Latest Institutional Transactions on Tekla Healthcare Opportunities Fund (THQ)
This table provides information on the latest institutional transactions involving Tekla Healthcare Opportunities Fund (THQ) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2019
Q3 2019
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-14.1KClosed |
$240K - $256K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Baystate Wealth Management LLC
|
SELL
|
- |
-1.07KClosed |
$18.3K - $19.5K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-474KClosed |
$7.81M - $8.47M
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 16, 2019
Q1 2019
|
Wealthpoint, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Apr 24, 2019
Q1 2019
|
Baldwin Brothers LLC
|
BUY
|
- |
2KNew |
$32.7K - $36.3K
|
2K
$36K
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-50.4KClosed |
$766K - $951K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-500Closed |
$7.6K - $9.43K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-3.75KClosed |
$57K - $70.7K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
BUY
|
- |
23.2KNew |
$353K - $438K
|
23.2K
$418K
|
|
|
Jan 15, 2019
Q4 2018
|
Prentiss Smith & CO Inc
Brattleboro, VT |
SELL
|
- |
-1.25KClosed |
$19K - $23.6K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-290Closed |
$4.93K - $5.43K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
48.6KNew |
$827K - $912K
|
48.6K
$876K
|
|
|
Nov 09, 2018
Q3 2018
|
Country Trust Bank
|
SELL
|
- |
-250Closed |
$4.25K - $4.69K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-464Closed |
$7.89K - $8.7K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Barnett & Company, Inc.
|
SELL
|
- |
-875Closed |
$14.9K - $16.4K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-200Closed |
$3.4K - $3.75K
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-1.2KClosed |
$20.4K - $22.5K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Valley National Advisers Inc
|
SELL
|
- |
-100Closed |
$1.62K - $1.75K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Asset Dedication, LLC
|
SELL
|
- |
-98Closed |
$1.59K - $1.71K
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Private Capital Group, LLC
|
SELL
|
- |
-104Closed |
$1.68K - $1.82K
|
0
$0
|
|
|
Jul 16, 2018
Q2 2018
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-11.9KClosed |
$193K - $208K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 16, 2018
Q1 2018
|
Quattro Financial Advisors LLC
|
SELL
|
- |
-11.3KClosed |
$182K - $214K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-18.1KClosed |
$291K - $342K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Rmb Capital Management, LLC
|
BUY
|
- |
1.89K+ 7.86% |
$30.4K - $35.7K
|
25.9K
$467K
|
|
|
May 14, 2018
Q1 2018
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-29KClosed |
$467K - $548K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-117KClosed |
$1.88M - $2.21M
|
0
$0
|
|
|
Apr 25, 2018
Q1 2018
|
Liberty Capital Management, Inc.
|
SELL
|
- |
-250Closed |
$4.03K - $4.73K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-10.8KClosed |
$173K - $204K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-13.2KClosed |
$222K - $249K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
197KNew |
$3.32M - $3.72M
|
197K
$3.54M
|
|
|
Feb 07, 2018
Q4 2017
|
Spectrum Management Group, LLC
|
SELL
|
- |
-2KClosed |
$33.8K - $37.8K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-12.9KClosed |
$218K - $245K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Feb 05, 2019
Q3 2017
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-356Closed |
$6.22K - $6.72K
|
0
$0
|
|