Purchases and Sales Made in Q3 2022 in Black Rock Tcp Capital Corp. (TCPC)
This table provides information about the institutional ownership of Black Rock Tcp Capital Corp. (TCPC) during Q3 2022. The information is specifically focused on institutions that hold shares of BlackRock TCP Capital Corp..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2022
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.25KNew |
$13.7K - $17.9K
|
1.25K
$11.3K
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.05K+ 1.19% |
$11.4K - $14.9K
|
89K
$801K
|
|
Oct 26, 2022
Q3 2022
|
Riverbridge Partners LLC
|
BUY
|
- |
903+ 2.3% |
$9.86K - $12.9K
|
40.1K
$361K
|
|
Nov 14, 2022
Q3 2022
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
757+ 1.33% |
$8.27K - $10.8K
|
57.7K
$519K
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
636+ 0.2% |
$6.95K - $9.08K
|
325K
$2.92M
|
|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
600New |
$6.55K - $8.57K
|
600
$5.4K
|
|
Jan 10, 2025
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
480+ 62.02% |
$5.24K - $6.85K
|
1.25K
$11.3K
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
316+ 33.44% |
$3.45K - $4.51K
|
1.26K
$11.3K
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
BUY
|
- |
239+ 3.12% |
$2.61K - $3.41K
|
7.9K
$71.1K
|
|
Nov 09, 2022
Q3 2022
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
212+ 0.64% |
$2.32K - $3.03K
|
33.5K
$302K
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
96+ 0.59% |
$1.05K - $1.37K
|
16.3K
$147K
|
|
Oct 07, 2022
Q3 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
96New |
$1.05K - $1.37K
|
96
$864
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
70+ 0.51% |
$764 - $1K
|
13.9K
$125K
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1+ 1.52% |
$10.9 - $14.3
|
67
$603
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-40- 0.14% |
$437 - $571
|
28.2K
$254K
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-42- 0.35% |
$459 - $600
|
12K
$108K
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-174- 0.12% |
$1.9K - $2.48K
|
139K
$1.25M
|
|
Nov 14, 2022
Q3 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-300- 0.94% |
$3.28K - $4.28K
|
31.8K
$286K
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-688- 1.18% |
$7.51K - $9.82K
|
57.7K
$520K
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-779- 2.33% |
$8.51K - $11.1K
|
32.7K
$294K
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-858- 3.27% |
$9.37K - $12.3K
|
25.4K
$228K
|
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-1.28K- 3.72% |
$14K - $18.2K
|
33.1K
$298K
|
|
Oct 03, 2022
Q3 2022
|
Confluence Investment Management LLC
|
SELL
|
- |
-2.13K- 0.5% |
$23.2K - $30.3K
|
421K
$3.79M
|
|
Nov 10, 2022
Q3 2022
|
Condor Capital Management
Martinsville, NJ |
SELL
|
- |
-3.15K- 23.78% |
$34.4K - $45K
|
10.1K
$90.9K
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-3.63K- 4.06% |
$39.7K - $51.9K
|
85.9K
$773K
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.82K- 1.45% |
$52.6K - $68.8K
|
328K
$2.95M
|
|
Nov 07, 2022
Q3 2022
|
Monument Capital Management
|
SELL
|
- |
-4.82K- 8.35% |
$52.7K - $68.9K
|
52.9K
$476K
|
|
Nov 14, 2022
Q3 2022
|
Mckinley Capital Management LLC
|
SELL
|
- |
-5.7K- 3.1% |
$62.2K - $81.4K
|
178K
$1.6M
|
|
Oct 21, 2022
Q3 2022
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-6.39K- 25.33% |
$69.8K - $91.3K
|
18.9K
$170K
|
|
Nov 14, 2022
Q3 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-7.4K- 43.05% |
$80.8K - $106K
|
9.79K
$88.1K
|
|
Oct 21, 2022
Q3 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-14K- 5.52% |
$153K - $200K
|
240K
$2.16M
|
|
Nov 14, 2022
Q3 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-14K- 5.43% |
$153K - $200K
|
244K
$2.19M
|
|
Nov 07, 2022
Q3 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-14.2K- 6.79% |
$155K - $203K
|
195K
$1.76M
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-14.6K- 29.94% |
$159K - $208K
|
34.1K
$307K
|
|
Oct 07, 2022
Q3 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-15.3K- 26.1% |
$167K - $218K
|
43.3K
$390K
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-15.8K- 40.75% |
$173K - $226K
|
23K
$207K
|
|
Nov 14, 2022
Q3 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-21.8K- 43.13% |
$238K - $311K
|
28.8K
$259K
|
|
Nov 14, 2022
Q3 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-41.9K- 79.89% |
$458K - $599K
|
10.6K
$95.1K
|
|
Nov 14, 2022
Q3 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-48.6K- 13.15% |
$531K - $694K
|
321K
$2.89M
|
|
Nov 14, 2022
Q3 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-48.6K- 13.15% |
$531K - $694K
|
321K
$2.89M
|
|
Nov 14, 2022
Q3 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-65K- 31.36% |
$710K - $928K
|
142K
$1.28M
|
|
Oct 27, 2022
Q3 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-67.1K- 8.08% |
$733K - $958K
|
764K
$6.87M
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-82.8K- 9.23% |
$905K - $1.18M
|
815K
$7.33M
|
|
Oct 14, 2022
Q3 2022
|
Blue Zone Wealth Advisors, LLC
|
SELL
|
- |
-84K- 43.34% |
$918K - $1.2M
|
110K
$989K
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-90.5K- 23.36% |
$988K - $1.29M
|
297K
$2.67M
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-195K- 17.83% |
$2.13M - $2.78M
|
899K
$8.09M
|