Purchases and Sales Made in Q3 2023 in First Trust Nasdaq Technology (TDIV)
This table provides information about the institutional ownership of First Trust Nasdaq Technology (TDIV) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ TECHNOLOGY .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
137K+ 16.25% |
$7.65M - $8.26M
|
983K
$77.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
85.9K+ 18.57% |
$4.78M - $5.16M
|
548K
$43M
|
|
|
Nov 14, 2023
Q3 2023
|
Private Wealth Group, LLC
|
BUY
|
- |
73.3K+ 287.88% |
$4.08M - $4.41M
|
98.8K
$7.75M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
59.7KNew |
$3.32M - $3.59M
|
59.7K
$4.68M
|
|
|
Nov 09, 2023
Q3 2023
|
Concorde Asset Management, LLC
|
BUY
|
- |
46.8KNew |
$2.6M - $2.81M
|
46.8K
$3.67M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
42.2K+ 14.69% |
$2.35M - $2.54M
|
330K
$25.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
41.5KNew |
$2.31M - $2.49M
|
41.5K
$3.25M
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
35.4K+ 542.72% |
$1.97M - $2.13M
|
41.9K
$3.29M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
35.3K+ 119.19% |
$1.97M - $2.13M
|
65K
$5.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
26.5K+ 5.34% |
$1.47M - $1.59M
|
522K
$41M
|
|
|
Oct 17, 2023
Q3 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
26.4K+ 207.73% |
$1.47M - $1.59M
|
39.2K
$3.07M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
22.4K+ 17.28% |
$1.25M - $1.35M
|
152K
$11.9M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
21.7KNew |
$1.21M - $1.31M
|
21.7K
$1.7M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
20.5K+ 23.06% |
$1.14M - $1.23M
|
109K
$8.59M
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
19.9K+ 21.24% |
$1.11M - $1.19M
|
113K
$8.9M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
19.4KNew |
$1.08M - $1.17M
|
19.4K
$1.52M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
19.3K+ 8.35% |
$1.07M - $1.16M
|
250K
$19.6M
|
|
|
Oct 02, 2023
Q3 2023
|
Park National Corp
|
BUY
|
- |
16.5K+ 5.71% |
$918K - $992K
|
305K
$24M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
16K+ 242.39% |
$890K - $962K
|
22.6K
$1.77M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
15.6K+ 5.11% |
$867K - $936K
|
320K
$25.1M
|
|
|
Nov 07, 2023
Q3 2023
|
Prosperity Financial Group, Inc.
San Ramon, CA |
BUY
|
- |
15.6K+ 256.49% |
$866K - $936K
|
21.6K
$1.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
14.8K+ 4.34% |
$823K - $889K
|
355K
$27.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
13.6KNew |
$760K - $821K
|
13.6K
$1.07M
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
13.6K+ 184.96% |
$756K - $816K
|
20.9K
$1.64M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
13.2KNew |
$732K - $791K
|
13.2K
$1.03M
|
|
|
Nov 20, 2023
Q3 2023
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
12.2KNew |
$680K - $735K
|
12.2K
$959K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
BUY
|
- |
11.8K+ 237.56% |
$655K - $708K
|
16.7K
$1.31M
|
|
|
Oct 10, 2023
Q3 2023
|
Aprio Wealth Management, LLC
|
BUY
|
- |
10.9K+ 6.58% |
$607K - $656K
|
177K
$13.9M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
10.4KNew |
$576K - $623K
|
10.4K
$812K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.97K+ 3.21% |
$555K - $599K
|
320K
$25.1M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
9.93K+ 9.92% |
$553K - $597K
|
110K
$8.63M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
9.58K+ 97.58% |
$533K - $576K
|
19.4K
$1.52M
|
|
|
Nov 14, 2023
Q3 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
9.16K+ 51.51% |
$510K - $551K
|
26.9K
$2.11M
|
|
|
Apr 19, 2024
Q3 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
8.9KNew |
$496K - $536K
|
8.9K
$699K
|
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
8.85KNew |
$493K - $532K
|
8.85K
$695K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.65K+ 1.72% |
$481K - $520K
|
510K
$40.1M
|
|
|
Nov 08, 2023
Q3 2023
|
Milestone Advisory Partners
|
BUY
|
- |
7.98K+ 8.16% |
$444K - $480K
|
106K
$8.3M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
7.67K+ 3.26% |
$427K - $461K
|
243K
$19.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
7.59K+ 14.24% |
$423K - $457K
|
60.9K
$4.78M
|
|
|
Nov 03, 2023
Q3 2023
|
Larson Financial Group LLC
|
BUY
|
- |
7.36K+ 451.23% |
$410K - $443K
|
9K
$706K
|
|
|
Nov 14, 2023
Q3 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
7.19K+ 1.6% |
$400K - $433K
|
456K
$35.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
6.84KNew |
$381K - $411K
|
6.84K
$537K
|
|
|
Oct 25, 2023
Q3 2023
|
Brighton Jones LLC
|
BUY
|
- |
6.49KNew |
$361K - $390K
|
6.49K
$509K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
6.06K+ 33.28% |
$337K - $364K
|
24.3K
$1.9M
|
|
|
Nov 07, 2023
Q3 2023
|
True Wealth Advisors, LLC
|
BUY
|
- |
5.97KNew |
$332K - $359K
|
5.97K
$468K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
5.97K+ 45.69% |
$332K - $359K
|
19K
$1.49M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
5.83K+ 11.9% |
$324K - $350K
|
54.8K
$4.3M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.52K+ 2.28% |
$307K - $332K
|
247K
$19.4M
|
|
|
Nov 06, 2023
Q3 2023
|
Buck Wealth Strategies, LLC
Denver, CO |
BUY
|
- |
4.97K+ 6.52% |
$277K - $299K
|
81.2K
$6.37M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
4.78K+ 116.44% |
$266K - $288K
|
8.89K
$697K
|