Purchases and Sales Made in Q3 2021 in Tri Continental Corp (TY)
This table provides information about the institutional ownership of Tri Continental Corp (TY) during Q3 2021. The information is specifically focused on institutions that hold shares of TRI-CONTINENTAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
346KNew |
$11.5M - $12.2M
|
346K
$12M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
66.4K+ 133.26% |
$2.21M - $2.33M
|
116K
$4.01M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
48K+ 22.93% |
$1.6M - $1.69M
|
258K
$8.89M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
23.1K+ 5.24% |
$768K - $810K
|
463K
$16M
|
|
|
Oct 29, 2021
Q3 2021
|
Strategic Capital Advisers, Inc.
|
BUY
|
- |
20.4KNew |
$678K - $715K
|
20.4K
$703K
|
|
|
Nov 05, 2021
Q3 2021
|
Ropes Wealth Advisors LLC
Boston, MA |
BUY
|
- |
17.2K+ 285.7% |
$573K - $604K
|
23.2K
$801K
|
|
|
Oct 15, 2021
Q3 2021
|
Bard Financial Services, Inc.
|
BUY
|
- |
15.9K+ 3.0% |
$529K - $558K
|
546K
$18.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
15.8K+ 108.53% |
$526K - $555K
|
30.4K
$1.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
14.3KNew |
$476K - $502K
|
14.3K
$494K
|
|
|
Oct 28, 2021
Q3 2021
|
Tandem Capital Management Corp
|
BUY
|
- |
12.9K+ 96.15% |
$428K - $451K
|
26.2K
$905K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
10.5K+ 60.74% |
$350K - $369K
|
27.8K
$959K
|
|
|
Oct 13, 2021
Q3 2021
|
Stolper CO
|
BUY
|
- |
8.15K+ 22.04% |
$271K - $286K
|
45.1K
$1.56M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
7.86K+ 59.31% |
$262K - $276K
|
21.1K
$729K
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
7K+ 13.86% |
$233K - $246K
|
57.5K
$1.98M
|
|
|
Dec 14, 2021
Q3 2021
|
Strategy Asset Managers LLC
|
BUY
|
- |
6.17KNew |
$205K - $217K
|
6.17K
$213K
|
|
|
Nov 08, 2021
Q3 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
6.08K+ 33.45% |
$202K - $213K
|
24.3K
$837K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
4.68K+ 24.49% |
$156K - $164K
|
23.8K
$820K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.45K+ 10.28% |
$148K - $156K
|
47.7K
$1.65M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
4.39K+ 25.92% |
$146K - $154K
|
21.3K
$736K
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
4.39K+ 1.97% |
$146K - $154K
|
227K
$7.82M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.76K+ 4.26% |
$91.8K - $96.8K
|
67.4K
$2.33M
|
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
2.72KNew |
$90.4K - $95.4K
|
2.72K
$93.7K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
2.48K+ 31.93% |
$82.7K - $87.2K
|
10.3K
$354K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
2.24K+ 11.1% |
$74.5K - $78.5K
|
22.4K
$772K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.92K+ 3.41% |
$64K - $67.5K
|
58.2K
$2.01M
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
1.89K+ 7.56% |
$62.8K - $66.3K
|
26.8K
$926K
|
|
|
Nov 15, 2021
Q3 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
1.69K+ 17.04% |
$56.2K - $59.2K
|
11.6K
$400K
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.36K+ 1.87% |
$45.4K - $47.9K
|
74.5K
$2.57M
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
1.26K+ 16.73% |
$41.9K - $44.2K
|
8.78K
$303K
|
|
|
Jun 02, 2022
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.25K+ 7.76% |
$41.6K - $43.9K
|
17.4K
$599K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.09K+ 13.04% |
$36.2K - $38.1K
|
9.41K
$325K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
936+ 0.5% |
$31.2K - $32.9K
|
187K
$6.45M
|
|
|
Nov 12, 2021
Q3 2021
|
Rb Capital Management, LLC
|
BUY
|
- |
930+ 1.73% |
$31K - $32.7K
|
54.7K
$1.89M
|
|
|
Nov 12, 2021
Q3 2021
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
704+ 5.67% |
$23.4K - $24.7K
|
13.1K
$453K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
358+ 0.77% |
$11.9K - $12.6K
|
46.7K
$1.61M
|
|
|
Oct 22, 2021
Q3 2021
|
Uncommon Cents Investing LLC
|
BUY
|
- |
345+ 0.21% |
$11.5K - $12.1K
|
162K
$5.58M
|
|
|
Nov 09, 2021
Q3 2021
|
Private Ocean, LLC
|
BUY
|
- |
300New |
$9.99K - $10.5K
|
300
$10.4K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
202+ 2.48% |
$6.73K - $7.09K
|
8.33K
$287K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Wealth Partners, Inc.
Lewisburg, PA |
BUY
|
- |
86+ 0.89% |
$2.86K - $3.02K
|
9.79K
$338K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
83+ 0.72% |
$2.76K - $2.91K
|
11.7K
$403K
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
71+ 0.14% |
$2.36K - $2.49K
|
49.2K
$1.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
64+ 0.02% |
$2.13K - $2.25K
|
399K
$13.8M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
62+ 0.35% |
$2.06K - $2.18K
|
18K
$620K
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
54+ 0.88% |
$1.8K - $1.9K
|
6.19K
$214K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
33New |
$1.1K - $1.16K
|
33
$1.14K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
33+ 0.09% |
$1.1K - $1.16K
|
35.4K
$1.22M
|
|
|
Oct 18, 2021
Q3 2021
|
Altus Wealth Management, LLC
|
BUY
|
- |
20+ 0.31% |
$666 - $702
|
6.55K
$226K
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
19+ 0.19% |
$633 - $667
|
10.2K
$351K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
9+ 0.22% |
$300 - $316
|
4.07K
$141K
|
|
|
Nov 12, 2021
Q3 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
7+ 0.8% |
$233 - $246
|
887
$30.6K
|