Purchases and Sales Made in Q3 2023 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q3 2023. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 01, 2023
Q3 2023
|
Shelton Wealth Management, LLC
|
SELL
|
- |
-114- 0.68% |
$1.94K - $2.21K
|
16.7K
$320K
|
|
|
Nov 06, 2023
Q3 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-184- 0.77% |
$3.12K - $3.57K
|
23.6K
$452K
|
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-308- 2.53% |
$5.23K - $5.98K
|
11.9K
$227K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-441- 1.17% |
$7.49K - $8.56K
|
37.2K
$712K
|
|
|
Oct 13, 2023
Q3 2023
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-530- 1.71% |
$9K - $10.3K
|
30.6K
$585K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-603- 0.5% |
$10.2K - $11.7K
|
120K
$2.29M
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-950- 6.47% |
$16.1K - $18.4K
|
13.7K
$263K
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.1K- 6.15% |
$18.6K - $21.3K
|
16.8K
$321K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-1.24K- 85.42% |
$21K - $24K
|
211
$4.04K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.35K- 3.73% |
$22.9K - $26.2K
|
34.8K
$667K
|
|
|
Oct 19, 2023
Q3 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-1.9K- 12.75% |
$32.3K - $36.9K
|
13K
$249K
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-3.2K- 6.93% |
$54.3K - $62K
|
42.9K
$822K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-3.56K- 9.27% |
$60.5K - $69.2K
|
34.8K
$667K
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-3.57K- 8.08% |
$60.6K - $69.3K
|
40.6K
$777K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-4.11K- 4.11% |
$69.7K - $79.7K
|
95.8K
$1.83M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.75K- 13.32% |
$80.7K - $92.2K
|
30.9K
$592K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.23K- 4.38% |
$88.7K - $101K
|
114K
$2.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-5.36K- 10.26% |
$90.9K - $104K
|
46.8K
$897K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-5.82K- 14.33% |
$98.8K - $113K
|
34.8K
$666K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-9.39K- 2.92% |
$159K - $182K
|
313K
$5.99M
|
|
|
Nov 06, 2023
Q3 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-12.5K- 12.11% |
$212K - $243K
|
90.7K
$1.74M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-23.5K- 2.97% |
$399K - $456K
|
767K
$14.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-326K- 90.81% |
$5.54M - $6.34M
|
33K
$632K
|