Purchases and Sales Made in Q4 2022 in Tri Continental Corp (TY)
This table provides information about the institutional ownership of Tri Continental Corp (TY) during Q4 2022. The information is specifically focused on institutions that hold shares of TRI-CONTINENTAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 19, 2023
Q4 2022
|
American Institute For Advanced Investment Management, LLP
|
BUY
|
- |
245+ 2.36% |
$6.25K - $6.92K
|
10.6K
$367K
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
BUY
|
- |
200+ 2.68% |
$5.11K - $5.65K
|
7.67K
$264K
|
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
BUY
|
- |
194+ 2.36% |
$4.95K - $5.48K
|
8.41K
$290K
|
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
166New |
$4.24K - $4.69K
|
166
$5.73K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
129+ 1.11% |
$3.29K - $3.64K
|
11.7K
$405K
|
|
|
Feb 14, 2023
Q4 2022
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
45+ 2.35% |
$1.15K - $1.27K
|
1.96K
$67.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
44+ 2.81% |
$1.12K - $1.24K
|
1.61K
$55.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
43+ 3.39% |
$1.1K - $1.21K
|
1.31K
$45.2K
|
|
|
Feb 10, 2023
Q4 2022
|
Tilia Fiduciary Partners, Inc.
|
BUY
|
- |
22+ 3.49% |
$562 - $621
|
652
$22.5K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
BUY
|
- |
17+ 2.24% |
$434 - $480
|
775
$26.7K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-175- 11.4% |
$4.47K - $4.94K
|
1.36K
$46.9K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-187- 0.25% |
$4.77K - $5.28K
|
75.4K
$2.6M
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-248- 12.55% |
$6.33K - $7K
|
1.73K
$59.6K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-324- 30.39% |
$8.27K - $9.15K
|
742
$25.6K
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-329- 1.45% |
$8.4K - $9.29K
|
22.3K
$769K
|
|
|
Feb 22, 2023
Q4 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-346- 2.99% |
$8.83K - $9.77K
|
11.2K
$387K
|
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-382- 0.53% |
$9.75K - $10.8K
|
71.8K
$2.48M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-454- 3.58% |
$11.6K - $12.8K
|
12.2K
$421K
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-644- 6.74% |
$16.4K - $18.2K
|
8.92K
$308K
|
|
|
Feb 14, 2023
Q4 2022
|
Johnson Investment Counsel Inc
Cincinnati, OH |
SELL
|
- |
-685- 3.73% |
$17.5K - $19.3K
|
17.7K
$610K
|
|
|
Jan 25, 2023
Q4 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-690- 29.29% |
$17.6K - $19.5K
|
1.67K
$57.5K
|
|
|
Jan 27, 2023
Q4 2022
|
Successful Portfolios LLC
|
SELL
|
- |
-735- 2.21% |
$18.8K - $20.8K
|
32.5K
$1.12M
|
|
|
Jan 11, 2023
Q4 2022
|
Stolper CO
|
SELL
|
- |
-826- 1.42% |
$21.1K - $23.3K
|
57.4K
$1.98M
|
|
|
Feb 03, 2023
Q4 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-916- 10.09% |
$23.4K - $25.9K
|
8.16K
$281K
|
|
|
Feb 09, 2023
Q4 2022
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-1.53K- 33.31% |
$39K - $43.1K
|
3.06K
$105K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.56K- 2.24% |
$65.3K - $72.2K
|
111K
$3.84M
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-3.79K- 4.56% |
$96.8K - $107K
|
79.4K
$2.74M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-4.77K- 36.94% |
$122K - $135K
|
8.15K
$281K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.11K- 18.55% |
$130K - $144K
|
22.4K
$773K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-5.55K- 20.36% |
$142K - $157K
|
21.7K
$749K
|
|
|
Feb 14, 2023
Q4 2022
|
Twin Focus Capital Partners, LLC
Boston, MA |
SELL
|
- |
-5.9K- 38.31% |
$151K - $167K
|
9.5K
$328K
|
|
|
Feb 03, 2023
Q4 2022
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-6.69K- 2.31% |
$171K - $189K
|
283K
$9.76M
|
|
|
Feb 03, 2023
Q4 2022
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-7.05K- 1.61% |
$180K - $199K
|
430K
$14.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-18.7K- 69.7% |
$478K - $529K
|
8.14K
$281K
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-20.4K- 5.68% |
$520K - $575K
|
338K
$11.7M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-22.2K- 7.84% |
$566K - $626K
|
261K
$8.99M
|
|
|
Jan 25, 2023
Q4 2022
|
Bard Financial Services, Inc.
|
SELL
|
- |
-24.9K- 3.86% |
$635K - $702K
|
619K
$21.4M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-44.2K- 15.07% |
$1.13M - $1.25M
|
249K
$8.6M
|
|
|
Jan 23, 2023
Q4 2022
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-58.1K- 13.53% |
$1.48M - $1.64M
|
371K
$12.8M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-110K- 63.36% |
$2.8M - $3.1M
|
63.4K
$2.19M
|