Purchases and Sales Made in Q1 2023 in Tekla World Healthcare Fund (THW)
This table provides information about the institutional ownership of Tekla World Healthcare Fund (THW) during Q1 2023. The information is specifically focused on institutions that hold shares of Tekla World Healthcare Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
112K+ 149.33% |
$1.49M - $1.7M
|
186K
$2.16M
|
|
|
Apr 20, 2023
Q1 2023
|
Empire Financial Management Company, LLC
New York, NY |
BUY
|
- |
22.3KNew |
$297K - $340K
|
22.3K
$258K
|
|
|
Sep 06, 2023
Q1 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
22.2KNew |
$296K - $339K
|
22.2K
$258K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
21.7K+ 13.34% |
$289K - $331K
|
184K
$2.14M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
16.9K+ 1.79% |
$225K - $258K
|
961K
$11.2M
|
|
|
Apr 17, 2023
Q1 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
11.6K+ 44.35% |
$154K - $177K
|
37.7K
$437K
|
|
|
May 04, 2023
Q1 2023
|
Wealth Effects LLC
|
BUY
|
- |
10.5K+ 24.85% |
$139K - $160K
|
52.5K
$610K
|
|
|
May 09, 2023
Q1 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
10.1KNew |
$134K - $154K
|
10.1K
$117K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10K+ 6.66% |
$134K - $153K
|
161K
$1.86M
|
|
|
May 08, 2023
Q1 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
9.79K+ 12.45% |
$131K - $150K
|
88.5K
$1.03M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
8.42K+ 2.97% |
$112K - $128K
|
292K
$3.39M
|
|
|
Apr 27, 2023
Q1 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
6.6K+ 45.13% |
$88K - $101K
|
21.2K
$246K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.66K+ 20.24% |
$62.1K - $71.1K
|
27.7K
$321K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.27K+ 0.79% |
$56.9K - $65.2K
|
544K
$6.32M
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
3.8KNew |
$50.7K - $58K
|
3.8K
$44.1K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
2.78KNew |
$37K - $42.4K
|
2.78K
$32.2K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
BUY
|
- |
1KNew |
$13.3K - $15.3K
|
1K
$11.6K
|
|
|
Apr 25, 2023
Q1 2023
|
American National Bank
|
BUY
|
- |
950New |
$12.7K - $14.5K
|
950
$11K
|
|
|
May 12, 2023
Q1 2023
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
607+ 2.16% |
$8.1K - $9.27K
|
28.8K
$334K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
496+ 3.88% |
$6.62K - $7.57K
|
13.3K
$154K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
361+ 0.93% |
$4.82K - $5.51K
|
39.1K
$454K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
310+ 1.52% |
$4.14K - $4.73K
|
20.8K
$241K
|
|
|
Apr 18, 2023
Q1 2023
|
Beacon Financial Advisory LLC
|
BUY
|
- |
252+ 2.5% |
$3.36K - $3.85K
|
10.3K
$120K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
250+ 0.68% |
$3.34K - $3.82K
|
36.8K
$427K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
205+ 0.38% |
$2.73K - $3.13K
|
53.9K
$626K
|
|
|
Apr 21, 2023
Q1 2023
|
Sandbox Financial Partners, LLC
Bethesda, MD |
BUY
|
- |
176+ 1.72% |
$2.35K - $2.69K
|
10.4K
$121K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
173+ 1.17% |
$2.31K - $2.64K
|
14.9K
$173K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
85+ 0.25% |
$1.13K - $1.3K
|
34.6K
$402K
|
|
|
Apr 25, 2023
Q1 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
13+ 2.67% |
$173 - $199
|
499
$5.79K
|
|
|
Apr 24, 2023
Q1 2023
|
Semus Wealth Partners LLC
Boca Raton, FL |
BUY
|
- |
12+ 0.1% |
$160 - $183
|
12.5K
$145K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
7+ 2.33% |
$93.4 - $107
|
308
$3.58K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 11, 2023
Q1 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 25, 2023
Q1 2023
|
Primoris Wealth Advisors, LLC
|
SELL
|
- |
-170- 0.52% |
$2.27K - $2.6K
|
32.3K
$375K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-673- 3.51% |
$8.98K - $10.3K
|
18.5K
$215K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-696- 1.24% |
$9.28K - $10.6K
|
55.6K
$646K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.3K- 4.97% |
$17.3K - $19.9K
|
24.9K
$289K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.55K- 3.95% |
$20.7K - $23.6K
|
37.6K
$437K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.74K- 1.04% |
$23.2K - $26.6K
|
166K
$1.93M
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2K- 3.81% |
$26.7K - $30.5K
|
50.4K
$586K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.28K- 1.45% |
$57.1K - $65.3K
|
290K
$3.37M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.3K- 3.81% |
$57.4K - $65.7K
|
109K
$1.26M
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-8K- 7.67% |
$107K - $122K
|
96.3K
$1.12M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-20.5K- 12.89% |
$274K - $313K
|
139K
$1.61M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-31.2K- 22.42% |
$417K - $477K
|
108K
$1.26M
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-61.5K- 80.17% |
$821K - $939K
|
15.2K
$177K
|