Insider Transactions in Q4 2020 at Tfs Financial Corp (TFSL)
Insider Transaction List (Q4 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price | 
|---|---|---|---|---|---|
| 
           
            Dec 14                          
            2020                          
           
         |           
        Ashley H Williams Director | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              12,800
              -56.14%
              
         |   
        
           
              $217,600              
              $17.82 P/Share              
                     
         | 
      
| 
           
            Dec 11                          
            2020                          
           
         |           
        Marc A Stefanski Chairman, President and CEO | 
           
              BUY
             
            
                Bona fide gift
             
           | 
        Indirect | 
           
              1,000
              +11.11%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 11                          
            2020                          
           
         |           
        Marc A Stefanski Chairman, President and CEO | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Direct | 
           
              1,000
              -0.52%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Susanne N. Miller Chief Accounting Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              3,339
              -23.29%
              
         |   
        
           
              $56,763              
              $17.65 P/Share              
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Susanne N. Miller Chief Accounting Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              11,000
              +43.41%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Russell C. Holmes Chief Retail Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              3,339
              -26.04%
              
         |   
        
           
              $56,763              
              $17.65 P/Share              
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Russell C. Holmes Chief Retail Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              11,000
              +46.18%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Andrew J Rubino Chief Information Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              3,339
              -20.44%
              
         |   
        
           
              $56,763              
              $17.65 P/Share              
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Andrew J Rubino Chief Information Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              11,000
              +40.25%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Kathleen M. Danckers Chief Risk Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              3,339
              -13.31%
              
         |   
        
           
              $56,763              
              $17.65 P/Share              
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Kathleen M. Danckers Chief Risk Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              11,000
              +30.48%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Cathy W Zbanek Chief Synergy Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              4,078
              -6.54%
              
         |   
        
           
              $69,326              
              $17.65 P/Share              
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Cathy W Zbanek Chief Synergy Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              8,701
              +4.65%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Paul J Huml Former Chief Financial Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              3,265
              -5.64%
              
         |   
        
           
              $55,505              
              $17.65 P/Share              
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Paul J Huml Former Chief Financial Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              6,966
              +4.01%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Anna Maria P Motta | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              5,160
              -5.34%
              
         |   
        
           
              $87,720              
              $17.65 P/Share              
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Anna Maria P Motta | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              19,700
              +6.03%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Iii Ben S Stefanski | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              5,160
              -7.45%
              
         |   
        
           
              $87,720              
              $17.65 P/Share              
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Iii Ben S Stefanski | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              17,000
              +19.7%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Marc A Stefanski Chairman, President and CEO | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              33,034
              +5.69%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Ashley H Williams Director | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              12,800
              +24.22%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Meredith S Weil Chief Financial Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              4,078
              -6.04%
              
         |   
        
           
              $69,326              
              $17.7 P/Share              
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Meredith S Weil Chief Financial Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              8,701
              +4.29%
              
         |   
        
           
              $147,917              
              $17.65 P/Share              
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Anthony J Asher Director | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              2,800
              +50.0%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Martin J Cohen Director | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              2,800
              +11.16%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Robert A Fiala Director | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              2,800
              +3.81%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        William C Mulligan Director | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              2,800
              +3.81%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        Terrence R Ozan Director | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              2,800
              +3.8%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 10                          
            2020                          
           
         |           
        John Ringenbach Director | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              2,800
              +16.28%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 09                          
            2020                          
           
         |           
        Meredith S Weil Chief Financial Officer | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Direct | 
           
              4,066
              -6.46%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Nov 23                          
            2020                          
           
         |           
        Anna Maria P Motta | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              5,000
              +6.1%
              
         |   
        
           
              $75,000              
              $15.08 P/Share              
                     
         | 
      
| 
           
            Nov 04                          
            2020                          
           
         |           
        Marc A Stefanski Chairman, President and CEO | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              125,051
              -43.55%
              
         |   
        
           
              $1,875,765              
              $15.01 P/Share              
                     
         | 
      
| 
           
            Nov 04                          
            2020                          
           
         |           
        Marc A Stefanski Chairman, President and CEO | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              165,500
              +36.56%
              
         |   
        
           
              $1,324,000              
              $8.61 P/Share              
                     
         | 
      
| 
           
            Nov 03                          
            2020                          
           
         |           
        Marc A Stefanski Chairman, President and CEO | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              56,246
              -31.62%
              
         |   
        
           
              $843,690              
              $15.16 P/Share              
                     
         | 
      
| 
           
            Nov 03                          
            2020                          
           
         |           
        Marc A Stefanski Chairman, President and CEO | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              147,254
              -45.29%
              
         |   
        
           
              $2,208,810              
              $15.87 P/Share              
                     
         | 
      
| 
           
            Nov 03                          
            2020                          
           
         |           
        Marc A Stefanski Chairman, President and CEO | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              203,500
              +38.49%
              
         |   
        
           
              $1,628,000              
              $8.61 P/Share              
                     
         |