Purchases and Sales Made in Q3 2022 in Tekla World Healthcare Fund (THW)
This table provides information about the institutional ownership of Tekla World Healthcare Fund (THW) during Q3 2022. The information is specifically focused on institutions that hold shares of Tekla World Healthcare Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Wealth Effects LLC
|
BUY
|
- |
45KNew |
$578K - $707K
|
45K
$540K
|
|
Nov 14, 2022
Q3 2022
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
27.5KNew |
$354K - $433K
|
27.5K
$330K
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
23.4K+ 38.17% |
$301K - $368K
|
84.8K
$1.02M
|
|
Nov 07, 2022
Q3 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
20.8KNew |
$267K - $326K
|
20.8K
$249K
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
19.6KNew |
$251K - $307K
|
19.6K
$235K
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
18.7K+ 15.08% |
$241K - $294K
|
143K
$1.71M
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
14.2KNew |
$182K - $223K
|
14.2K
$170K
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
10.9KNew |
$140K - $171K
|
10.9K
$131K
|
|
Nov 14, 2022
Q3 2022
|
Sandbox Financial Partners, LLC
Bethesda, MD |
BUY
|
- |
10KNew |
$129K - $158K
|
10K
$121K
|
|
Oct 21, 2022
Q3 2022
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
10K+ 100.0% |
$129K - $157K
|
20K
$240K
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
9.82K+ 9.93% |
$126K - $154K
|
109K
$1.3M
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
9.74K+ 21.49% |
$125K - $153K
|
55K
$661K
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
9.06K+ 3.06% |
$116K - $142K
|
306K
$3.67M
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
8.78K+ 18.83% |
$113K - $138K
|
55.4K
$665K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
7.4KNew |
$95.1K - $116K
|
7.4K
$88.8K
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
5.87K+ 0.66% |
$75.5K - $92.3K
|
901K
$10.8M
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
3.16K+ 20.9% |
$40.6K - $49.7K
|
18.3K
$219K
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.01K+ 8.73% |
$38.7K - $47.4K
|
37.5K
$450K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.82K+ 1.7% |
$36.2K - $44.3K
|
168K
$2.02M
|
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
2.76K+ 0.98% |
$35.4K - $43.3K
|
283K
$3.39M
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.5K+ 5.0% |
$32.1K - $39.3K
|
52.5K
$630K
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
2KNew |
$25.7K - $31.4K
|
2K
$24K
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.93K+ 0.67% |
$24.7K - $30.3K
|
288K
$3.46M
|
|
Oct 21, 2022
Q3 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
1.12K+ 4.64% |
$14.4K - $17.7K
|
25.3K
$304K
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
934+ 3.11% |
$12K - $14.7K
|
30.9K
$371K
|
|
Nov 07, 2022
Q3 2022
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
260New |
$3.34K - $4.09K
|
260
$3.12K
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
BUY
|
- |
150New |
$1.93K - $2.36K
|
150
$1.8K
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
145+ 1.15% |
$1.86K - $2.28K
|
12.8K
$153K
|
|
Nov 01, 2022
Q3 2022
|
Lineweaver Wealth Advisors, LLC
|
BUY
|
- |
103+ 0.99% |
$1.32K - $1.62K
|
10.5K
$126K
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
61+ 0.18% |
$784 - $959
|
34.4K
$413K
|
|
Nov 14, 2022
Q3 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
25+ 0.16% |
$321 - $393
|
15.4K
$185K
|
|
Nov 14, 2022
Q3 2022
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
15+ 0.12% |
$193 - $236
|
13K
$156K
|
|
Nov 10, 2022
Q3 2022
|
Baystate Wealth Management LLC
|
BUY
|
- |
12+ 2.6% |
$154 - $189
|
474
$5.69K
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
8+ 2.8% |
$103 - $126
|
294
$3.53K
|
|
Nov 01, 2022
Q3 2022
|
Assetmark, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-136- 0.41% |
$1.75K - $2.14K
|
33.4K
$401K
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-194- 0.95% |
$2.49K - $3.05K
|
20.3K
$243K
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-965- 0.65% |
$12.4K - $15.2K
|
148K
$1.77M
|
|
Oct 20, 2022
Q3 2022
|
Primoris Wealth Advisors, LLC
|
SELL
|
- |
-1.27K- 3.64% |
$16.3K - $20K
|
33.6K
$404K
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-2.74K- 30.18% |
$35.2K - $43K
|
6.34K
$76K
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-3.15K- 3.96% |
$40.4K - $49.4K
|
76.2K
$915K
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.64K- 6.66% |
$46.8K - $57.2K
|
51K
$612K
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-3.9K- 28.05% |
$50.1K - $61.3K
|
10K
$120K
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.28K- 2.8% |
$54.9K - $67.2K
|
148K
$1.78M
|
|
Nov 14, 2022
Q3 2022
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-4.75K- 14.37% |
$61K - $74.6K
|
28.3K
$339K
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-10.1K- 7.01% |
$130K - $159K
|
134K
$1.61M
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-20.1K- 45.52% |
$258K - $315K
|
24K
$288K
|
|
Dec 05, 2022
Q3 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-26.1K- 19.77% |
$335K - $410K
|
106K
$1.27M
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-70.7K- 11.11% |
$908K - $1.11M
|
565K
$6.78M
|