Purchases and Sales Made in Q1 2023 in Tri Continental Corp (TY)
This table provides information about the institutional ownership of Tri Continental Corp (TY) during Q1 2023. The information is specifically focused on institutions that hold shares of TRI-CONTINENTAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 04, 2023
Q1 2023
|
Heritage Wealth Advisors
|
SELL
|
- |
-275- 1.27% |
$7.04K - $7.73K
|
21.4K
$732K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-279- 1.68% |
$7.14K - $7.84K
|
16.3K
$557K
|
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-285- 1.28% |
$7.29K - $8.01K
|
22K
$752K
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-381- 4.27% |
$9.75K - $10.7K
|
8.54K
$292K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-620- 10.94% |
$15.9K - $17.4K
|
5.05K
$172K
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-788- 5.72% |
$20.2K - $22.2K
|
13K
$444K
|
|
|
Apr 14, 2023
Q1 2023
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-895- 0.52% |
$22.9K - $25.2K
|
172K
$5.88M
|
|
|
May 15, 2023
Q1 2023
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1K- 14.49% |
$25.6K - $28.1K
|
5.9K
$202K
|
|
|
Apr 21, 2023
Q1 2023
|
Successful Portfolios LLC
|
SELL
|
- |
-1.02K- 3.14% |
$26.2K - $28.7K
|
31.5K
$1.08M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.18K- 2.18% |
$30.2K - $33.1K
|
52.9K
$1.81M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.25K- 10.65% |
$32K - $35.1K
|
10.5K
$358K
|
|
|
May 09, 2023
Q1 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-1.26K- 4.1% |
$32.3K - $35.5K
|
29.5K
$1.01M
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
SELL
|
- |
-1.26K- 86.87% |
$32.3K - $35.5K
|
191
$6.53K
|
|
|
May 09, 2023
Q1 2023
|
Rb Capital Management, LLC
|
SELL
|
- |
-1.35K- 2.23% |
$34.6K - $38.1K
|
59.3K
$2.03M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.83K- 14.96% |
$46.8K - $51.4K
|
10.4K
$355K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.41K- 11.1% |
$61.6K - $67.7K
|
19.3K
$660K
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.64K- 23.52% |
$67.6K - $74.3K
|
8.59K
$294K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.66K- 0.82% |
$68.1K - $74.9K
|
324K
$11.1M
|
|
|
Apr 11, 2023
Q1 2023
|
Stolper CO
|
SELL
|
- |
-3.05K- 5.32% |
$78.2K - $85.8K
|
54.3K
$1.86M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.58K- 0.51% |
$91.5K - $101K
|
694K
$23.7M
|
|
|
Apr 19, 2023
Q1 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-3.64K- 13.8% |
$93.2K - $102K
|
22.8K
$778K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.49K- 15.08% |
$115K - $126K
|
25.3K
$864K
|
|
|
May 01, 2023
Q1 2023
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-6.01K- 34.51% |
$154K - $169K
|
11.4K
$390K
|
|
|
May 08, 2023
Q1 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-6.86K- 1.59% |
$176K - $193K
|
423K
$14.5M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.77K- 8.77% |
$250K - $275K
|
102K
$3.47M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-11.4K- 17.92% |
$291K - $319K
|
52.1K
$1.78M
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-12.4K- 54.52% |
$316K - $347K
|
10.3K
$352K
|
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-13.8K- 32.49% |
$352K - $387K
|
28.6K
$978K
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-13.9K- 19.33% |
$355K - $390K
|
58K
$1.98M
|
|
|
Apr 13, 2023
Q1 2023
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-18.1K- 6.38% |
$462K - $507K
|
265K
$9.05M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-23.3K- 43.15% |
$596K - $655K
|
30.7K
$1.05M
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-82.1K- 24.28% |
$2.1M - $2.31M
|
256K
$8.76M
|