Purchases and Sales Made in Q4 2021 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q4 2021. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2022
Q4 2021
|
55 I, LLC
Boston, MA |
BUY
|
- |
34.8KNew |
$781K - $893K
|
34.8K
$648K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
30.5K+ 34.56% |
$684K - $783K
|
119K
$2.21M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
23K+ 2.62% |
$516K - $590K
|
903K
$16.8M
|
|
|
Jan 26, 2022
Q4 2021
|
Shelton Wealth Management, LLC
|
BUY
|
- |
17KNew |
$382K - $437K
|
17K
$317K
|
|
|
Feb 11, 2022
Q4 2021
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
13.5KNew |
$303K - $346K
|
13.5K
$251K
|
|
|
Feb 11, 2022
Q4 2021
|
Chemistry Wealth Management LLC
New York, NY |
BUY
|
- |
13.5KNew |
$303K - $346K
|
13.5K
$251K
|
|
|
Feb 14, 2022
Q4 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
12KNew |
$268K - $307K
|
12K
$223K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
11.8K+ 116.31% |
$263K - $301K
|
21.9K
$406K
|
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
11KNew |
$247K - $282K
|
11K
$204K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
10.8K+ 1.46% |
$243K - $278K
|
753K
$14M
|
|
|
Feb 14, 2022
Q4 2021
|
Df Dent & CO Inc
Baltimore, MD |
BUY
|
- |
9.87KNew |
$221K - $253K
|
9.87K
$183K
|
|
|
Feb 14, 2022
Q4 2021
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
8.9K+ 22.78% |
$199K - $228K
|
48K
$892K
|
|
|
Feb 14, 2022
Q4 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
8.48KNew |
$190K - $217K
|
8.48K
$158K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
8.08K+ 7.05% |
$181K - $207K
|
123K
$2.28M
|
|
|
Feb 15, 2022
Q4 2021
|
Glenmede Trust CO Na
Philadelphia, PA |
BUY
|
- |
8KNew |
$179K - $205K
|
8K
$149K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
6.6K+ 20.03% |
$148K - $169K
|
39.5K
$735K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.86K+ 9.18% |
$131K - $150K
|
69.7K
$1.3M
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
5.57K+ 252.36% |
$125K - $143K
|
7.77K
$145K
|
|
|
Jan 28, 2022
Q4 2021
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
5KNew |
$112K - $128K
|
5K
$93K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.93K+ 0.7% |
$110K - $126K
|
711K
$13.2M
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
4.89K+ 1956.8% |
$110K - $125K
|
5.14K
$95.6K
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
4.46KNew |
$100K - $114K
|
4.46K
$82.9K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
4.41K+ 19.79% |
$98.8K - $113K
|
26.7K
$496K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.09K+ 2.76% |
$91.7K - $105K
|
152K
$2.83M
|
|
|
Jan 24, 2022
Q4 2021
|
Steph & CO
|
BUY
|
- |
3KNew |
$67.2K - $76.9K
|
3K
$55.8K
|
|
|
Feb 07, 2022
Q4 2021
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
2.3K+ 3.04% |
$51.4K - $58.8K
|
77.8K
$1.45M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.71K+ 1.63% |
$38.3K - $43.8K
|
106K
$1.98M
|
|
|
Feb 17, 2022
Q4 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
1.67K+ 7.26% |
$37.4K - $42.8K
|
24.7K
$459K
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
1.65KNew |
$36.9K - $42.2K
|
1.65K
$30.6K
|
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
1.61KNew |
$36.1K - $41.3K
|
1.61K
$29.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.49K+ 0.68% |
$33.4K - $38.2K
|
221K
$4.11M
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
1.23K+ 10.1% |
$27.6K - $31.6K
|
13.4K
$250K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
1.08K+ 2.56% |
$24.1K - $27.6K
|
43.1K
$802K
|
|
|
Feb 14, 2022
Q4 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
1.07K+ 2.43% |
$23.9K - $27.4K
|
44.9K
$835K
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.05K+ 0.59% |
$23.5K - $26.8K
|
179K
$3.32M
|
|
|
Jan 20, 2022
Q4 2021
|
Level Financial Advisors, Inc.
|
BUY
|
- |
1KNew |
$22.4K - $25.6K
|
1K
$18.6K
|
|
|
Feb 15, 2022
Q4 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
831+ 3.65% |
$18.6K - $21.3K
|
23.6K
$439K
|
|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
800+ 5.6% |
$17.9K - $20.5K
|
15.1K
$280K
|
|
|
Feb 24, 2022
Q4 2021
|
Rise Advisors, LLC
|
BUY
|
- |
666New |
$14.9K - $17.1K
|
666
$12.4K
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
550+ 183.33% |
$12.3K - $14.1K
|
850
$15.8K
|
|
|
Feb 09, 2022
Q4 2021
|
Horan Securities, Inc.
|
BUY
|
- |
317New |
$7.1K - $8.13K
|
317
$5.89K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
268+ 0.1% |
$6.01K - $6.87K
|
266K
$4.94M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
250New |
$5.6K - $6.41K
|
250
$4.65K
|
|
|
Jan 12, 2022
Q4 2021
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
195+ 1.31% |
$4.37K - $5K
|
15.1K
$281K
|
|
|
Apr 27, 2022
Q4 2021
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
190New |
$4.26K - $4.87K
|
190
$3.53K
|
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
54+ 0.7% |
$1.21K - $1.38K
|
7.8K
$145K
|
|
|
Jan 20, 2022
Q4 2021
|
Rosenberg Matthew Hamilton
|
BUY
|
- |
50New |
$1.12K - $1.28K
|
50
$930
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
31+ 0.15% |
$695 - $795
|
20.5K
$381K
|
|
|
Feb 03, 2022
Q4 2021
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
24+ 1.42% |
$538 - $615
|
1.71K
$31.8K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
9+ 0.23% |
$202 - $231
|
3.93K
$73K
|