Purchases and Sales Made in Q1 2022 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q1 2022. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
266K+ 16.6% |
$5.48M - $6.73M
|
1.87M
$35.7M
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
112KNew |
$2.31M - $2.84M
|
112K
$2.14M
|
|
|
May 12, 2022
Q1 2022
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
41KNew |
$845K - $1.04M
|
41K
$785K
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
29.9KNew |
$616K - $757K
|
29.9K
$572K
|
|
|
May 11, 2022
Q1 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
19.8KNew |
$408K - $502K
|
19.8K
$379K
|
|
|
May 06, 2022
Q1 2022
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
17.9K+ 23.04% |
$369K - $454K
|
95.7K
$1.83M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
17.4K+ 0.94% |
$360K - $442K
|
1.87M
$35.7M
|
|
|
May 16, 2022
Q1 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
17KNew |
$351K - $432K
|
17K
$326K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
13K+ 4.9% |
$269K - $330K
|
279K
$5.34M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
12.9K+ 1.82% |
$267K - $328K
|
724K
$13.9M
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
12.7K+ 9.97% |
$261K - $321K
|
140K
$2.67M
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
11.7KNew |
$242K - $297K
|
11.7K
$225K
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
10.7K+ 15.32% |
$220K - $270K
|
80.4K
$1.54M
|
|
|
Apr 25, 2022
Q1 2022
|
Welch & Forbes LLC
|
BUY
|
- |
9.96KNew |
$205K - $252K
|
9.96K
$191K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.32K+ 7.0% |
$171K - $211K
|
127K
$2.43M
|
|
|
Apr 20, 2022
Q1 2022
|
Advisor Resource Council
|
BUY
|
- |
7.8K+ 7.74% |
$161K - $198K
|
109K
$2.08M
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.16K+ 4.85% |
$106K - $131K
|
111K
$2.13M
|
|
|
Apr 18, 2022
Q1 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
3.96K+ 29.46% |
$81.6K - $100K
|
17.4K
$333K
|
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
3.7K+ 8.69% |
$76.2K - $93.7K
|
46.2K
$885K
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.61K+ 1.63% |
$74.3K - $91.4K
|
224K
$4.3M
|
|
|
May 16, 2022
Q1 2022
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
3.55K+ 8.05% |
$73.3K - $90K
|
47.7K
$913K
|
|
|
May 11, 2022
Q1 2022
|
55 I, LLC
Boston, MA |
BUY
|
- |
3.39K+ 9.73% |
$69.9K - $85.9K
|
38.2K
$732K
|
|
|
May 09, 2022
Q1 2022
|
Herold Advisors, Inc.
|
BUY
|
- |
3.25KNew |
$67K - $82.4K
|
3.25K
$62.2K
|
|
|
May 05, 2022
Q1 2022
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
3.24K+ 24.0% |
$66.8K - $82.1K
|
16.7K
$321K
|
|
|
Apr 28, 2022
Q1 2022
|
Ahrens Investment Partners LLC
|
BUY
|
- |
2.6KNew |
$53.6K - $65.9K
|
2.6K
$49.8K
|
|
|
Apr 29, 2022
Q1 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
2.44K+ 17.03% |
$50.3K - $61.8K
|
16.7K
$321K
|
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.64K+ 7.51% |
$33.9K - $41.6K
|
23.5K
$450K
|
|
|
May 13, 2022
Q1 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1.6K+ 10.61% |
$33K - $40.5K
|
16.7K
$320K
|
|
|
May 13, 2022
Q1 2022
|
Worth Asset Management, LLC
|
BUY
|
- |
1.25KNew |
$25.8K - $31.7K
|
1.25K
$23.9K
|
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.1K+ 4.14% |
$22.8K - $28K
|
27.8K
$532K
|
|
|
May 05, 2022
Q1 2022
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
1KNew |
$20.6K - $25.3K
|
1K
$19.2K
|
|
|
May 10, 2022
Q1 2022
|
Tcwp LLC
Tampa, FL |
BUY
|
- |
985New |
$20.3K - $25K
|
985
$18.9K
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
955+ 0.63% |
$19.7K - $24.2K
|
153K
$2.93M
|
|
|
May 04, 2022
Q1 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
759+ 6.9% |
$15.7K - $19.2K
|
11.8K
$225K
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
611+ 1.19% |
$12.6K - $15.5K
|
51.9K
$995K
|
|
|
May 16, 2022
Q1 2022
|
Df Dent & CO Inc
Baltimore, MD |
BUY
|
- |
465+ 4.71% |
$9.59K - $11.8K
|
10.3K
$198K
|
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
BUY
|
- |
416+ 0.99% |
$8.58K - $10.5K
|
42.6K
$815K
|
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
318+ 1.55% |
$6.56K - $8.06K
|
20.8K
$399K
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
235New |
$4.85K - $5.95K
|
235
$4.5K
|
|
|
Apr 11, 2022
Q1 2022
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
229+ 1.52% |
$4.72K - $5.8K
|
15.3K
$294K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
204+ 0.21% |
$4.21K - $5.17K
|
98.4K
$1.89M
|
|
|
May 13, 2022
Q1 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
194+ 0.4% |
$4K - $4.92K
|
48.2K
$922K
|
|
|
May 11, 2022
Q1 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
62+ 0.8% |
$1.28K - $1.57K
|
7.86K
$151K
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
51New |
$1.05K - $1.29K
|
51
$977
|
|
|
May 03, 2022
Q1 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
25+ 1.55% |
$516 - $634
|
1.64K
$31.3K
|
|
|
May 13, 2022
Q1 2022
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
24+ 0.1% |
$495 - $608
|
23.7K
$453K
|
|
|
Apr 22, 2022
Q1 2022
|
Rise Advisors, LLC
|
BUY
|
- |
10+ 1.5% |
$206 - $253
|
676
$12.9K
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
9+ 0.23% |
$186 - $228
|
3.94K
$75.4K
|
|
|
May 10, 2022
Q1 2022
|
Horan Securities, Inc.
|
BUY
|
- |
5+ 1.58% |
$103 - $127
|
322
$6.17K
|
|
|
Apr 25, 2022
Q1 2022
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
3+ 1.55% |
$61.9 - $76
|
196
$3.75K
|