Purchases and Sales Made in Q1 2023 in Black Rock Tcp Capital Corp. (TCPC)
This table provides information about the institutional ownership of Black Rock Tcp Capital Corp. (TCPC) during Q1 2023. The information is specifically focused on institutions that hold shares of BlackRock TCP Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
200New |
$1.95K - $2.67K
|
200
$1.84K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
191+ 0.7% |
$1.86K - $2.55K
|
27.3K
$252K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
134+ 1.19% |
$1.3K - $1.79K
|
11.4K
$105K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
102+ 0.72% |
$992 - $1.36K
|
14.3K
$132K
|
|
|
May 15, 2023
Q1 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
32+ 0.1% |
$311 - $428
|
33.2K
$305K
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2+ 1.0% |
$19.5 - $26.7
|
203
$1.87K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2+ 2.9% |
$19.5 - $26.7
|
71
$654
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-42- 0.07% |
$409 - $562
|
63.5K
$585K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-102- 0.71% |
$992 - $1.36K
|
14.2K
$131K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-111- 0.52% |
$1.08K - $1.48K
|
21.4K
$197K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-193- 1.33% |
$1.88K - $2.58K
|
14.3K
$132K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-555- 4.26% |
$5.4K - $7.42K
|
12.5K
$115K
|
|
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-702- 55.98% |
$6.83K - $9.39K
|
552
$5.08K
|
|
|
May 15, 2023
Q1 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-791- 5.07% |
$7.7K - $10.6K
|
14.8K
$137K
|
|
|
Apr 18, 2023
Q1 2023
|
Brookstone Capital Management
|
SELL
|
- |
-1.06K- 7.2% |
$10.3K - $14.2K
|
13.7K
$126K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.33K- 1.29% |
$12.9K - $17.8K
|
102K
$935K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.48K- 3.98% |
$14.4K - $19.8K
|
35.7K
$329K
|
|
|
May 10, 2023
Q1 2023
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-1.8K- 41.86% |
$17.5K - $24.1K
|
2.5K
$23K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.68K- 8.45% |
$26.1K - $35.8K
|
29.1K
$268K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.21K- 11.07% |
$31.2K - $42.9K
|
25.8K
$237K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.27K- 3.05% |
$31.8K - $43.7K
|
104K
$958K
|
|
|
May 15, 2023
Q1 2023
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-3.69K- 9.8% |
$35.9K - $49.3K
|
34K
$313K
|
|
|
May 15, 2023
Q1 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-3.98K- 9.9% |
$38.8K - $53.3K
|
36.3K
$334K
|
|
|
Apr 18, 2023
Q1 2023
|
Richard P Slaughter Associates Inc
|
SELL
|
- |
-4.56K- 2.27% |
$44.3K - $60.9K
|
196K
$1.8M
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-4.88K- 1.49% |
$47.5K - $65.2K
|
323K
$2.98M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.03K- 8.42% |
$68.4K - $93.9K
|
76.4K
$704K
|
|
|
May 15, 2023
Q1 2023
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-7.3K- 78.49% |
$71K - $97.6K
|
2K
$18.4K
|
|
|
May 15, 2023
Q1 2023
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-16.4K- 14.16% |
$159K - $219K
|
99.1K
$913K
|
|
|
May 03, 2023
Q1 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-20.1K- 51.94% |
$196K - $269K
|
18.6K
$171K
|
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-24.2K- 33.27% |
$235K - $323K
|
48.5K
$447K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-27.7K- 4.28% |
$269K - $370K
|
619K
$5.7M
|
|
|
May 12, 2023
Q1 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-30.1K- 36.64% |
$293K - $402K
|
52K
$479K
|
|
|
Apr 04, 2023
Q1 2023
|
Confluence Investment Management LLC
|
SELL
|
- |
-34.8K- 8.27% |
$339K - $465K
|
386K
$3.55M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-42.3K- 14.38% |
$412K - $566K
|
252K
$2.32M
|
|
|
May 11, 2023
Q1 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-53.1K- 31.59% |
$516K - $710K
|
115K
$1.06M
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-79K- 23.46% |
$769K - $1.06M
|
258K
$2.37M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-117K- 16.74% |
$1.14M - $1.57M
|
583K
$5.37M
|
|
|
May 11, 2023
Q1 2023
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-129K- 93.65% |
$1.25M - $1.72M
|
8.74K
$80.5K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-133K- 40.1% |
$1.3M - $1.78M
|
199K
$1.83M
|
|
|
May 11, 2023
Q1 2023
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-171K- 39.11% |
$1.66M - $2.28M
|
266K
$2.45M
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-222K- 20.59% |
$2.16M - $2.96M
|
855K
$7.88M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-231K- 84.95% |
$2.25M - $3.09M
|
41K
$377K
|
|
|
May 12, 2023
Q1 2023
|
Cliffwater LLC
Marina Del Rey, CA |
SELL
|
- |
-392K- 30.65% |
$3.81M - $5.24M
|
887K
$8.17M
|