Purchases and Sales Made in Q1 2023 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q1 2023. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-257- 0.54% |
$4.62K - $5.17K
|
47.1K
$901K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-280- 0.74% |
$5.04K - $5.63K
|
37.6K
$720K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-425- 0.29% |
$7.65K - $8.55K
|
145K
$2.78M
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-537- 3.47% |
$9.66K - $10.8K
|
14.9K
$286K
|
|
|
Apr 25, 2023
Q1 2023
|
Advisor Resource Council
|
SELL
|
- |
-720- 1.0% |
$13K - $14.5K
|
71.4K
$1.37M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-832- 4.17% |
$15K - $16.7K
|
19.1K
$366K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-911- 2.28% |
$16.4K - $18.3K
|
39K
$748K
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.09K- 4.26% |
$19.6K - $21.9K
|
24.5K
$469K
|
|
|
May 10, 2023
Q1 2023
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-1.2K- 99.92% |
$21.6K - $24.1K
|
1
$19.2
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.38K- 1.18% |
$24.9K - $27.8K
|
116K
$2.23M
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.86K- 4.44% |
$33.4K - $37.4K
|
40K
$766K
|
|
|
May 11, 2023
Q1 2023
|
Stone X Group Inc.
|
SELL
|
- |
-2.36K- 16.34% |
$42.4K - $47.4K
|
12.1K
$231K
|
|
|
May 15, 2023
Q1 2023
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
SELL
|
- |
-2.46K- 5.05% |
$44.2K - $49.4K
|
46.1K
$883K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-3.43K- 9.4% |
$61.8K - $69K
|
33.1K
$633K
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-6.67K- 30.2% |
$120K - $134K
|
15.4K
$295K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7.18K- 30.06% |
$129K - $144K
|
16.7K
$320K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-7.73K- 65.71% |
$139K - $155K
|
4.03K
$77.2K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-9.68K- 8.03% |
$174K - $195K
|
111K
$2.12M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-15.1K- 3.86% |
$272K - $304K
|
376K
$7.21M
|
|
|
May 15, 2023
Q1 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-21.5K- 45.73% |
$387K - $432K
|
25.5K
$489K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-25.7K- 8.35% |
$462K - $516K
|
282K
$5.39M
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-32.5K- 20.51% |
$585K - $654K
|
126K
$2.41M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-32.7K- 3.6% |
$588K - $658K
|
876K
$16.8M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-53.8K- 3.18% |
$968K - $1.08M
|
1.64M
$31.3M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-58.4K- 62.29% |
$1.05M - $1.18M
|
35.4K
$677K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-75.6K- 7.2% |
$1.36M - $1.52M
|
974K
$18.7M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-270K- 64.57% |
$4.86M - $5.43M
|
148K
$2.84M
|