Purchases and Sales Made in Q3 2021 in Triple Point Venture Growth Bdc Corp. (TPVG)
This table provides information about the institutional ownership of Triple Point Venture Growth Bdc Corp. (TPVG) during Q3 2021. The information is specifically focused on institutions that hold shares of TriplePoint Venture Growth BDC Corp..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
1.79MNew |
$26.9M - $29.1M
|
1.79M
$13.3M
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
199KNew |
$2.98M - $3.22M
|
199K
$1.47M
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
150KNew |
$2.25M - $2.43M
|
150K
$1.11M
|
|
Nov 15, 2021
Q3 2021
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
75.9KNew |
$1.14M - $1.23M
|
75.9K
$563K
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
58.3KNew |
$876K - $945K
|
58.3K
$432K
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
54.9KNew |
$825K - $890K
|
54.9K
$407K
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
52.6K+ 22.96% |
$791K - $853K
|
282K
$2.09M
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
40.9K+ 22.06% |
$614K - $662K
|
226K
$1.68M
|
|
Nov 12, 2021
Q3 2021
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
38.5K+ 23.3% |
$579K - $624K
|
204K
$1.51M
|
|
Nov 12, 2021
Q3 2021
|
Ares Management LLC
Los Angeles, CA |
BUY
|
- |
38.3KNew |
$575K - $621K
|
38.3K
$284K
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
36.3K+ 30.02% |
$545K - $588K
|
157K
$1.16M
|
|
Nov 12, 2021
Q3 2021
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
27.2K+ 500.35% |
$408K - $441K
|
32.6K
$242K
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
BUY
|
- |
25.4KNew |
$381K - $411K
|
25.4K
$188K
|
|
Nov 12, 2021
Q3 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
13.3KNew |
$200K - $215K
|
13.3K
$98.6K
|
|
Nov 08, 2021
Q3 2021
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
10.9K+ 22.81% |
$164K - $177K
|
58.7K
$435K
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
10KNew |
$150K - $162K
|
10K
$74.1K
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
6.92KNew |
$104K - $112K
|
6.92K
$51.3K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.94K+ 39.58% |
$89.2K - $96.3K
|
21K
$155K
|
|
Nov 15, 2021
Q3 2021
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
4.16K+ 7.33% |
$62.5K - $67.4K
|
61K
$452K
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.68K+ 1.78% |
$55.3K - $59.7K
|
210K
$1.56M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.38K+ 8.77% |
$50.8K - $54.8K
|
42K
$311K
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
3.37K+ 0.94% |
$50.6K - $54.5K
|
360K
$2.67M
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
3.07KNew |
$46.1K - $49.7K
|
3.07K
$22.7K
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.3KNew |
$34.5K - $37.3K
|
2.3K
$17K
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2KNew |
$30K - $32.4K
|
2K
$14.8K
|
|
Nov 09, 2021
Q3 2021
|
Essex Investment Management CO LLC
Boston, MA |
BUY
|
- |
1.94K+ 3.66% |
$29.1K - $31.4K
|
54.9K
$407K
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
1.88K+ 9.79% |
$28.2K - $30.4K
|
21.1K
$156K
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.66K+ 12.25% |
$24.9K - $26.8K
|
15.2K
$112K
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.62K+ 16.21% |
$24.4K - $26.3K
|
11.6K
$86.2K
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
1.25K+ 7.96% |
$18.8K - $20.3K
|
17K
$126K
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
1.1KNew |
$16.5K - $17.8K
|
1.1K
$8.15K
|
|
Oct 19, 2021
Q3 2021
|
Gemmer Asset Management LLC
|
BUY
|
- |
875+ 437.5% |
$13.1K - $14.2K
|
1.08K
$7.97K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
732+ 3.74% |
$11K - $11.9K
|
20.3K
$151K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
540+ 3.34% |
$8.11K - $8.75K
|
16.7K
$124K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
529+ 1.63% |
$7.95K - $8.57K
|
32.9K
$244K
|
|
Oct 04, 2021
Q3 2021
|
Confluence Investment Management LLC
|
BUY
|
- |
518+ 0.47% |
$7.78K - $8.39K
|
110K
$815K
|
|
Nov 08, 2021
Q3 2021
|
Keybank National Association
|
BUY
|
- |
511+ 4.98% |
$7.68K - $8.28K
|
10.8K
$79.8K
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
413+ 162.6% |
$6.2K - $6.69K
|
667
$4.94K
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
375+ 14.86% |
$5.63K - $6.08K
|
2.9K
$21.5K
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
192+ 4.23% |
$2.88K - $3.11K
|
4.73K
$35K
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
73+ 0.65% |
$1.1K - $1.18K
|
11.3K
$83.8K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
70+ 0.33% |
$1.05K - $1.13K
|
21.6K
$160K
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
35+ 0.1% |
$526 - $567
|
34K
$252K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
4+ 2.96% |
$60.1 - $64.8
|
139
$1.03K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-600Closed |
$9.01K - $9.72K
|
0
$0
|
|
Oct 07, 2021
Q3 2021
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-711- 4.95% |
$10.7K - $11.5K
|
13.6K
$101K
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-821- 1.78% |
$12.3K - $13.3K
|
45.2K
$335K
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-887- 4.33% |
$13.3K - $14.4K
|
19.6K
$145K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.33K- 2.44% |
$19.9K - $21.5K
|
53K
$392K
|