Purchases and Sales Made in Q3 2023 in Tortoise Pipeline & Energy Fund, Inc. (TTP)
This table provides information about the institutional ownership of Tortoise Pipeline & Energy Fund, Inc. (TTP) during Q3 2023. The information is specifically focused on institutions that hold shares of TORTOISE PIPELINE & ENERGY FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
113K+ 764.17% |
$3.11M - $3.36M
|
128K
$6.68M
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
35.6KNew |
$976K - $1.05M
|
35.6K
$1.85M
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
4.27KNew |
$117K - $126K
|
4.27K
$222K
|
|
|
Nov 14, 2023
Q3 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
2.5KNew |
$68.6K - $74.1K
|
2.5K
$130K
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
2.25K+ 1.35% |
$61.6K - $66.5K
|
169K
$8.81M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
1.8KNew |
$49.3K - $53.2K
|
1.8K
$93.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.13K+ 22.94% |
$30.8K - $33.3K
|
6.03K
$314K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
895+ 6.88% |
$24.5K - $26.5K
|
13.9K
$724K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
567New |
$15.5K - $16.8K
|
567
$29.5K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
339New |
$9.3K - $10K
|
339
$17.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
171+ 0.11% |
$4.69K - $5.06K
|
150K
$7.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
46+ 0.38% |
$1.26K - $1.36K
|
12.2K
$635K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10- 0.06% |
$274 - $296
|
17.8K
$929K
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
SELL
|
- |
-12- 50.0% |
$329 - $355
|
12
$625
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-138- 23.47% |
$3.78K - $4.08K
|
450
$23.4K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-608- 5.0% |
$16.7K - $18K
|
11.5K
$601K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.09K- 12.1% |
$29.8K - $32.2K
|
7.9K
$411K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.02K- 10.25% |
$55.3K - $59.7K
|
17.7K
$920K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.6K- 14.94% |
$71.3K - $76.9K
|
14.8K
$771K
|
|
|
Nov 14, 2023
Q3 2023
|
Css LLC
Chicago, IL |
SELL
|
- |
-8.83K- 47.96% |
$242K - $261K
|
9.58K
$499K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15K- 8.77% |
$412K - $445K
|
156K
$8.14M
|
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-44.5K- 70.24% |
$1.22M - $1.32M
|
18.9K
$983K
|