Purchases and Sales Made in Q3 2023 in Ecofin Sustainable & Social Impact Term Fund (TEAF)
This table provides information about the institutional ownership of Ecofin Sustainable & Social Impact Term Fund (TEAF) during Q3 2023. The information is specifically focused on institutions that hold shares of ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
305K+ 227.3% |
$3.66M - $4M
|
440K
$5.29M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
66.6K+ 95.84% |
$798K - $872K
|
136K
$1.64M
|
|
|
Oct 13, 2023
Q3 2023
|
Matisse Capital
|
BUY
|
- |
42.3K+ 214.4% |
$506K - $553K
|
62K
$746K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
36.8K+ 236.99% |
$440K - $481K
|
52.3K
$629K
|
|
|
Oct 30, 2023
Q3 2023
|
Eagle Bluffs Wealth Management LLC
Columbia, MO |
BUY
|
- |
29.2K+ 13.97% |
$350K - $383K
|
239K
$2.87M
|
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
27.5K+ 225.18% |
$329K - $360K
|
39.7K
$477K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
22.1KNew |
$264K - $289K
|
22.1K
$266K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
14.5K+ 2.67% |
$174K - $190K
|
559K
$6.73M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
11.6KNew |
$138K - $151K
|
11.6K
$139K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
10.1K+ 16.53% |
$121K - $132K
|
71.2K
$856K
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
9.51KNew |
$114K - $124K
|
9.51K
$114K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7.48K+ 8.41% |
$89.6K - $97.8K
|
96.4K
$1.16M
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
7.4KNew |
$88.7K - $96.9K
|
7.4K
$89K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
5K+ 10.41% |
$59.9K - $65.5K
|
53.1K
$638K
|
|
|
Oct 30, 2023
Q3 2023
|
Abundance Wealth Counselors
|
BUY
|
- |
2.72K+ 2.67% |
$32.5K - $35.6K
|
104K
$1.26M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
913+ 2.35% |
$10.9K - $12K
|
39.7K
$478K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
857+ 7.65% |
$10.3K - $11.2K
|
12.1K
$145K
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
647+ 3.4% |
$7.75K - $8.47K
|
19.7K
$237K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
177+ 1.48% |
$2.12K - $2.32K
|
12.1K
$146K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
109+ 0.76% |
$1.31K - $1.43K
|
14.5K
$175K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
97+ 0.21% |
$1.16K - $1.27K
|
47.2K
$568K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
89New |
$1.07K - $1.17K
|
89
$1.07K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
35+ 11.25% |
$419 - $458
|
346
$4.16K
|
|
|
Nov 07, 2023
Q3 2023
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
6+ 1.52% |
$71.9 - $78.5
|
402
$4.84K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-86- 0.6% |
$1.03K - $1.13K
|
14.3K
$172K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-155- 0.71% |
$1.86K - $2.03K
|
21.7K
$261K
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-342- 0.99% |
$4.1K - $4.48K
|
34.3K
$413K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-775- 0.39% |
$9.28K - $10.1K
|
199K
$2.39M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.53K- 5.01% |
$18.4K - $20.1K
|
29.1K
$350K
|
|
|
Nov 08, 2023
Q3 2023
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-2.1K- 10.14% |
$25.2K - $27.5K
|
18.6K
$224K
|
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-3.41K- 23.56% |
$40.8K - $44.6K
|
11.1K
$133K
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-4.22K- 9.61% |
$50.6K - $55.3K
|
39.7K
$478K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-4.91K- 6.31% |
$58.8K - $64.2K
|
72.9K
$877K
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-10.3K- 0.94% |
$123K - $135K
|
1.09M
$13.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-11.8K- 20.0% |
$142K - $155K
|
47.3K
$569K
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-14.6K- 30.33% |
$175K - $191K
|
33.6K
$404K
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-17.2K- 1.93% |
$206K - $225K
|
871K
$10.5M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-80.6K- 76.1% |
$966K - $1.06M
|
25.3K
$305K
|