Latest Institutional Transactions on Tri Continental Corp (TY)
This table provides information on the latest institutional transactions involving Tri Continental Corp (TY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 29, 2020
Q4 2019
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
417New |
$11.1K - $12K
|
417
$14.4K
|
|
|
Jan 27, 2020
Q4 2019
|
Tsfg, LLC
|
SELL
|
- |
-328Closed |
$8.75K - $9.46K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Css LLC
Chicago, IL |
SELL
|
- |
-2.52KClosed |
$65.5K - $69.6K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-24.8KClosed |
$644K - $685K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Gsb Wealth Management, LLC
|
BUY
|
- |
2.52KNew |
$65.4K - $69.6K
|
2.52K
$86.8K
|
|
|
Nov 12, 2019
Q3 2019
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-120Closed |
$3.12K - $3.32K
|
0
$0
|
|
|
Oct 23, 2019
Q3 2019
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-521Closed |
$13.6K - $14.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-69.7KClosed |
$1.79M - $1.91M
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-26.9KClosed |
$690K - $736K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-308Closed |
$7.9K - $8.43K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-4.65KClosed |
$119K - $127K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-100Closed |
$2.57K - $2.74K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Command Financial Services, Inc.
|
SELL
|
- |
-109Closed |
$2.8K - $2.98K
|
0
$0
|
|
|
Jul 11, 2019
Q2 2019
|
First Command Bank
|
SELL
|
- |
-109Closed |
$2.8K - $2.98K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Patten Group, Inc.
|
SELL
|
- |
-2.2KClosed |
$51K - $58.2K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Hancock Whitney Corp
|
SELL
|
- |
-25KClosed |
$581K - $663K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Karp Capital Management Corp
|
SELL
|
- |
-2.11KClosed |
$49.2K - $56.1K
|
0
$0
|
|
|
Apr 25, 2019
Q1 2019
|
Baystate Wealth Management LLC
|
SELL
|
- |
-167Closed |
$3.88K - $4.43K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-56.6KClosed |
$1.25M - $1.58M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-88.2KClosed |
$1.95M - $2.47M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
7+ 4.14% |
$155 - $196
|
176
$6.07K
|
|
|
Feb 13, 2019
Q4 2018
|
Oakworth Capital, Inc.
|
SELL
|
- |
-1.27KClosed |
$28.1K - $35.5K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Rmb Capital Management, LLC
|
SELL
|
- |
-22.2KClosed |
$490K - $620K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-10.1KClosed |
$224K - $284K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-958Closed |
$21.2K - $26.8K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Sandy Spring Bank
|
SELL
|
- |
-1.61KClosed |
$35.6K - $45.1K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Jnba Financial Advisors
|
SELL
|
- |
-175Closed |
$3.87K - $4.9K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-200- 22.68% |
$4.42K - $5.6K
|
682
$23.5K
|
|
|
Jan 30, 2019
Q4 2018
|
First Personal Financial Services
|
SELL
|
- |
-235Closed |
$5.2K - $6.58K
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Ota Financial Group L.P.
|
SELL
|
- |
-10.3KClosed |
$228K - $288K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
O'Brien Wealth Partners LLC
|
SELL
|
- |
-480Closed |
$10.6K - $13.4K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-3.47KClosed |
$76.7K - $97.1K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-225KClosed |
$5.96M - $6.33M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
15.9KNew |
$421K - $447K
|
15.9K
$548K
|
|
|
Nov 14, 2018
Q3 2018
|
Adviser Investments LLC
|
SELL
|
- |
-2.52KClosed |
$66.6K - $70.7K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-4.54KClosed |
$120K - $128K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-28.8KClosed |
$763K - $810K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-577Closed |
$15.3K - $16.2K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-26.9KClosed |
$713K - $757K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Nicolet Bankshares Inc
Green Bay, WI |
SELL
|
- |
-7.62KClosed |
$202K - $214K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 15, 2018
Q2 2018
|
Glenmede Trust CO Na
Philadelphia, PA |
BUY
|
- |
31New |
$798 - $856
|
31
$1.07K
|
|
|
Aug 14, 2018
Q2 2018
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
538New |
$13.8K - $14.9K
|
538
$18.6K
|
|
|
Aug 13, 2018
Q2 2018
|
Monetary Management Group Inc
St Louis, MO |
SELL
|
- |
-214Closed |
$5.51K - $5.91K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-2.83KClosed |
$72.9K - $78.2K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-31.2KClosed |
$806K - $879K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-8.2KClosed |
$212K - $231K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-8.83KClosed |
$228K - $249K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-8.23KClosed |
$213K - $232K
|
0
$0
|
|
|
May 09, 2018
Q1 2018
|
Regis Management CO LLC
|
SELL
|
- |
-8.18KClosed |
$211K - $231K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-10.9KClosed |
$279K - $296K
|
0
$0
|
|