Latest Institutional Transactions on Tri Continental Corp (TY)
This table provides information on the latest institutional transactions involving Tri Continental Corp (TY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 04, 2021
Q4 2020
|
New Square Capital LLC
|
SELL
|
- |
-250Closed |
$6.33K - $7.43K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Addison Advisors LLC
|
BUY
|
- |
470New |
$11.9K - $14K
|
470
$15K
|
|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-277Closed |
$7.01K - $8.23K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-212Closed |
$5.26K - $5.79K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-14.3KClosed |
$355K - $391K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-1.5KClosed |
$37.2K - $40.9K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Guyasuta Investment Advisors Inc
|
SELL
|
- |
-13.1KClosed |
$324K - $357K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-280Closed |
$6.94K - $7.65K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3+ 0.1% |
$59.6 - $79.3
|
3.07K
$97.7K
|
|
|
Aug 14, 2020
Q2 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-2.34KClosed |
$46.4K - $61.9K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-26.9KClosed |
$535K - $713K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
44K+ 59.02% |
$873K - $1.16M
|
118K
$3.77M
|
|
|
Aug 14, 2020
Q2 2020
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
10.4KNew |
$206K - $274K
|
10.4K
$331K
|
|
|
Jul 23, 2020
Q2 2020
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-300Closed |
$5.96K - $7.93K
|
0
$0
|
|
|
Jul 08, 2020
Q2 2020
|
Private Capital Management LLC
|
SELL
|
- |
-17.9KClosed |
$356K - $474K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-7.74KClosed |
$136K - $225K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-78Closed |
$1.37K - $2.27K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
American Asset Management Inc.
|
SELL
|
- |
-13.6KClosed |
$240K - $396K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-1.04KClosed |
$18.2K - $30.1K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
St. James Investment Company, LLC
|
SELL
|
- |
-10.6KClosed |
$186K - $307K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Kelman Lazarov, Inc.
Memphis, TN |
SELL
|
- |
-17.4KClosed |
$306K - $504K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-20Closed |
$352 - $581
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-11.2KClosed |
$198K - $327K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-500Closed |
$8.81K - $14.5K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 07, 2020
Q4 2019
|
M&T Bank Corp
|
SELL
|
- |
-8.85KClosed |
$236K - $255K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-3.24KClosed |
$86.4K - $93.4K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
417New |
$11.1K - $12K
|
417
$13.3K
|
|
|
Jan 27, 2020
Q4 2019
|
Tsfg, LLC
|
SELL
|
- |
-328Closed |
$8.75K - $9.46K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Css LLC
Chicago, IL |
SELL
|
- |
-2.52KClosed |
$65.5K - $69.6K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-24.8KClosed |
$644K - $685K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Gsb Wealth Management, LLC
|
BUY
|
- |
2.52KNew |
$65.4K - $69.6K
|
2.52K
$80.1K
|
|
|
Nov 12, 2019
Q3 2019
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-120Closed |
$3.12K - $3.32K
|
0
$0
|
|
|
Oct 23, 2019
Q3 2019
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-521Closed |
$13.6K - $14.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-26.9KClosed |
$690K - $736K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-69.7KClosed |
$1.79M - $1.91M
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-308Closed |
$7.9K - $8.43K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-4.65KClosed |
$119K - $127K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Command Financial Services, Inc.
|
SELL
|
- |
-109Closed |
$2.8K - $2.98K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-100Closed |
$2.57K - $2.74K
|
0
$0
|
|
|
Jul 11, 2019
Q2 2019
|
First Command Bank
|
SELL
|
- |
-109Closed |
$2.8K - $2.98K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Patten Group, Inc.
|
SELL
|
- |
-2.2KClosed |
$51K - $58.2K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Hancock Whitney Corp
|
SELL
|
- |
-25KClosed |
$581K - $663K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Karp Capital Management Corp
|
SELL
|
- |
-2.11KClosed |
$49.2K - $56.1K
|
0
$0
|
|
|
Apr 25, 2019
Q1 2019
|
Baystate Wealth Management LLC
|
SELL
|
- |
-167Closed |
$3.88K - $4.43K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-56.6KClosed |
$1.25M - $1.58M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
7+ 4.14% |
$155 - $196
|
176
$5.61K
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-88.2KClosed |
$1.95M - $2.47M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Rmb Capital Management, LLC
|
SELL
|
- |
-22.2KClosed |
$490K - $620K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-10.1KClosed |
$224K - $284K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Oakworth Capital, Inc.
|
SELL
|
- |
-1.27KClosed |
$28.1K - $35.5K
|
0
$0
|
|