Purchases and Sales Made in Q4 2023 in Tekla World Healthcare Fund (THW)
This table provides information about the institutional ownership of Tekla World Healthcare Fund (THW) during Q4 2023. The information is specifically focused on institutions that hold shares of Tekla World Healthcare Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
459K+ 1947.26% |
$4.52M - $5.55M
|
483K
$5.61M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
142K+ 725.85% |
$1.4M - $1.72M
|
162K
$1.88M
|
|
|
Feb 01, 2024
Q4 2023
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
94.6KNew |
$931K - $1.14M
|
94.6K
$1.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
82.4KNew |
$811K - $996K
|
82.4K
$957K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
57.8K+ 28.98% |
$569K - $699K
|
257K
$2.99M
|
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
35K+ 560.76% |
$344K - $423K
|
41.2K
$479K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
18.2KNew |
$179K - $220K
|
18.2K
$211K
|
|
|
Feb 14, 2024
Q4 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
17.2K+ 52.45% |
$169K - $208K
|
50K
$581K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
16.4K+ 31.98% |
$161K - $198K
|
67.5K
$784K
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
15.4KNew |
$152K - $186K
|
15.4K
$179K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
11.4K+ 49.64% |
$112K - $137K
|
34.3K
$398K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
7.03KNew |
$69.2K - $84.9K
|
7.03K
$81.6K
|
|
|
Feb 13, 2024
Q4 2023
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
3.89K+ 11.77% |
$38.3K - $47K
|
36.9K
$429K
|
|
|
Jan 29, 2024
Q4 2023
|
Wealth Effects LLC
|
BUY
|
- |
3.85K+ 6.17% |
$37.9K - $46.5K
|
66.3K
$769K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.82K+ 3.77% |
$17.9K - $22K
|
50.1K
$581K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.81K+ 12.45% |
$17.8K - $21.9K
|
16.4K
$190K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.7K+ 15.11% |
$16.7K - $20.5K
|
12.9K
$150K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.53KNew |
$15K - $18.5K
|
1.53K
$17.8K
|
|
|
Feb 07, 2024
Q4 2023
|
First United Bank & Trust
|
BUY
|
- |
716New |
$7.05K - $8.65K
|
716
$8.31K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
365+ 2.99% |
$3.59K - $4.41K
|
12.6K
$146K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
232+ 1.71% |
$2.28K - $2.8K
|
13.8K
$160K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
130New |
$1.28K - $1.57K
|
130
$1.51K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
86+ 0.25% |
$846 - $1.04K
|
34.9K
$405K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
45+ 2.79% |
$443 - $544
|
1.66K
$19.2K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
17+ 3.23% |
$167 - $205
|
543
$6.3K
|
|
|
Jan 23, 2024
Q4 2023
|
Semus Wealth Partners LLC
Boca Raton, FL |
BUY
|
- |
13+ 0.1% |
$128 - $157
|
12.5K
$146K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
9+ 2.16% |
$88.6 - $109
|
425
$4.93K
|
|
|
Feb 06, 2024
Q4 2023
|
Provence Wealth Management Group
|
BUY
|
- |
4+ 2.78% |
$39.4 - $48.3
|
148
$1.72K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-209- 0.35% |
$2.06K - $2.52K
|
58.7K
$682K
|
|
|
Feb 15, 2024
Q4 2023
|
Primoris Wealth Advisors, LLC
|
SELL
|
- |
-458- 1.61% |
$4.51K - $5.53K
|
28K
$325K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-500- 1.47% |
$4.92K - $6.04K
|
33.4K
$388K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-1.11K- 7.95% |
$10.9K - $13.4K
|
12.9K
$150K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.53K- 2.93% |
$15K - $18.4K
|
50.5K
$586K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.92K- 3.55% |
$18.8K - $23.1K
|
52.1K
$605K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.98K- 18.84% |
$29.4K - $36K
|
12.9K
$149K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-3.7K- 18.63% |
$36.4K - $44.7K
|
16.2K
$188K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.79K- 15.85% |
$37.3K - $45.8K
|
20.1K
$234K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-3.96K- 65.08% |
$38.9K - $47.8K
|
2.12K
$24.7K
|
|
|
Jan 29, 2024
Q4 2023
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-4.92K- 27.7% |
$48.4K - $59.4K
|
12.8K
$149K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-5.5K- 4.87% |
$54.1K - $66.4K
|
107K
$1.25M
|
|
|
Jan 29, 2024
Q4 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-6.51K- 6.55% |
$64.1K - $78.7K
|
93K
$1.08M
|
|
|
Jan 12, 2024
Q4 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-7K- 2.43% |
$68.9K - $84.6K
|
281K
$3.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-8K- 13.21% |
$78.7K - $96.6K
|
52.5K
$610K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.36K- 3.34% |
$82.3K - $101K
|
242K
$2.81M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-10.6K- 83.07% |
$104K - $128K
|
2.16K
$25.1K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-12.4K- 26.89% |
$122K - $150K
|
33.8K
$392K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-15K- 68.77% |
$148K - $181K
|
6.82K
$79.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-16.6K- 3.04% |
$164K - $201K
|
531K
$6.16M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-24.9K- 15.74% |
$245K - $300K
|
133K
$1.54M
|