Purchases and Sales Made in Q4 2023 in Tri Continental Corp (TY)
This table provides information about the institutional ownership of Tri Continental Corp (TY) during Q4 2023. The information is specifically focused on institutions that hold shares of TRI-CONTINENTAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
9+ 0.3% |
$227 - $261
|
3K
$103K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
9+ 1.3% |
$227 - $261
|
702
$24K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
8+ 0.11% |
$201 - $232
|
7.62K
$260K
|
|
|
Feb 05, 2024
Q4 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
7+ 0.36% |
$176 - $203
|
1.97K
$67.3K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
7+ 0.34% |
$176 - $203
|
2.07K
$70.8K
|
|
|
Jan 19, 2024
Q4 2023
|
Fifth Third Bancorp
|
BUY
|
- |
6+ 0.36% |
$151 - $174
|
1.67K
$57.1K
|
|
|
Feb 07, 2024
Q4 2023
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
6+ 0.04% |
$151 - $174
|
16.2K
$555K
|
|
|
Jan 30, 2024
Q4 2023
|
Stone House Investment Management, LLC
|
BUY
|
- |
2+ 1.74% |
$50.3 - $58.1
|
117
$4K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
2+ 0.26% |
$50.3 - $58.1
|
778
$26.6K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 08, 2024
Q4 2023
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-4- 0.04% |
$101 - $116
|
11.2K
$384K
|
|
|
Feb 05, 2024
Q4 2023
|
Rb Capital Management, LLC
|
SELL
|
- |
-29- 0.05% |
$730 - $842
|
60.5K
$2.07M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-58- 0.99% |
$1.46K - $1.68K
|
5.83K
$199K
|
|
|
Jan 18, 2024
Q4 2023
|
Successful Portfolios LLC
|
SELL
|
- |
-123- 0.78% |
$3.1K - $3.57K
|
15.6K
$534K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-148- 0.06% |
$3.73K - $4.3K
|
251K
$8.59M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-148- 0.28% |
$3.73K - $4.3K
|
53.3K
$1.82M
|
|
|
Feb 13, 2024
Q4 2023
|
Twin Focus Capital Partners, LLC
Boston, MA |
SELL
|
- |
-500- 5.26% |
$12.6K - $14.5K
|
9K
$308K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-568- 6.47% |
$14.3K - $16.5K
|
8.22K
$281K
|
|
|
Jan 10, 2024
Q4 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-834- 2.3% |
$21K - $24.2K
|
35.5K
$1.21M
|
|
|
Feb 09, 2024
Q4 2023
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
SELL
|
- |
-1.13K- 98.17% |
$28.4K - $32.8K
|
21
$718
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-1.2K- 88.55% |
$30.2K - $34.8K
|
155
$5.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-1.23K- 49.84% |
$31K - $35.8K
|
1.24K
$42.4K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.25K- 0.41% |
$31.5K - $36.4K
|
304K
$10.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.05K- 2.24% |
$51.6K - $59.6K
|
89.7K
$3.07M
|
|
|
Jan 18, 2024
Q4 2023
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-3.75K- 2.17% |
$94.4K - $109K
|
169K
$5.77M
|
|
|
Jan 23, 2024
Q4 2023
|
Tiaa Trust, National Association
Charlotte, NC |
SELL
|
- |
-3.83K- 14.41% |
$96.5K - $111K
|
22.8K
$778K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-4.11K- 0.98% |
$103K - $119K
|
416K
$14.2M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-4.14K- 4.84% |
$104K - $120K
|
81.4K
$2.78M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-4.23K- 1.72% |
$106K - $123K
|
241K
$8.25M
|
|
|
Jan 26, 2024
Q4 2023
|
Albion Financial Group
|
SELL
|
- |
-5.2K- 12.45% |
$131K - $151K
|
36.6K
$1.25M
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-5.33K- 9.7% |
$134K - $155K
|
49.6K
$1.69M
|
|
|
Jan 18, 2024
Q4 2023
|
Transform Wealth, LLC
|
SELL
|
- |
-5.33K- 22.74% |
$134K - $155K
|
18.1K
$619K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-5.55K- 7.21% |
$140K - $161K
|
71.4K
$2.44M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.8K- 7.39% |
$146K - $168K
|
72.6K
$2.48M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-6.58K- 28.02% |
$166K - $191K
|
16.9K
$578K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-6.96K- 38.04% |
$175K - $202K
|
11.3K
$388K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-8.07K- 3.49% |
$203K - $234K
|
223K
$7.62M
|
|
|
Feb 09, 2024
Q4 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-8.1K- 8.55% |
$204K - $235K
|
86.6K
$2.96M
|
|
|
Feb 13, 2024
Q4 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
SELL
|
- |
-8.31K- 98.41% |
$209K - $241K
|
134
$4.58K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-14.4K- 23.98% |
$364K - $420K
|
45.8K
$1.57M
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-17.5K- 32.01% |
$440K - $507K
|
37.1K
$1.27M
|
|
|
Feb 09, 2024
Q4 2023
|
Bard Financial Services, Inc.
|
SELL
|
- |
-30.5K- 5.37% |
$767K - $885K
|
537K
$18.4M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-51.5K- 58.53% |
$1.3M - $1.49M
|
36.5K
$1.25M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-61.1K- 55.74% |
$1.54M - $1.77M
|
48.5K
$1.66M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-194K- 96.53% |
$4.88M - $5.63M
|
6.97K
$238K
|