Purchases and Sales Made in Q3 2023 in Black Rock Tcp Capital Corp. (TCPC)
This table provides information about the institutional ownership of Black Rock Tcp Capital Corp. (TCPC) during Q3 2023. The information is specifically focused on institutions that hold shares of BlackRock TCP Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.66K+ 1.82% |
$18.3K - $21.4K
|
92.9K
$736K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.61K+ 5.68% |
$17.7K - $20.7K
|
29.9K
$237K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
1.56K+ 1.59% |
$17.1K - $20.1K
|
99.4K
$787K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.12K+ 3.62% |
$12.3K - $14.4K
|
32K
$253K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
908+ 8.12% |
$9.99K - $11.7K
|
12.1K
$95.8K
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
790+ 11.29% |
$8.69K - $10.2K
|
7.79K
$61.7K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
534+ 3.68% |
$5.87K - $6.88K
|
15.1K
$119K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
511+ 1.83% |
$5.62K - $6.59K
|
28.4K
$225K
|
|
|
Oct 10, 2023
Q3 2023
|
Confluence Investment Management LLC
|
BUY
|
- |
291+ 0.07% |
$3.2K - $3.75K
|
395K
$3.13M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
96+ 0.87% |
$1.06K - $1.24K
|
11.1K
$88.1K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
24+ 0.17% |
$264 - $309
|
14.2K
$112K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2+ 2.7% |
$22 - $25.8
|
76
$602
|
|
|
Nov 07, 2023
Q3 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
SELL
|
- |
-200- 11.43% |
$2.2K - $2.58K
|
1.55K
$12.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-404- 80.8% |
$4.44K - $5.21K
|
96
$760
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-555- 99.11% |
$6.11K - $7.15K
|
5
$39.6
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-712- 0.4% |
$7.83K - $9.18K
|
178K
$1.41M
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-1.15K- 1.03% |
$12.7K - $14.8K
|
110K
$872K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.03K- 5.58% |
$22.3K - $26.1K
|
34.3K
$271K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-2.08K- 3.77% |
$22.8K - $26.8K
|
53K
$419K
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-2.79K- 8.83% |
$30.7K - $35.9K
|
28.8K
$228K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.27K- 15.23% |
$36K - $42.1K
|
18.2K
$144K
|
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-4.75K- 12.62% |
$52.3K - $61.2K
|
32.9K
$261K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-5.37K- 9.38% |
$59.1K - $69.3K
|
51.9K
$411K
|
|
|
Nov 13, 2023
Q3 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-6.15K- 5.43% |
$67.6K - $79.3K
|
107K
$848K
|
|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-8.67K- 2.04% |
$95.4K - $112K
|
416K
$3.29M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-11.7K- 50.0% |
$128K - $150K
|
11.7K
$92.5K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-12K- 42.98% |
$132K - $155K
|
16K
$127K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
SELL
|
- |
-12.8K- 55.71% |
$140K - $164K
|
10.1K
$80.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-20.5K- 66.9% |
$226K - $265K
|
10.2K
$80.4K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-20.9K- 7.98% |
$230K - $269K
|
241K
$1.91M
|
|
|
Oct 30, 2023
Q3 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-23.2K- 10.8% |
$255K - $299K
|
191K
$1.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-26.8K- 11.68% |
$295K - $346K
|
203K
$1.61M
|
|
|
Oct 10, 2023
Q3 2023
|
Richard P Slaughter Associates Inc
|
SELL
|
- |
-28.3K- 14.71% |
$312K - $365K
|
164K
$1.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-29K- 10.95% |
$319K - $374K
|
236K
$1.87M
|
|
|
Nov 13, 2023
Q3 2023
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-86.7K- 58.28% |
$953K - $1.12M
|
62.1K
$492K
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-88.4K- 86.09% |
$972K - $1.14M
|
14.3K
$113K
|
|
|
Nov 13, 2023
Q3 2023
|
Barings LLC
|
SELL
|
- |
-1.16M- 72.58% |
$12.8M - $15M
|
440K
$3.48M
|