
|
198K
$3.35M
|
|
|
Nov 14, 2023
Q3 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
26.5K+ 11.55% |
$385K - $414K
|
256K
$4.33M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
26.1K+ 94.29% |
$379K - $408K
|
53.9K
$912K
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
16.1K+ 99.44% |
$234K - $251K
|
32.3K
$547K
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
15.2K+ 43.24% |
$221K - $237K
|
50.4K
$852K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
14.3K+ 15.06% |
$207K - $223K
|
109K
$1.85M
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
11.4KNew |
$165K - $178K
|
11.4K
$193K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
9.4K+ 4.7% |
$136K - $147K
|
209K
$3.54M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.91K+ 48.98% |
$115K - $123K
|
24.1K
$407K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
6.9K+ 48.01% |
$100K - $108K
|
21.3K
$360K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
5.73K+ 7.4% |
$83.2K - $89.5K
|
83.2K
$1.41M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
3.92K+ 11.2% |
$56.9K - $61.1K
|
38.9K
$658K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.9K+ 13.93% |
$56.6K - $60.8K
|
31.9K
$540K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
3.61KNew |
$52.4K - $56.3K
|
3.61K
$61.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.87K+ 15.05% |
$41.7K - $44.8K
|
22K
$372K
|
|
|
Nov 13, 2023
Q3 2023
|
Lokken Investment Group LLC
|
BUY
|
- |
1.63K+ 3.97% |
$23.6K - $25.4K
|
42.6K
$720K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
975+ 2.04% |
$14.1K - $15.2K
|
48.8K
$826K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
551+ 5.83% |
$8K - $8.6K
|
10K
$169K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
131+ 0.25% |
$1.9K - $2.04K
|
51.8K
$877K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-200- 0.69% |
$2.9K - $3.12K
|
29K
$490K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-931- 6.25% |
$13.5K - $14.5K
|
14K
$236K
|
|
|
Oct 23, 2023
Q3 2023
|
Financial Management Network Inc
|
SELL
|
- |
-938- 1.66% |
$13.6K - $14.6K
|
55.7K
$943K
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-1.06K- 0.31% |
$15.3K - $16.5K
|
338K
$5.72M
|
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-2.8K- 17.59% |
$40.6K - $43.7K
|
13.1K
$222K
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-5.64K- 32.22% |
$81.8K - $88K
|
11.9K
$201K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-83.7K- 21.52% |
$1.22M - $1.31M
|
305K
$5.17M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-179K- 24.36% |
$2.59M - $2.79M
|
555K
$9.4M
|