Purchases and Sales Made in Q3 2021 in Tortoise Pipeline & Energy Fund, Inc. (TTP)
This table provides information about the institutional ownership of Tortoise Pipeline & Energy Fund, Inc. (TTP) during Q3 2021. The information is specifically focused on institutions that hold shares of TORTOISE PIPELINE & ENERGY FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
100K+ 223.86% |
$2.16M - $2.44M
|
145K
$7.47M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
39.3K+ 100.77% |
$843K - $955K
|
78.2K
$4.02M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
26.2KNew |
$563K - $638K
|
26.2K
$1.35M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.71K+ 50.19% |
$79.8K - $90.4K
|
11.1K
$572K
|
|
|
Nov 12, 2021
Q3 2021
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
1.09K+ 0.62% |
$23.5K - $26.6K
|
178K
$9.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
614+ 16.87% |
$13.2K - $14.9K
|
4.25K
$219K
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
BUY
|
- |
488+ 0.33% |
$10.5K - $11.9K
|
150K
$7.69M
|
|
|
Nov 08, 2021
Q3 2021
|
Tower View Investment Management & Research LLC
|
BUY
|
- |
250New |
$5.37K - $6.09K
|
250
$12.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
120+ 1.37% |
$2.58K - $2.92K
|
8.87K
$456K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
100New |
$2.15K - $2.43K
|
100
$5.14K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-75- 50.0% |
$1.61K - $1.83K
|
75
$3.86K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-112- 1.83% |
$2.41K - $2.73K
|
6.01K
$309K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-516- 11.54% |
$11.1K - $12.6K
|
3.95K
$203K
|
|
|
Oct 12, 2021
Q3 2021
|
Ota Financial Group L.P.
|
SELL
|
- |
-1.58K- 9.75% |
$34K - $38.6K
|
14.7K
$754K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-7.11K- 28.35% |
$153K - $173K
|
18K
$925K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-10.6KClosed |
$229K - $259K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-11.7KClosed |
$252K - $285K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-17.1K- 49.9% |
$367K - $415K
|
17.1K
$881K
|
|
|
Nov 15, 2021
Q3 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-32.3K- 24.08% |
$694K - $787K
|
102K
$5.24M
|