Purchases and Sales Made in Q4 2022 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q4 2022. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-199- 0.72% |
$3.61K - $4.16K
|
27.3K
$523K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-282- 0.74% |
$5.12K - $5.9K
|
37.9K
$725K
|
|
|
Jan 12, 2023
Q4 2022
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-300- 1.97% |
$5.45K - $6.28K
|
14.9K
$285K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-682- 4.36% |
$12.4K - $14.3K
|
14.9K
$286K
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-800- 5.3% |
$14.5K - $16.7K
|
14.3K
$274K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.03K- 48.01% |
$18.6K - $21.4K
|
1.11K
$21.3K
|
|
|
Jan 20, 2023
Q4 2022
|
Advisor Resource Council
|
SELL
|
- |
-1.09K- 1.49% |
$19.8K - $22.8K
|
72.1K
$1.38M
|
|
|
Jan 10, 2023
Q4 2022
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-1.45K- 9.14% |
$26.3K - $30.3K
|
14.4K
$275K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.63K- 1.21% |
$29.5K - $34K
|
133K
$2.55M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.97K- 0.25% |
$35.8K - $41.2K
|
790K
$15.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.01K- 4.78% |
$36.4K - $41.9K
|
40K
$765K
|
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.5K- 1.55% |
$45.4K - $52.3K
|
158K
$3.03M
|
|
|
Feb 10, 2023
Q4 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-3.84K- 17.82% |
$69.7K - $80.3K
|
17.7K
$339K
|
|
|
Feb 13, 2023
Q4 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
SELL
|
- |
-4.19K- 7.94% |
$76.1K - $87.7K
|
48.6K
$930K
|
|
|
Feb 14, 2023
Q4 2022
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-6K- 11.25% |
$109K - $125K
|
47.3K
$906K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-12.7K- 34.76% |
$231K - $266K
|
23.9K
$457K
|
|
|
Feb 06, 2023
Q4 2022
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-15.7K- 13.7% |
$285K - $329K
|
99K
$1.89M
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-28K- 56.79% |
$508K - $586K
|
21.3K
$408K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-34.3K- 19.07% |
$623K - $718K
|
146K
$2.79M
|
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
SELL
|
- |
-58.8K- 57.22% |
$1.07M - $1.23M
|
44K
$842K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-91K- 22.97% |
$1.65M - $1.9M
|
305K
$5.85M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-141K- 26.42% |
$2.55M - $2.94M
|
392K
$7.5M
|